Branch Manager

4 weeks ago


Pasadena, California, United States Raymond James Full time

Job Summary

As a Branch Manager at Raymond James, you will oversee the day-to-day operations of a retail branch, driving efficiency and profitability while maintaining exceptional client service. This role requires a strong leader who can attract, select, train, and retain top Financial Advisors and support staff.

Key Responsibilities

  • Continually evaluate branch structure and strategic plan to promote overall efficiency and profitability.
  • Supervise daily trading and other office activities, ensuring compliance with firm and regulatory policies.
  • Develop and implement plans to meet office sales goals, facilitating sales promotion activities and informing FAs about new products and RJA managed underwritings.
  • Monitor office revenue and expense budgets, identifying areas for improvement and implementing cost-saving measures.
  • Participate in community affairs as a representative of the firm, fostering strong relationships with clients and the community.

Requirements

Education/Previous Experience

  • Bachelor's degree (B.A.) from a four-year college or university, and a minimum of three (3) years experience in a financial services firm.
  • OR an equivalent combination of experience, education, and/or training as approved by Human Resources.

Licenses/Certifications

  • SIE required, provided that an exemption or grandfathering cannot be applied.
  • Series 7 and 9 & 10 (or 8) required.
  • Series 63 & 65, or 66 as required by state.
  • Life, Health, and Variable Annuity Insurance Licenses.
  • NFA Commodities License required if any commodities trading is done at the branch.

Job Type Full-time

Job Shift Day Job

Travel Yes, 20% of the time



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