Strategic Compliance Expert for Investment Firm

2 days ago


York, Pennsylvania, United States Anonymous Full time

At Anonymous, we are seeking a highly skilled Strategic Compliance Expert to join our team in New York City.

This key hire will play a pivotal role in leading our day-to-day compliance program as we continue to build an industry-leading team.

The ideal candidate will have:

  • Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 required;
  • Policies & Procedures expertise;
  • Code of Ethics / Conflict of Interest understanding;
  • Marketing Review skills;
  • Trade/Portfolio Compliance experience;
  • Regulatory Inquiries/Affairs acumen;
  • A strong academic pedigree from a top university.

The position is suitable for a highly motivated and entrepreneurial individual looking to work at a firm renowned for innovation and integrity.

A highly competitive compensation package estimated around $110,000 per year is on offer.



  • York, Pennsylvania, United States Glatfelter Insurance Group. Full time

    Glatfelter Insurance Group, a leading managing general agency in the U.S., is seeking an experienced Associate Compliance & Licensing Specialist to join our team.As a key member of our organization, you will be responsible for completing licensing tasks for our sub-producer network, GIG associates, and entities. This includes tracking licenses, appointments,...


  • York, Pennsylvania, United States Thurn Partners Full time

    Investment Analysis Role at Thurn PartnersWe are seeking an experienced Equity Researcher to join our team at Thurn Partners in New York. This is a full-time position that involves conducting research and analysis on equities strategies.About the Role:Develop insights and generate ideas for the equity fundamental research team using data-driven...


  • York, Pennsylvania, United States American Water Full time

    About American WaterAs the largest regulated water and wastewater utility company in the United States, we are committed to providing safe, clean, reliable, and affordable drinking water and wastewater services to millions of people. With a history dating back to 1886, we leverage our expertise and national size and scale to achieve excellent outcomes for...


  • York, Pennsylvania, United States Tata Consultancy Services Full time

    Company OverviewTata Consultancy Services is a leading global IT services company with a strong focus on delivering innovative solutions to our clients.SalaryThe estimated annual salary for this position ranges from $80,000 to $120,000, depending on experience and qualifications.Job DescriptionWe are seeking an experienced SAP consultant to join our team as...


  • York, Pennsylvania, United States SSQ Full time

    Project Finance Associate, Elite New York Law FirmWe are seeking a highly skilled Senior Finance Lawyer to join our team at SSQ. As a leading recruitment firm specializing in the financial services sector, we represent a prestigious New York headquartered law firm in their search for an experienced Project Finance Associate.The ideal candidate will be a...


  • York, Pennsylvania, United States Glatfelter Insurance Group. Full time

    Job OverviewGlatfelter Insurance Group, a leading managing general agency in the U.S., is seeking an experienced Product Development Specialist to join their corporate product development team.The successful candidate will collaborate with cross-functional teams to develop innovative insurance products, ensuring best-in-class coverage for our highly...

  • Senior Tax Manager

    1 week ago


    York, Pennsylvania, United States Jobot Full time

    Tax Management Role in York, PAOur dynamic management and investment firm in York, Pennsylvania is seeking a skilled Tax Manager to join our team.Job SummaryWe are committed to excellence in all areas of tax management, handling a diverse range of tax entities including partnerships, trusts, and individuals within a non-public setting.Key...


  • York, Pennsylvania, United States Red Lion Controls Full time

    About the Role:The Global Strategic Commodity Manager will have strong business acumen and excellent knowledge of commodity markets within electronics.Benefits:Red Lion Controls offers a comprehensive benefits package including health insurance, retirement plan, and paid time off.Education and Experience:A bachelor's degree in a related field and 5+ years of...


  • York, Pennsylvania, United States Fusion Medical Staffing-Radiology Full time

    Exciting Opportunity for a Travel MRI TechnologistFusion Medical Staffing-Radiology is seeking a skilled and experienced MRI Technologist to join our team in York, Pennsylvania.About the RoleThis 13-week assignment offers a unique opportunity to work with a dynamic healthcare team and provide expert care to patients.The ideal candidate will possess strong...


