AML Governance Expert
7 days ago
We are building a complete finance stack for startups at Mercury, with the goal of creating the easiest and safest banking experience possible.
Our team works hard to simplify entrepreneurs' and business owners' financial lives while ensuring we protect Mercury, customers, and the broader financial ecosystem from bad actors and harmful activities.
Mercury provides banking services to ambitious entrepreneurs and must work to root out bad actors and prevent them from accessing or abusing the U.S. financial system.
The BSA/AML & Sanctions compliance team serves as the oversight function for the overall AML & Sanctions program.
Job Description:
- AML Advisory Leadership
- Drive and own day-to-day advisory and support of Mercury's BSA/AML program spanning Know Your Customer (KYC), Transaction Monitoring, emerging risk, and customer supportability.
- This leadership role will report to Mercury's BSA Officer and require significant cross-functional engagement with our risk strategy and operations functions, product managers, engineers, and external financial partners.
Key Responsibilities:
- Develop Mercury's BSA/AML program, including supporting policy, control, and training development.
- Work closely with the BSA/AML and Sanctions Compliance Officer, existing operational AML/BSA and KYC teams, and Product Compliance managers on aligning policies with implementation and addressing escalation.
- Partner across Compliance, Risk, Legal, and Product to guide Mercury's growth in a highly-regulated space.
- Create governance structures for the overall program.
- Serve as a champion and conduit for BSA/AML and KYC priorities across the company and provide advisory to business partners as needed.
- Set and drive vision for how compliance can protect Mercury and serve as a differentiator and competitive advantage.
- Support strategic goals of the Compliance function while operating in the weeds on key compliance initiatives.
- Maintain an inventory of BSA/AML requirements; execute gap assessments and change management assessments as required, to ensure compliance with expectations from regulators, partner institutions, and Mercury's policies.
- Execute AML/BSA and KYC Risk Assessments.
Requirements:
- Minimum 7+ years experience building and designing BSA/AML governance and policy programs at fintechs, traditional financial institutions, or ideally both.
- Possess deep knowledge of BSA/AML and other applicable regulatory frameworks (e.g., FFIEC, SAR, CTF, FATF, etc.).
- Have a strategic and entrepreneurial mindset with the ability to identify emerging compliance trends and risks, ensuring we stay ahead of the curve.
- Care deeply about the founders and entrepreneurs that we serve, while having a strong commitment to BSA/AML compliance.
- Be an excellent communicator, able to break down complex requirements into easy-to-understand and practical systems.
- Be comfortable operating in a highly-regulated, rapidly evolving, and sometimes ambiguous environment.
- Lovely collaborating with talented professionals across many disciplines within Mercury, from Product, Design, Engineering, Marketing, and more.
Benefits:
We offer a total rewards package including base salary, equity (stock options), and benefits. Our salary and equity ranges are highly competitive within the SaaS and fintech industry and are updated regularly using reliable compensation survey data for our industry.
New hire offers are made based on a candidate's experience, expertise, geographic location, and internal pay equity relative to peers.
Our estimated new hire base salary range for this role is $224,700 - $264,300 for US employees in New York City, Los Angeles, Seattle, or the San Francisco Bay Area and $202,200 - $237,900 for US employees outside of these areas.
-
Risk Management Governance Expert
7 days ago
Los Angeles, California, United States City National Bank Full timeAbout the OpportunityCity National Bank is seeking a highly skilled Risk Management Governance Expert to join its Wealth Management division. In this role, you will be part of the team that provides oversight and guidance to City National's lines of business, with a strong focus on integrated and streamlined investment management governance programs.Key...
-
Regulatory Affairs Expert
6 days ago
Los Angeles, California, United States Verizon Full timeAbout Verizon: At Verizon, we power and empower how people live, work, and play by connecting them to what brings them joy. We're a community of people who anticipate, lead, and believe that listening is where learning begins. In crisis and in celebration, we come together - lifting our communities and building trust in how we show up, everywhere &...
-
Los Angeles, California, United States JGMS Government Services, LLC Full timeCompany OverviewJGMS Government Services, LLC is a leading provider of technology, engineering, science, and management services to government and private sector clients nationwide.We pride ourselves on meeting the needs of our clients and delivering real solutions that effectively and efficiently meet all budgetary and scheduling requirements.Salary &...
-
Space Law Expert
1 week ago
Los Angeles, California, United States Blue Origin Full timeJob Title: Space Law ExpertAbout the Role:At Blue Origin, we envision millions of people living and working in space for the benefit of Earth. As a member of our Legal and Compliance Department, you will provide multi-disciplinary support to the team and business on a variety of matters, including operations, technology, compliance, and commercial...
-
Los Angeles, California, United States Crowe Full timeYour journey to a rewarding career starts at Crowe, where you can build a meaningful and fulfilling experience.Crowe offers a unique blend of flexibility and work-life balance, empowering you to deliver results and make a lasting impact. We value diversity, equity, and inclusion, providing equal opportunities for growth and leadership across our audit, tax,...
-
Disease Investigator
7 days ago
Los Angeles, California, United States Destinationone Consulting Full timeJob SummaryDestinationone Consulting is a leading recruitment agency specializing in diverse sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, Public Accounting, and more. As a Disease Investigator - Public Health Expert, you will play a crucial role in studying patterns and causes of disease in populations to inform...
