Audit Manager
4 weeks ago
About the Role:
Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. As an Audit Manager, you will be responsible for leading audits of Capital Planning processes such as Risk Identification, Scenario Design, Projection Methodologies, Risk-Weighted Assets, Governance, Capital Models, and other CCAR elements.
Responsibilities:
- Proactively monitors assigned audit universe for needed updates.
- Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan as needed.
- Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.
- Designs and sometimes executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
- Supervises and coordinates work assignments amongst audit team members.
- Provides timely feedback, on-the-job training, and coaching to audit staff.
- Establishes and maintains good relationships with key business and audit partners.
- Effectively communicates audit process, scope, protocol, issues, risks, and recommendations to clients during kick-off, periodic status updates, and exit meetings.
Requirements:
- Bachelor's Degree or military experience.
- At least 5 years of experience in auditing, at least 5 years of experience in financial services, at least 5 years of experience in risk management or a combination.
- At least 2 years of experience in leading audit engagements or in project management.
- At least 2 years of experience in developing associates or in supervisory roles.
Preferred Qualifications:
- Master's Degree in Accounting, Master's Degree in Finance, Master's Degree in Economics, or Master's of Business Administration.
- Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or a relevant certification.
- 5+ years of experience in banking or the financial services industry with a focus on Corporate Finance, Capital Management, CCAR/DFAST, or Balance Sheet Management.
- 4+ years of experience in leadership or supervisory roles.
- 1+ years of experience with data analytics tools in support of internal audit.
About Capital One:
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
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