Audit Manager I IT Audit/Financial Crimes
4 weeks ago
The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.
Key Responsibilities:
- Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge.
- Review work papers completed by staff and draft audit reports.
- Responsible for time and staffing budgets for upcoming audits.
- Plan audits and contact management regarding audit scope, status, and findings.
- Work at the direction of the Audit Manager and may perform testing procedures for more critical areas of audits.
- Provide on-the-job training for staff and supervise findings follow-up tasks with management and audit staff.
- Be a subject matter expert in at least one area of discipline and work independently but receive assistance/coaching from the audit manager.
- May be Auditor in Charge on an audit and participate and/or lead assigned special projects.
- Provide feedback on staff performance on an audit project basis and assist in providing feedback on completion of staff evaluations.
- Update, revise, and improve existing audit procedures and programs and add value through consultative interactions with business line management.
Requirements:
- 4-year degree or equivalent experience.
- 5+ years of related audit experience required.
- Excellent oral and written communication skills.
- Strong knowledge of audit principles and practices.
- Coaching and counseling skills.
- Ability to delegate work to others.
- Strong decision-making and follow-through ability.
- PC skills (MS Office Suite).
- Works well independently and with others.
- Strong analytical skills.
- Ability to respond to shifting priorities quickly.
- Team working experience.
- Ability to build and maintain relationships with peers and management.
- Strong knowledge of laws and regulations governing the banking industry.
- Certification highly preferred or willingness to pursue certification.
- Travel 25% or more.
Preferred Experience:
- CISA certification.
- CAMS or CFE certification.
- IT audit experience, especially in IT infrastructure and operating systems.
- AML experience.
About TD Bank:
TD Bank is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.
Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
-
Audit Manager I Financial Crimes High Risk
4 weeks ago
New York, New York, United States TD Bank Full timeAbout the RoleThe Audit Supervisor is a key member of our Financial Crimes Audit team, responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key ResponsibilitiesLead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to...
-
Audit Manager I IT Audit/Financial Crimes
4 weeks ago
New York, New York, United States TD Bank Full timeJob Description:The Audit Supervisor is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key Responsibilities:Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge.Review work...
-
Global AML/Financial Crimes Audit Specialist
3 weeks ago
New York, New York, United States Northern Trust Full timeAbout Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.We take pride in our enduring principles of service, expertise, and...
-
Audit Manager I
3 weeks ago
New York, New York, United States TD Bank Full timeJob Title: Audit Manager IJob Description:We are seeking a highly skilled and experienced Audit Manager I to join our Financial Risk Management team. As an Audit Manager I, you will be responsible for overseeing assigned audits, preparing audit reports, and reviewing work performed by employees under your supervision.Key Responsibilities:Lead a team focused...
-
Audit Manager I
4 weeks ago
New York, New York, United States TD Bank Full timeJob Title: Audit Manager IWe are seeking a highly skilled and experienced Audit Manager I to join our Financial Risk Management team. As a key member of our team, you will be responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.This is a fantastic opportunity to work with a leading...
-
Audit Manager I
3 weeks ago
New York, New York, United States TD Bank Full timeJob Description:The Audit Manager I role at TD Bank is a key position within the Financial Risk Management team. As a senior audit professional, you will be responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key Responsibilities:Lead a team focused on assigned audit and assume...
-
New York, New York, United States TD Bank, N.A. Full timeJob SummaryThe Audit Manager II Financial Crimes Regulatory Findings Validation role is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This includes overseeing the Audit team performing the audits.Key ResponsibilitiesContributes to the Audit planning process for specific...
-
Audit Supervisor
4 weeks ago
New York, New York, United States TD Bank Full timeAbout the RoleWe are seeking an experienced Audit Supervisor to join our team in the Financial Crimes Audit department. As an Audit Supervisor, you will be responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key ResponsibilitiesLead a team focused on assigned audit and assume the...
