Compliance Manager
4 weeks ago
At Genworth, we empower families to navigate the aging journey with confidence. Our Compliance Manager will play a crucial role in ensuring that our operations are in compliance with regulatory requirements and industry standards.
Key Responsibilities:- Develop and maintain a thorough understanding of regulatory requirements and industry standards.
- Provide program management, administration, and reporting of the annual Life, Long-Term Care, and Annuity Market Conduct Annual Statement (MCAS).
- Conduct weekly audits of Consumer and Department of Insurance (DOI) Complaints for Life, Annuity, and Long-Term Care insurance product lines.
- Compile and report the results of the Complaint audit monthly to the Operations Compliance team and the Consumer Affairs team.
- Assist the Variable Life & Annuity Customer Service and Claims Operations in identification of 38a-1 reporting issues and maintain the 38a-1 log.
- BS/BA in business related field of study or High School Diploma and significant work experience related to compliance and regulation in the insurance industry.
- Securities Series 6 License or ability to obtain within 6 months of hire.
- Working knowledge of Life, Long-Term Care, and Annuity products and their associated regulatory requirements.
- Strong working knowledge and understanding of Operations processes/procedures and the compliance/market conduct/regulatory issues related to them.
- Competitive Compensation & Total Rewards Incentives.
- Comprehensive Healthcare Coverage.
- Multiple 401(k) Savings Plan Options.
- Generous Paid Time Off – Including 12 Paid Holidays, Volunteer Time Off and Paid Family Leave.
Genworth is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to making a difference in people's lives every day.
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