Audit Manager, Retail Bank
4 weeks ago
About the Role
The Internal Audit function at Capital One is a dedicated group of audit professionals focused on delivering top-quality assurance services to the organization's Audit Committee. As an Internal Audit Manager, you will lead and execute professional internal auditing work over the Retail Bank line of business and functional areas, including digital/online banking, branch/cafe experience, bank operations, contact center, enterprise payments, and small business banking. Your responsibilities will include conducting operational, financial, and compliance audit projects, providing input to the annual audit plan, and maintaining all organizational and professional ethical standards.
Key Responsibilities
Lead audits or significant components of audits covering the Retail Bank line of business.
Develop engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.
Design and execute internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
Supervise and coordinate work assignments amongst audit team members, providing timely feedback and coaching to audit staff.
Establish and maintain good auditee relations, effectively communicating audit process, scope, protocol, issues, risks, and recommendations to clients during kick-off, periodic status updates, and exit meetings.
Requirements
Bachelor's Degree or military experience.
At least 5 years of experience in auditing, accounting, financial analysis, or a combination.
At least 2 years of experience in leading audits and performing in the role of auditor-in-charge.
Preferred qualifications include Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or a relevant certification.
About Capital One
Capital One is a leading financial services company that offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. As a hybrid employee, you will spend about half of your time in-person at one of our offices, with Monday and Fridays being enterprise-wide virtual work days. We are an equal opportunity employer committed to diversity and inclusion in the workplace.
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