Compliance Officer

3 weeks ago


Wichita, Kansas, United States Cornerstone Resources Full time

Compliance Program Overview

The Compliance Manager will be responsible for creating, maintaining, and enhancing an effective compliance management program that provides a framework to manage compliance-related risks. This includes identifying relevant risks and opportunities, determining the scope and impact, and implementing workable solutions while monitoring progress.

Key Responsibilities

  • Supports the credit union's compliance program through review of current operational practices ensuring alignment with regulatory requirements, internal policies, and procedures.
  • Develops, participates in, and proposes changes to Credit Union policies, procedures, and processes for compliance and applicable regulatory and consumer/public interest laws, rules, and regulations.
  • Collaborates with departments and management to implement appropriate changes.
  • Works independently or with a project team to identify compliance requirements, including participating in vendor discovery meetings, assisting with compliance-related components of implementations, performing compliance-related quality assurance activities, and educating appropriate staff on related compliance requirements.
  • Reviews and approves disclosures, forms, advertising, promotional materials, and member communication related to products and services for compliance with applicable laws.

Requirements

  • Collaborate with departments and trainers to provide training and education within all responsible areas to ensure departments are well-versed in regulations needed to perform routine job duties.
  • Conduct training sessions for staff as needed.


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