Regulatory Investigations and Enforcement Leader
5 days ago
We are seeking an experienced Senior Counsel for Regulatory to join our team. This role will involve managing regulatory inquiries, investigations, incidents, and enforcement actions related to fraud, marketing, risk & trading, cybersecurity, responsible gaming, geolocation, and other areas of regulatory interest. You will also own all necessary documentation, auditing, controls, metrics, and reporting related to these matters.
The ideal candidate will have 6+ years of total legal experience, preferably including experience with a regulatory, investigative, or enforcement body. A J.D. from a top law school and membership in good standing of at least one state bar is required. Strong communication skills, both written and verbal, are essential, as well as the ability to collaborate effectively across a wide range of external and internal stakeholders.
This role offers a competitive salary of $165,000, medical, vision, and dental insurance; life insurance; disability insurance; a 401(k) matching program; among other employee benefits. The applicable salary range is $160,000 - $175,000, which is dependent on relevant experience, location, business needs, and market demand. The company offers paid personal time off and 14 paid company holidays.
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Enforcement Legal Analyst Position at FINRA
5 days ago
New York, New York, United States Financial Industry Regulatory Authority , Inc. Full timeRole OverviewIn this esteemed position as a FINRA Legal Extern, you will have the opportunity to work closely with Enforcement's attorneys, investigators, and management in investigating and determining whether FINRA-regulated firms and/or associated individuals violated federal securities laws or FINRA/MSRB rules.You will be responsible for performing...
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New York, New York, United States Whistler Partners Full timeAbout the CompanyWhistler Partners, a boutique matchmaking firm, is at the forefront of counseling attorneys throughout their careers. This exceptional organization collaborates closely with legal talent to craft long-term career paths that align with their strengths and ambitions.The company takes pride in being selective, working only with the best...
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New York, New York, United States City of New York Full timeAbout the PositionThe City of New York seeks a seasoned attorney to lead the Homicide Bureau as Deputy Bureau Chief.This critical role requires an accomplished prosecutor with over ten years of experience in criminal law, exceptional management skills, and a strong background in homicide trials. The ideal candidate will have a proven track record of success...
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Senior Claims Investigator
6 days ago
New York, New York, United States GREATER NEW YORK MUTUAL INSURANCE COMPANY Full timeJob OverviewThe Greater New York Mutual Insurance Company is seeking a highly skilled and experienced Senior Claims Investigator to join our team. In this role, you will be responsible for investigating premises liability claims, interviewing witnesses, and preparing detailed reports.ResponsibilitiesInvestigate claims promptly and thoroughly, gathering...
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Fixed Income Regulatory Expert
5 days ago
New York, New York, United States Michael Page Full timeJob SummaryWe are seeking a highly skilled Fixed Income Regulatory Expert to join our team at Michael Page. This is an exciting opportunity for a professional with experience in fixed income surveillance and advisory to take on a key role in ensuring the firm's compliance.About the RoleThe successful candidate will be responsible for overseeing the fixed...
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Civil Rights Law Enforcement Specialist
1 week ago
New York, New York, United States City of New York Full timeJob SummaryWe are seeking a highly motivated and detail-oriented Civil Rights Law Enforcement Specialist to join our team at the City of New York. As a key member of our Law Enforcement Bureau, you will play a critical role in enforcing the New York City Human Rights Law (NYCHRL) and promoting equality of treatment throughout the City.About UsThe Commission...
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New York, New York, United States Top Secret Clearance Jobs Full timeAbout the RoleTop Secret Clearance Jobs is dedicated to connecting exceptional professionals with their next challenging opportunity. We are currently seeking a highly skilled Military/Law Enforcement Expertise professional to join our team as a Special Agent.SalaryThe salary for this position ranges from $97,300.00 to $125,544.00 annually, commensurate with...
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Environmental Enforcement Associate
7 days ago
New York, New York, United States City of New York Full timeThe City of New York's Department of Environmental Protection (DEP) is a leader in environmental protection, supplying clean drinking water and collecting wastewater for over 9 million residents. As an Environmental Enforcement Associate, you will be part of the Cross Connection Control Program's Enforcement Unit, responsible for ensuring compliance with...
