Compliance Officer Leadership Opportunity

1 week ago


Smithtown, New York, United States CXG Holdings Inc Full time

We are seeking a seasoned Chief Compliance Officer to join our team at CXG Holdings Inc.

About the Role

This is a remote position offering a competitive compensation package, including an estimated salary of $120,000 - $180,000 per annum, based on industry standards and location. The successful candidate will possess prior experience in regulatory accounting services and hold active FINRA Series 7 & 24 licenses.

Job Description

The ideal candidate will provide regulatory accounting services to client broker-dealers, establishing processes to ensure compliance with FINRA, SEC, state and federal regulators. This role reports directly to our Director of Growth and Operations.

About Us

CXG Holdings Inc. is the market leader in providing turn-key services for Broker Dealers, including CMA / NMA services, buying, selling and building Broker Dealers. Our team of professionals exhibit a passion for building and maintaining broker-dealers, promoting personal and professional development as well as a healthy work-life balance.

Benefits and Perks
  • Competitive compensation package
  • Flexible work schedule
  • Paid time off (PTO)
  • 401(k) with employer contribution
  • Performance-based bonuses
  • Vision insurance
  • Dental insurance

We love what we do and are committed to growth. If you're passionate about regulatory compliance and leadership, this could be the opportunity for you.



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