Compliance Manager

4 weeks ago


Richmond, Virginia, United States Genworth Full time
Job Title: Compliance Manager

At Genworth, we empower families to navigate the aging journey with confidence. Our Compliance Manager will play a crucial role in ensuring that our operations are in compliance with regulatory requirements and industry standards.

Key Responsibilities:
  • Develop and maintain a thorough understanding of regulatory requirements and industry standards.
  • Provide program management, administration, and reporting of the annual Life, Long-Term Care, and Annuity Market Conduct Annual Statement (MCAS).
  • Conduct weekly audits of Consumer and Department of Insurance (DOI) Complaints for Life, Annuity, and Long-Term Care insurance product lines.
  • Compile and report the results of the Complaint audit monthly to the Operations Compliance team and the Consumer Affairs team.
  • Assist the Variable Life & Annuity Customer Service and Claims Operations in identification of 38a-1 reporting issues and maintain the 38a-1 log.
Requirements:
  • BS/BA in business related field of study or High School Diploma and significant work experience related to compliance and regulation in the insurance industry.
  • Securities Series 6 License or ability to obtain within 6 months of hire.
  • Working knowledge of Life, Long-Term Care, and Annuity products and their associated regulatory requirements.
  • Strong working knowledge and understanding of Operations processes/procedures and the compliance/market conduct/regulatory issues related to them.
What We Offer:
  • Competitive Compensation & Total Rewards Incentives.
  • Comprehensive Healthcare Coverage.
  • Multiple 401(k) Savings Plan Options.
  • Generous Paid Time Off – Including 12 Paid Holidays, Volunteer Time Off and Paid Family Leave.

Genworth is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to making a difference in people's lives every day.


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