Compliance Advisor
3 weeks ago
Marex Services Group, LLC is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.
The company has a major franchise in many major metals, energy, and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022.
The Compliance Officer – FCM Advisor provides compliance advisory services for the FCM (futures commission merchant) entity as well as related IBs (introducing brokers), GIBs (guaranteed income bonds), and swap dealers.
The role primarily focuses on providing real-time compliance advisory services, ensuring that all activities are conducted in accordance with the law.
Compliance and Compliance Officers play a crucial role in ensuring that all activities are conducted in accordance with the law.
Compliance efforts are instrumental in fostering a compliant culture within Marex and ensuring that all employees understand their responsibilities.
Furthermore, Compliance is a bridge between Marex and regulatory authorities, responsible for responding to inquiries, providing necessary documentation, and cooperating with regulatory examinations and investigations.
The Compliance Officer will support the Head of FCM Compliance by providing Compliance Advisory services to FCM (futures commission merchant) business line.
The ideal candidate will have at least 5 (five) years of financial industry experience in a legal or compliance role, with FCM or FCM Regulatory experience.
The candidate should have a Bachelor's degree (JD or other graduate degree desired) and previous Compliance experience, desired.
Marex is an equal opportunities employer and welcomes applications from candidates returning to the job market.
-
Compliance Officer FCM Advisor
3 weeks ago
Chicago, Illinois, United States Marex Services Group, LLC Full timeMarex Services Group, LLC is seeking a highly skilled Compliance Officer FCM Advisor to join our team. As a key member of our compliance team, you will be responsible for providing compliance advisory services for the FCM entity as well as related IBs, GIBs, and swap dealers.The ideal candidate will have at least 5 years of financial industry experience in a...
-
Senior Legal Advisor
4 weeks ago
Chicago, Illinois, United States Spaulding Ridge Full timeSenior Legal AdvisorSpaulding Ridge is seeking a seasoned Senior Legal Advisor to join our team. As a key advisor to our corporate and practice leadership, you will provide comprehensive legal support across all aspects of our business operations.Key Responsibilities:Provide strategic legal counsel to executive leadershipAdvise on compliance, privacy, and...
-
Financial Advisor
4 weeks ago
Chicago, Illinois, United States Plante Moran Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Financial Advisor to join our team at Plante Moran. As a Financial Advisor, you will play a critical role in helping individuals and families achieve their financial goals.Key ResponsibilitiesAssess clients' financial situations and develop personalized investment and financial planning...
-
Financial Risk Advisor
4 weeks ago
Chicago, Illinois, United States 1872 Consulting Full timeJob Title: Financial Risk Advisor1872 Consulting is seeking a Financial Risk Advisor to join our team. As a key member of our financial services team, you will provide critical support to senior leadership by monitoring and supporting the company's financial risk management framework.Key Responsibilities:Learn, develop, and advance financial risk and GRC...
-
Financial Advisor
3 weeks ago
Chicago, Illinois, United States CCG Business Solutions, LLC Full timeFinancial Planning and Investment Management ServicesOverview:CCG Business Solutions, LLC is seeking a highly motivated and experienced Financial Advisor to provide personalized financial planning and investment management services to our clients.Duties:Provide financial planning and investment management services to clients, including portfolio analysis,...
-
Regulatory Compliance Specialist
3 weeks ago
Chicago, Illinois, United States Interactive Brokers Full timeAt Interactive Brokers, we are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team in Chicago, Illinois.This is a hybrid role that requires three days in the office and two days remote. As a Regulatory Compliance Specialist, you will play a critical role in ensuring the firm complies with the Bank Secrecy Act, USA...
-
Senior Compliance Specialist
3 weeks ago
Chicago, Illinois, United States U of C NORC Full timeJob Summary:NORC at the University of Chicago is seeking a highly motivated and organized Senior Compliance Specialist to oversee and ensure the organization's compliance and adherence to contract, federal, and state requirements. This role will have primary responsibility for auditing HR processes, procedures, and protocols across the department, with a...
-
Strategic Legal Advisor
3 weeks ago
Chicago, Illinois, United States Spaulding Ridge Full timeJob SummarySpaulding Ridge is seeking a seasoned VP of Legal, General Counsel to provide strategic legal counsel to our corporate and practice leadership. As General Counsel, you will serve as a key advisor, providing comprehensive legal support across all aspects of our business operations.Key ResponsibilitiesProvide strategic legal counsel to executive...
