Global Markets Regulatory Compliance Advisory

pbJob Title:/b Global Markets Regulatory Compliance Advisory/ppbJob Summary:/b/ppCrédit Agricole CIB is seeking a highly skilled Global Markets Regulatory Compliance Advisory professional to join our team. As a key member of our compliance team, you will be responsible for providing advice on Swap Dealer and Broker Dealer regulations, including the global...

We are seeking a highly skilled Compliance Officer to join our Global Markets Advisory team in New York. As a key member of our team, you will be responsible for ensuring compliance with regulations that apply to our market infrastructure and investment activities.As a Compliance Officer, you will act as a subject matter expert for regulations related to...

Job SummaryWe are seeking a highly skilled Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firm's compliance program supporting all corporate investment...

Unlock Your Potential as a Regulatory Advisory ConsultantAre you a risk management expert looking for a new challenge? Do you have a passion for regulatory compliance and a desire to make a real impact? We're seeking a highly skilled Regulatory Advisory Consultant to join our team at Forvis Mazars. As a Regulatory Advisory Consultant, you will work closely...

Rothschild & Co is a leading global financial services group with a rich history of family control and a presence in over 40 countries worldwide.We provide a unique perspective to our clients, communities, and planet through our expertise, intellectual capital, and global network.Our 4,200 talented specialists are dedicated to delivering exceptional results...

Join Our Team as a Regulatory Advisory DirectorWe are seeking a highly skilled Regulatory Advisory Director to lead our financial crime consulting practice in the US. As a key member of our team, you will be responsible for driving the strategic direction and growth of the practice, while providing expert guidance to our clients on regulatory matters.Key...

About UsRothschild & Co is a leading global financial services group with a rich history spanning over 200 years. Our family-controlled business is built on relationships, and we prioritize our people and their development to drive our success.We have a global network of 4,200 talented specialists across 40 countries, enabling us to deliver a unique...

Empowering Compliance ExcellenceAt MetroPlusHealth, we're committed to empowering New Yorkers by uniting communities through care. As a key member of our team, you'll play a vital role in ensuring our regulatory compliance operations are seamless and effective.Key Responsibilities:Contribute to the annual Plan risk assessment, collaborating with Compliance...

Job Title: Director of Regulatory Compliance OperationsMetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that healthcare is a right, not a privilege. If you have compassion and a collaborative spirit, work with us.About the RoleAs Director of Regulatory Compliance Operations, you will oversee our...

Job SummaryWe are seeking a highly experienced Regulatory Advisory Director to join our team at Forvis Mazars, LLP. As a key member of our Financial Services Regulatory practice, you will be responsible for leading consent order remediation efforts and managing large-scale financial crime transformation programs.Key ResponsibilitiesRepresent the firm as a...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Banking Markets team. As a key member of our compliance team, you will be responsible for ensuring that our business practices align with regulatory requirements and industry standards.Key ResponsibilitiesProvide day-to-day compliance coverage for the Global Banking & Markets...

Rothschild & Co is a leading global financial services group with a rich history of over 200 years at the centre of the world's financial markets.Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet.We have 4,200 talented specialists on the...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Goldman Sachs. As a key member of our Global Banking division, you will be responsible for managing regulatory exams, enquiries, and MRIAs, as well as adopting centralized standards for management of regulatory relations, exams, and responses.Key...

Senior Compliance OfficerAt JCW, we are seeking an experienced Senior Compliance Officer to join our team. As a key member of our regulatory compliance department, you will be responsible for ensuring our firm's compliance with SEC and FINRA requirements.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis and provide recommendations on...

Job OverviewGlobal Relay is seeking a Senior Manager, Regulatory Intelligence to join our team. As a market-facing thought leader, you will leverage your extensive background in regulation and compliance within highly regulated financial institutions to enhance our brand value both internally and externally.Your primary challenge in this role will be...

About Faire Inc.Faire is an online wholesale marketplace that empowers entrepreneurs to grow their businesses. We believe in leveling the playing field for small businesses and connecting them with the best products from around the world.Job DescriptionWe are seeking a Senior Compliance Officer to join our legal department. This role will be responsible for...

Unlock Your Potential in Risk and Regulatory AdvisoryAt Forvis, we're seeking a talented Regulatory and Risk Advisory Expert to join our dynamic team. As a key member of our growing Regulatory and Risk Management team, you'll work closely with clients, including leading financial institutions, to shape their regulatory and risk management strategies for the...

Huron Consulting Group is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team.This client-facing role will leverage your deep understanding of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance.Key...

Company OverviewGlobal Relay is a pioneer in enterprise information archiving, offering innovative solutions for highly regulated firms. Our cutting-edge technology ensures compliance with stringent regulations.Job SummaryThis is an exciting opportunity to join our team as a Senior Manager, Regulatory Intelligence. You will be a market-facing thought leader,...

Job OverviewOcorian is a global leader in corporate and fiduciary services, fund administration, and capital markets. We provide compliant, tailored solutions that meet the unique needs of our clients.We manage over 15,000 structures for 6,000+ clients with a global footprint operating from 20+ locations, delivering administration and compliance services for...