-
Legal Counsel
7 days ago
Los Angeles, California, United States Blue Origin Full timeWe are seeking a highly skilled Legal Counsel to join our team at Blue Origin. The successful candidate will provide legal support to the Department and the business on various matters, such as operations, technology, compliance, and commercial transactions.Main Responsibilities: Draft, review, negotiate, and approve proposals, terms & conditions, purchase...
-
Expert Technology Consultant for Emerging Trends
2 weeks ago
Los Angeles, California, United States Cyborgwave Full timeJob OverviewCyborgwave seeks a seasoned Senior Solutions Consultant to lead technology initiatives, focusing on strategic guidance, solution design, vendor selection, system integration, security, and regulatory compliance.Key ResponsibilitiesDesign innovative technology solutions that meet Cyborgwave's objectives, evaluate vendors, and assist in the Request...
-
Chief Data Governance Officer
3 days ago
Los Angeles, California, United States Abbott Laboratories Full timeAbout Abbott LaboratoriesAbbott Laboratories is a global leader in the healthcare industry, dedicated to helping people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals, and branded generic medicines.Career...
-
Los Angeles, California, United States Delta Solutions & Strategies Full timeAt Delta Solutions & Strategies, we're seeking a highly skilled Sr. Communications Specialist to support the United States Space Force (USSF), Space Systems Command (SSC) Command Staff Support contract.This is an exciting opportunity for a communications expert to leverage their expertise in Congressional analysis and synthesis, annual congressional cycle...
-
Senior County Counsel
7 days ago
Los Angeles, California, United States Los Angeles County Full time**Job Title:** Senior County Counsel - Legal Expert**Company Overview:** The Los Angeles County Office of the County Counsel provides legal representation and advice to various departments, special districts, and public agencies. As a key member of this team, you will contribute to promoting public service objectives while protecting the County from...
-
Auditing Expert for Financial Compliance
3 days ago
Los Angeles, California, United States destinationone Consulting Full timeJob Overviewdestinationone Consulting is a leading recruitment agency specializing in various sectors, including CleanTech, Education and EdTech, Government, Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting.We are committed to building a robust talent pool, enabling our recruiters to efficiently match job seekers with...
-
Senior Regulatory Counsel
1 week ago
Los Angeles, California, United States Lifelancer Full timeAbout the RoleWe are seeking an experienced Senior Regulatory Counsel to join our team as a strategic biopharmaceutical expert. As a subject matter expert on regulations and laws impacting research and global development within the biopharmaceutical industry, you will provide strategic guidance on pipeline development, FDA designations and exclusivity,...
-
Digital Marketing Automation Expert
2 weeks ago
Los Angeles, California, United States AEG Full timeAEG is a world leader in live entertainment, connecting fans with artists and teams they love. With millions of tickets sold annually, we push the industry forward, improving experiences for fans and clients alike.We're passionate about delivering innovative solutions and seeking talented individuals to join our team. Bring your enthusiasm, big ideas, and...
-
Senior Wealth Management Specialist
7 days ago
Los Angeles, California, United States Deutsche Bank Full timeJob Title: Senior Wealth Management SpecialistLocation: San Francisco, CA & Los Angeles, CAOverview:Wealth management specialists at Deutsche Bank focus on developing, managing, and retaining high-value client relationships. They are responsible for acquiring assets through expanding existing relationships and cultivating new ones for the bank. Their primary...
-
Mission Critical Launch Systems Expert
6 days ago
Los Angeles, California, United States General Dynamics Information Technology Full timeLaunch System Analyst RoleWe are seeking a highly skilled Launch System Analyst to join our team at GDIT. As a key member of our organization, you will play a critical role in ensuring the safety and security of our nation's most sensitive systems.About the JobThe successful candidate will have 2+ years of related experience and a strong background in space...
-
Internal Audit Manager
6 days ago
Los Angeles, California, United States CNM LLP Full timeAbout the RoleAt CNM LLP, we are seeking a highly skilled Internal Audit Manager - Financial Services Expert to join our team in Los Angeles. This is an excellent opportunity for a seasoned professional with expertise in financial services audit to lead internal audit engagements and drive quality deliverables.ResponsibilitiesPartner with high-performing...
-
Environmental Engineering Expert
7 days ago
Los Angeles, California, United States Stillwater Sciences Full timeAbout the RoleStillwater Sciences is seeking a highly motivated Environmental Engineering Expert to join our inter-disciplinary team. This role involves working on habitat restoration planning, design, and implementation projects throughout California, the Pacific Northwest, and Rockies.ResponsibilitiesOversee topographic and bathymetric surveysIntegrate...
-
Infectious Disease Experts
4 weeks ago
Los Angeles, California, United States destinationone Consulting Full timeAt destinationone Consulting, we specialize in recruitment across diverse sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, Public Accounting, and more. We are building a database for opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when they...
-
SVB Senior Risk Management Expert
7 days ago
Los Angeles, California, United States First Citizens Bank Full timeJob DescriptionThis is a remote role that may be based in several markets across the United States.We are seeking an experienced risk management professional to join our team as a Senior First Line Risk Manager. In this role, you will be responsible for supporting and executing various risk programs and business unit (BU) risk activities in accordance with...