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Senior Investigative Specialist
3 days ago
New York, New York, United States Lemieux & Associates LLC Full timeCompany OverviewLemieux & Associates LLC is a national leader in the investigative industry.
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Senior Financial Crimes Investigator
1 week ago
New York, New York, United States CGS Full timeCGS, a pioneering force in government innovation, seeks an experienced Senior Financial Crimes Investigator to join our esteemed team. With a proven track record of driving successful investigations and analysis, you will be responsible for uncovering complex financial crimes and bringing perpetrators to justice.Key Responsibilities:Conduct thorough...
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Regulatory Compliance Expert
5 days ago
New York, New York, United States AJ Consultancy Full timeJob OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...
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New York, New York, United States Peregrine Technologies Full timeUnlock Growth Opportunities in Law Enforcement TechnologyPeregrine Technologies, a pioneering force in public safety innovation, seeks an exceptional Enterprise Sales Leader to spearhead our expansion in the law enforcement sector within the New York City Metropolitan Area. This role presents a unique chance to drive momentum and shape the future of law...
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Law Enforcement Officer
1 week ago
New York, New York, United States U.S. Department of the Interior Full timeAbout the PositionThe U.S. Department of the Interior is seeking a highly skilled and motivated individual to fill the role of Law Enforcement Officer with the United States Park Police. As a key member of our team, you will be responsible for enforcing federal laws and regulations within our nation's capital.Salary InformationThe salary for this position...
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Security Officer
7 days ago
New York, New York, United States Pinkerton Consulting & Investigations, Inc. Full timeJob Overview:">">The Security Officer will provide comprehensive security services to clients in the New York City area.">">About Us:">Pinkerton Consulting & Investigations, Inc. is a leading provider of security services, dedicated to delivering exceptional results and exceeding client expectations.">Salary:">$30.00 - $38.00 per...
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Code Enforcement Coordinator
5 days ago
New York, New York, United States City of New York Full timeAbout the RoleThis is an exciting opportunity to join the City of New York's Division of Code Enforcement as a Code Enforcement Coordinator - Community Services Specialist. The successful candidate will play a critical role in ensuring compliance with legal and regulatory obligations, working closely with community partners to identify buildings in distress...
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Safety and Compliance Legal Advisor
5 days ago
New York, New York, United States Bumble Full timeCompany OverviewBumble is a global leader in the dating industry, striving to create a kinder, safer, and more equitable internet. As a Safety and Compliance Legal Advisor, you will play a pivotal role in helping us achieve this mission.Salary and BenefitsThe estimated annual salary for this position is $184,000, with opportunities for long-term incentives...
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Employee Relations Investigations Specialist
6 days ago
New York, New York, United States Tandym Group Full timeA highly experienced professional is required to join Tandym Group's staff as Employee Relations/Investigations Associate. The successful candidate will be based in New York City and will work closely with the HR Business Partners and Legal Department.Key ResponsibilitiesConsult with HR Business Partners and Legal Department on employee relations issues,...
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Regulatory Compliance Specialist
5 days ago
New York, New York, United States TP ICAP Full timeAbout UsTP ICAP is a leading global provider of market infrastructure, dedicated to delivering innovative solutions for clients. Our purpose is to improve price discovery, liquidity, and data distribution through responsible and forward-thinking approaches.Job SummaryWe seek a highly skilled Regulatory Compliance Specialist to join our Americas Compliance...
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Trademark Law Specialist
7 days ago
New York, New York, United States HR Talent Partners Full timeExpert Trademark Law SpecialistWe are seeking a highly skilled Trademark Law Specialist to join our team in San Francisco, San Diego, or New York. As a key member of our trademark team, you will be responsible for conducting domestic and international trademark clearance searches, actively performing trademark prosecution and enforcement tasks, and providing...
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Regulatory Affairs Specialist
1 day ago
New York, New York, United States Columbia University Full timeColumbia University is committed to attracting and retaining the best talent in the field of regulatory affairs. We are seeking a highly skilled and experienced Regulatory Affairs Specialist to join our team in the Office for Human Research Protection (OHRP). About the Role:The successful candidate will be responsible for managing a large portfolio of...