Audit Manager, FCC/Compliance Audit
4 weeks ago
Capital One is seeking an experienced Audit Manager to lead Financial Crimes Compliance and Corporate Compliance audits. The ideal candidate will have a strong background in auditing, financial crimes compliance, and corporate compliance, with a proven track record of delivering high-quality audit results.
Key Responsibilities- Plan, perform, and lead Financial Crimes Compliance and Corporate Compliance audits at the enterprise level
- Develop and maintain effective working relationships with key business partners
- Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
- Effectively communicate audit process scope, protocol, issues, risks, and recommendations in written reports and oral presentations to clients
- Assess the relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues
- Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
- Manage timely and quality delivery of audit work
- Supervise and coordinate work assignments amongst audit team members
- Bachelor's Degree or military experience
- 5+ years of experience in auditing, financial crimes compliance, corporate or consumer compliance, risk management, or a combination
- 2+ years of experience leading audits and performing in the role of auditor-in-charge
- Preferred qualifications include a Master's Degree in Auditing, Accounting, Finance, or Business Administration, and certifications such as CAMS, CIA, CPA, CRCM, or CFE
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website.
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