Regulatory Examiner with Expertise in Financial Services
2 days ago
As a Regulatory Examiner with the State of Florida, you will play a vital role in ensuring the compliance of financial institutions and services companies with state regulations. Your expertise in auditing principles and data analysis will be essential in conducting thorough examinations and investigations to identify any potential issues or discrepancies.
About the Role
This position is an exciting opportunity for professionals who are passionate about finance and regulation. As a Regulatory Examiner, you will work closely with various stakeholders, including attorneys, accountants, regulators, and the public, to provide guidance on laws, rules, and regulations. You will also be responsible for reviewing and analyzing data to ensure that all financial institutions and services companies are in compliance with relevant statutes and regulations.
Key Responsibilities
- Conduct thorough examinations and investigations of financial institutions and services companies to ensure compliance with state regulations.
- Review and analyze data to identify potential issues or discrepancies.
- Work closely with stakeholders, including attorneys, accountants, regulators, and the public, to provide guidance on laws, rules, and regulations.
- Develop and implement effective strategies to address any regulatory issues or concerns.
Requirements
- Four (4) years of professional examination and/or regulatory work experience relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or money services businesses.
- A bachelor's degree from an accredited college or university may be used as an alternative for the years of required experience.
- Knowledge of mathematics, auditing principles, and data analysis.
- Ability to communicate effectively, both verbally and in writing.
- Ability to work independently and as part of a team.
Benefits
- A competitive salary range of $48,000.00 - $50,000.00 per year.
- A comprehensive benefits package, including health, life, and disability insurance.
- Paid vacation and sick leave.
- Flexible work schedules for most positions.
- Tuition waivers to attend state universities/community colleges.
- Retirement plans and options.
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