Chief Compliance Officer
5 days ago
About the role:
We are seeking a highly skilled Chief Compliance Officer to join our team at MyHR Rescue. In this role, you will be responsible for providing support to the Compliance Manager and performing related activities. This includes assisting in the design, implementation, and oversight of the Compliance Program for the Defined Benefit Pension Plans (the Plans) and ensuring that the Plans follow industry and regulatory standards.
- This position interfaces with the Investments staff with respect to new and existing investment activity, including legal and operational due diligence on new investments.
Key Responsibilities:
- Supervise the Compliance function related to the administration of the Plans.
- Review and advise on contract documentation and class actions.
- Assist in contract negotiations, including IMA, LPA, and vendor agreements.
- Ensure appropriate governance documents are executed.
- Manage Plans regulatory compliance requirements under ERISA, DOL, FATCA, SEC, and Dodd-Frank.
- Oversee structure and usage of FactSet and Diligend file management systems.
- Complete Know Your Customer (KYC) documentation in relation to the Plans investments.
Minimum Qualifications:
- Bachelor's Degree or international equivalent.
- LLB/JD degree.
- 1-2 years related work experience in a Defined Benefit pension plan environment.
- Excellent communication and interpersonal skills.
Salary Range: $80,000 - $110,000 per year, depending on experience.
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