Financial Markets Specialist
6 days ago
We are a Broker-Dealer and Registered Investment Advisor (RIA) based in St. Louis, Missouri.
Our core mission revolves around nurturing relationships and delivering unparalleled service to our valued clients.
Job SummarySaxony Securities, Inc is seeking a highly skilled Financial Markets Specialist to join our dynamic team.
This role requires strong knowledge of equity and option markets, thorough understanding of marketplace rules, regulations, and compliance standards, exceptional attention to detail and accuracy in a fast-paced environment, excellent communication and customer service skills, and the ability to explain complex concepts clearly.
Key Responsibilities- Provide comprehensive support to financial advisors and their clients, assisting with order placements and addressing trade-related inquiries.
- Resolve trade and settlement issues by coordinating with our clearing and custody partners.
- Collaborate with team members to efficiently manage a high volume of inbound trading and service-related calls.
- Ensure compliance with regulatory requirements and firm policies related to supported products.
The estimated annual salary for this position is $80,000 - $110,000, depending on experience.
In addition to a competitive salary, we offer a comprehensive benefits package, including health insurance, 401(k) matching, and paid time off.
Requirements- Bachelor's degree in a relevant field or equivalent experience.
- FINRA SIE and Series 7 licenses are required or must be obtained within 6 months of hire.
- Experience with Bloomberg Terminal is a plus.
- Previous trading desk experience is highly desirable.
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