  • York, Pennsylvania, United States WellSpan Health Full time

    At WellSpan Health, we prioritize exceptional care and lifelong wellness. As a nonprofit organization, we reinvest in our communities to improve the health and well-being of our patients.We seek an experienced board-certified vascular surgeon to lead our team of experts in York, Pennsylvania.The ideal candidate will have expertise in managing patients with...


  • York, Pennsylvania, United States TJM Industries Inc Full time

    Job SummaryWe are seeking experienced Safety Professionals to join our team at TJM Industries Inc. in South Central PA. The successful candidate will lead HSE functions, ensure compliance with OSHA and DEP regulations, and develop safety initiatives to reduce injuries and incidents.


  • York, Pennsylvania, United States vTech Solution, Inc. Full time

    We are seeking a skilled Caregiving Professional to join our team at vTech Solution, Inc. in York, PA. This is an exciting opportunity for a dedicated individual with a passion for providing top-notch care and support to seniors and individuals with long-term care needs.About the Role:This position involves working as part of a dynamic team to deliver...

  • Physical Therapist

    3 days ago


    York, Pennsylvania, United States Drayer Physical Therapy Full time

    About Drayer Physical TherapyWe are a leading provider of physical therapy services, dedicated to delivering exceptional patient care and promoting overall well-being.Job SummaryAs a Physical Therapist at Drayer Physical Therapy, you will play a vital role in providing specialized evaluation and evidence-based treatment to patients. We offer a dynamic and...


  • York, Pennsylvania, United States LanceSoft Full time

    Job SummaryLanceSoft, a leading healthcare staffing firm, is seeking an experienced Travel Nurse RN for a 13-week assignment in York, Pennsylvania.About the RoleSpecialty: StepdownDiscipline: Registered Nurse (RN)This travel nursing opportunity requires 36 hours of work per week, with a 12-hour night shift schedule. The ideal candidate will have a strong...


  • York, Pennsylvania, United States WellSpan Health Full time

    We are seeking an experienced board-certified vascular surgeon to lead a team of healthcare professionals in York, Pennsylvania.About the RoleLead a team of 5 surgeons and 4 advanced practice providers in providing expert guidance and leadership in the management of patients with vascular conditions.Educate and train medical professionals in vascular surgery...


  • York, Pennsylvania, United States PSC Biotech Full time

    Compelling Opportunity for Pharmaceutical ExpertiseWe are seeking a skilled Senior Pharmaceutical Development Formulation Specialist to join our team in York, PA.This is a full-time, on-site position that offers an attractive compensation package, details of which can be found below. The selected candidate will play a critical role in strategizing, planning,...


  • York, Pennsylvania, United States LanceSoft Full time

    Job OverviewLanceSoft is a leading staffing firm providing top-notch professionals to healthcare facilities across the United States. We are seeking an experienced Travel Nurse RN OR - Operating Room for a 13-week assignment in Pennsylvania.About the AssignmentThis role requires a minimum of 2 years of experience in the Operating Room setting, with a strong...


  • York, Pennsylvania, United States Advantis Medical Full time

    Advantis Medical is a leading healthcare staffing agency seeking an experienced Long Term Acute Care Registered Nurse (RN) for a 13-week travel nursing job in York, Pennsylvania. This rewarding assignment offers a Rotating shift and the opportunity to work with a Joint-Commission-certified facility.About the JobThis position provides the chance to deliver...


  • York, Pennsylvania, United States Creative Financial Staffing Full time

    About Our ClientCreative Financial Staffing is a thriving company known for its commitment to excellence and innovation in the manufacturing industry. With a strong financial backing and a dedication to growth, they offer a dynamic and supportive work environment where talent is valued and career development is encouraged.Salary and BenefitsWe are offering...


  • York, Pennsylvania, United States NovaSource Power Full time

    Job OverviewNovaSource Power Services is a leading provider of renewable energy solutions, committed to empowering a sustainable future. As an O&M-focused company with 20 years of operating experience, we have the global reach and strategic capabilities to deliver exceptional results for our clients.We invest in our people, assessing each employee's...