-
Fraud Internal Audit Manager
4 weeks ago
New York, New York, United States PayPal Full timeJob DescriptionThis position will be responsible for supporting the completion of the Internal Audit Plan, leading audits in regulatory compliance focused areas, specifically Fraud, Anti-Money Laundering, and Sanctions.Key Responsibilities:Execution of the global compliance internal audit plan, including leading audits focused on evaluating the adequacy and...
-
Financial Audit Supervisor
3 weeks ago
New York, New York, United States City of New York Full timeJob DescriptionThe City of New York is seeking a highly skilled Financial Audit Supervisor to join its team in the Division of Financial Services (DFS). As a key member of the Financial Audit Department, you will be responsible for overseeing and monitoring the financial health of contracted provider agencies, identifying areas of financial risk, and...
-
Financial Audit Supervisor
4 weeks ago
New York, New York, United States City of New York Full timeJob Title: Financial Audit SupervisorJob Summary:The City of New York is seeking a highly skilled Financial Audit Supervisor to join our team in the Division of Financial Services. As a key member of our team, you will be responsible for overseeing and monitoring the financial health of contracted provider agencies, preparing year-end reconciliations, and...
-
Audit Director
3 weeks ago
New York, New York, United States Sumitomo Mitsui Financial Group, Inc. Full timeAt Sumitomo Mitsui Financial Group, Inc., we are seeking an experienced Audit Executive Director to lead our Risk Management related activities within the Internal Audit Department. The ideal candidate will have a minimum of 12 years' experience in the banking and finance industry and possess expert knowledge of financial and non-financial risk management...
-
Audit Manager
4 weeks ago
New York, New York, United States CCG Business Solutions, LLC Full timeJob Title: Audit Manager Job Summary: CCG Business Solutions, LLC is seeking a highly skilled Audit Manager to oversee assigned audit areas and execute audit strategies for various Lines of Business (LOBs). The ideal candidate will have a strong background in internal audit, risk management, and compliance, with experience in leading audits and performing...
-
Audit Manager
4 weeks ago
New York, New York, United States HR Recruiting Services Full timeAudit Manager Job DescriptionThe Audit Manager is responsible for overseeing assigned areas of audit work, acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Familiarity with US equity market regulations, exchanges, venues, clearing, and settlement processes is preferred.Key Responsibilities:Develop and...
-
Audit Manager
3 weeks ago
New York, New York, United States Scout Exchange Full timeJob Description:This role is responsible for overseeing assigned areas of audit work, acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies,...
-
Audit Manager
4 weeks ago
New York, New York, United States EisnerAmper Full timeAbout the Role:We are seeking an experienced Assurance Manager to join our Banking Assurance practice. As a key member of our team, you will be responsible for leading multiple audit engagements and collaborating with clients to plan audit objectives and determine an audit strategy.Key Responsibilities:* Collaborate with clients to plan audit objectives and...
-
Audit Manager
4 weeks ago
New York, New York, United States CCG Business Solutions, LLC Full timeJob SummaryThis role is responsible for overseeing assigned audit areas as an Auditor-in-Charge (AIC) and executing audit strategies for various Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures, evaluating the control environment in accordance with audit policies, assessing issues for...
-
Audit Manager
3 weeks ago
New York, New York, United States Bank of America Full timeJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We believe in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.We are seeking an...
-
Audit Manager
4 weeks ago
New York, New York, United States EisnerAmper Full timeAbout Our Assurance TeamEisnerAmper's Assurance Group is transforming the traditional reputation of auditing. We operate on the core tenets of profound trust, professional integrity, and consistent results, striving to create lasting partnerships with our clients based on solutions rather than simply identifying issues in their financial statements.To stay...
-
Audit Manager
4 weeks ago
New York, New York, United States Paro Full timeAbout the RoleWe are seeking a highly skilled Audit Manager to join our network of experts at Paro. As a key member of our team, you will be responsible for providing top-notch audit services to our clients, ensuring compliance with relevant laws, regulations, and accounting principles.Key ResponsibilitiesPerform comprehensive audits of client financial...
