Risk Management and Regulatory Compliance Specialist

About the jobThis role is ideal for an experienced professional who can directly contribute to EY's US organization.The Records & Information Management (RIM) subfunction has oversight for a RIM framework that is established in line with the needs of the business to control and govern the lifecycle of records and information at the US level, supporting...

About the RoleMFS Investment Management is seeking a skilled Senior Communications Specialist to join our Global Distribution Communication Oversight Team (GDCOT). This role will be responsible for monitoring and reviewing electronic communications of assigned employees to ensure compliance with FINRA, SEC, and internal guidelines. As a Registered Principal,...

About the RoleFiducient Advisors, a leading investment consulting firm, is seeking an experienced Regulatory Compliance Specialist to join its team.The successful candidate will be responsible for ensuring the firm's compliance with applicable regulatory requirements, collaborating with the Compliance Manager on initiatives that drive new efficiencies, and...

Job DescriptionMeet our team and explore the opportunity to support the regulatory process as a Regulatory Affairs Compliance Specialist.We are seeking an experienced professional to manage KPIs, generate reports, and collaborate cross-functionally to ensure compliance with global regulatory requirements.Responsibilities:Collaborate with regulatory teams...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Boston, MA.The ideal candidate will have a strong background in regulatory compliance and a passion for ensuring that our business activities align with applicable laws and regulations.

About the Role\State Street Global Advisors is seeking a seasoned professional to fill a key position in its Distribution Compliance team. Located in Boston, this Vice President will be an integral part of the Compliance organization, reporting directly to Brian Harris, Chief Compliance Officer of SSGA Funds Management, Inc., SSGA Trust Company, and SSGA...

Compliance Lead Position OverviewCognizant Technology Solutions seeks a seasoned QEA Compliance Lead with extensive expertise in Quality Engineering and Assurance to oversee the assessment of GxP systems, conduct risk assessments, and ensure compliance with regulatory standards.About CognizantWe're a global leader in digital transformation, serving clients...

Job OverviewThe role of Senior Regulatory Affairs Expert, Labeling Compliance Specialist at Takeda Pharmaceutical is a pivotal position that ensures the company's products meet regulatory requirements and maintain compliance with global labeling standards.This position plays a crucial role in ensuring Takeda gains regulatory approval for new products and...

Job Description:MFS Investment Management is seeking a highly skilled Risk Management Strategist to join our team in shaping and implementing operational risk mitigation programs. As a key member of our risk management team, you will play a pivotal role in ensuring compliance with regulatory requirements, documented internal controls, and industry best...

At Wellington Management Company, LLP, we offer a comprehensive investment management platform that spans nearly all segments of the global capital markets. Our investment solutions are tailored to the unique return and risk objectives of institutional clients in over 60 countries.About UsWe are a private partnership that believes our ownership structure...

About the RoleWe are seeking a highly skilled Regulatory Lead Specialist to join our team at MFS Investment Management. This role will play a critical part in supporting our attorneys with their work on investment advisory and retail distribution matters, as well as MFS retirement plan and welfare benefit plan matters.Key ResponsibilitiesSupport and take...

Job OverviewWe are seeking a highly skilled Cybersecurity Compliance Specialist to join our team at Sterling Partners.About the RoleThe Cybersecurity Compliance Specialist will be responsible for ensuring that our services, applications, and systems comply with current cybersecurity standards and regulatory requirements. This role will develop and implement...

Geode Capital Management is seeking a seasoned risk professional to serve as its Chief Risk Management Officer. This critical role requires an individual with extensive experience in operational risk management, strategic planning, and team leadership.The ideal candidate will possess a deep understanding of risk frameworks, policies, and procedures. They...

About Edgewise Therapeutics:Edgewise Therapeutics is a leading biopharmaceutical company focused on developing innovative medicines for serious muscle diseases. Our mission is to improve the lives of patients by harnessing our expertise in muscle biology and biophysics.We are committed to building a strong leadership team with a track record in the...

Job OverviewWe are seeking a highly skilled Cybersecurity Compliance Specialist to join our team at Sterling Partners. As a key member of our Information Security team, you will be responsible for ensuring the security and compliance of our services, applications, and systems.The ideal candidate will have a strong understanding of cybersecurity regulations...

Job Overview:The Regulatory Compliance Lead for Global Labeling Initiatives will play a pivotal role in ensuring Takeda Pharmaceutical's products gain regulatory approval across the globe while maintaining currency of product licenses and permits. This senior position contributes to the company's mission by guaranteeing compliance with legislation and...

About the Role">This role is a key part of Fidelity Digital Asset Services, LLC's Compliance team. As a trusted business partner, you will promote a culture of ethical conduct and commitment to compliance, regulatory, and legal obligations.You will support regulatory oversight of FDAS, collaborating closely with various teams within FDAS and across the...

About Northern Trust">Northern Trust, a leading global financial institution, has been serving the world's most sophisticated clients for over 130 years. With a commitment to service, expertise, and integrity, we provide innovative financial services and guidance to individuals, families, and institutions.">As an Operational Risk Management Specialist -...

Fidelity Investments, a privately held company with a mission to strengthen the financial well-being of our clients, seeks a Risk Management Specialist to join its Quantitative Research & Investments (QRI) Division at Fidelity TalentSource LLC.Job Description:The Risk Management Specialist will work within a team of risk professionals that supports...

About the RoleWe are seeking a skilled Treasury Risk Management Specialist to join our team as an Assistant Vice President. In this role, you will be responsible for managing and analyzing the firm's liquidity risk, ensuring compliance with regulatory requirements and providing key stakeholders with transparency and understanding of the liquidity...