-
Automotive Service Advisor
3 weeks ago
Chicago, Illinois, United States Murgado Automotive Group Full timeJob Title: Automotive Service AdvisorAbout Us: Volkswagen of Downtown Chicago is a premier Volkswagen dealership dedicated to providing exceptional automotive solutions and customer service experiences. We strive to exceed customer expectations at every opportunity.Job Summary: We are seeking a customer-focused and results-driven Automotive Service Advisor...
-
Senior Tax Advisor
4 weeks ago
Chicago, Illinois, United States Baker Tilly Advisory Group, LP Full timeJob Description:Responsibilities:Provide tax compliance and advisory services to S-corporations, partnerships, individuals, and corporations ranging from middle market to multinational companies.Participate in tax research projects on various tax issues, help draft IRS responses, and address other tax authority inquiries.Team with leaders on special projects...
-
Faculty Specialty Advisor
4 weeks ago
North Chicago, Illinois, United States Rosalind Franklin University of Medicine & Science Full timeJob Title: Faculty Specialty AdvisorChicago Medical School is seeking a Faculty Specialty Advisor to join our team. As a Faculty Specialty Advisor, you will play a critical role in guiding students in their chosen medical specialty.Key Responsibilities:Meet with students as a group and individually to discuss their career goals and provide guidance on their...
-
Automotive Service Advisor
3 weeks ago
Chicago, Illinois, United States Murgado Automotive Group Full timeVolkswagen of Downtown Chicago, a proud member of the renowned Murgado Automotive Group, is a premier Volkswagen dealership dedicated to providing exceptional automotive solutions and customer service experiences.We are seeking a customer-focused and results-driven Automotive Service Advisor to join our service team.As a Service Advisor, you will be the...
-
Automotive Service Advisor
4 weeks ago
Chicago, Illinois, United States Murgado Automotive Group Full timeVolkswagen of Downtown Chicago, a proud member of the renowned Murgado Automotive Group, is a premier Volkswagen dealership dedicated to providing exceptional automotive solutions and customer service experiences.We are seeking a customer-focused and results-driven Automotive Service Advisor to join our service team.As a Service Advisor, you will be the...
-
Compliance Officer
3 weeks ago
Chicago, Illinois, United States Marex Spectron Full timeMarex Spectron is a global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging, and Investment Solutions and Agency and...
-
Insurance Advisor
3 weeks ago
Chicago, Illinois, United States American Senior Benefits Full timeEmpower Your Community as an Insurance AdvisorAt American Senior Benefits, we're driven by a culture of Grit, Drive, Empathy, and Energy. As an Insurance Advisor, you'll be part of a team that puts people back in the people business. We're backed by Integrity, the largest insurance marketing group in the country, offering our agent partners unparalleled...
-
Technical Advisor II
3 weeks ago
Chicago, Illinois, United States State of Illinois Full timeJob SummaryThe State of Illinois is seeking a highly skilled and experienced Technical Advisor II to join our team. As a key member of our department, you will be responsible for performing a variety of technical and legal duties, including receiving complaints, conducting hearings, and preparing written complaints and pleadings. If you have a strong...
-
Quality Assurance Compliance Analyst
3 weeks ago
Chicago, Illinois, United States Interactive Brokers Full timeAbout Interactive BrokersThis is a hybrid role (three days in the office/two days remote) at Interactive Brokers, a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client...
-
Compliance Intake Coordinator
4 weeks ago
Chicago, Illinois, United States Interactive Brokers Full timeJob DescriptionAbout Interactive BrokersThis role is a hybrid position, with three days spent in the office and two days working remotely.Interactive Brokers Group has been a leader in trading innovation since 1983, with a focus on technology and challenging the status quo. We offer a cutting-edge trading platform with sophisticated features at a low cost....
-
Strategic Legal Advisor
3 weeks ago
Chicago, Illinois, United States ISACA Full timeAbout ISACAISACA is a global professional association and learning organization that leverages the expertise of its 180,000+ members who work in digital trust fields such as information security, governance, assurance, risk, privacy, and quality. It has a presence in 188 countries, including 225 chapters worldwide. Through the ISACA Foundation, ISACA...
-
Field Supervision Manager
4 weeks ago
Chicago, Illinois, United States Bank of America Corporation Full timeJob SummaryAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. As a Supervision Manager, you will play a critical role in ensuring regulatory compliance and corporate mandates for all administrative, sales, and operational activities performed by Field Financial Services Advisors...