Compliance Leadership Position with Fixed Income Expertise
7 days ago
About PIMCO
PIMCO is a leading investment management firm, recognized for its expertise in fixed income and credit markets. With a history dating back to 1971, the company has established itself as a trusted advisor to clients around the world.
The Deputy Chief Compliance Officer will play a critical role in providing strategic leadership and oversight for compliance work across various teams. Reporting directly to the Global Chief Compliance Officer, this position requires strong analytical skills and experience in managing compliance programs.
Job Summary
This senior leadership role involves:
- Leading key aspects of PIMCO's Investment Adviser compliance program, including managing junior to senior-level compliance officers
- Implementing and enforcing compliance policies, such as quant compliance, trade surveillance, and e-surveillance programs
- Coordinating implementation of new or revised regulatory requirements relevant to PIMCO's business
- Providing regular reporting to senior executives and stakeholders on compliance risks and the compliance program
- Assisting with development and execution of compliance projects and strategic initiatives
Requirements
To be successful in this role, candidates must possess:
- Excellent academic credentials, including a J.D.
- Significant compliance experience with a large and diverse investment management firm
- Strong knowledge of regulatory requirements applicable to investment management firms
- Experience working with fixed income instruments and derivatives
- Prior involvement in implementing compliance programs under Rule 206(4)-7 of the Investment Advisers Act
Compensation
PIMCO offers a competitive compensation package, including a base salary range of $250,000 - $360,000 per year.
We are an equal opportunity employer
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion, sex, sexual orientation, gender identity, age, military or veteran status, disability, or any factor prohibited by law.
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