Regional Risk Management Director
5 days ago
Raymond James Financial, Inc. is a leading financial services firm seeking an experienced Regional Risk Management Director to oversee supervisory and risk functions across the Midwest Region.
Job SummaryThe ideal candidate will have a proven track record of leadership in risk management and supervision, with expertise in mitigating risks and ensuring compliance with industry regulations.
The Regional Risk Management Director will be responsible for:
- Partnering with Complex/Branch management teams to oversee supervisory functions, risk mitigation, and policy enforcement.
- Participating in regular meetings with Complex/Branch/Division teams to discuss strategies and communicate updates on policies and procedures.
- Ensuring Complex/Branch Managers are informed and involved in supervisory and risk management issues through regular meetings, reporting, metrics, and escalations.
- Assisting in creating and presenting quarterly risk and supervisory updates to Divisional Leadership teams.
To be successful in this role, the Regional Risk Management Director should possess:
- A bachelor's degree in a related discipline and a minimum of six years of experience in Supervision and/or the financial services industry.
- Series 7, 24 or 9/10 licenses, as well as Series 63, 65, and/or 66 state registrations.
- Strong leadership and communication skills, with the ability to influence and motivate others to achieve desired outcomes.
- Excellent analytical and problem-solving skills, with the ability to research and resolve complex problems.
- Proficiency in using standard office equipment and required software applications.
The estimated salary for this position is $120,000 - $180,000 per year, depending on experience and qualifications.
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Regional Risk Management Leader
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Maintenance Operations Director
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Maintenance Operations Director
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Maintenance Operations Director
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