Financial Crimes Compliance Specialist
1 week ago
At Evolve, LLC, we are seeking a highly skilled Financial Crimes Quality Control Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the effectiveness of our financial crimes compliance program.
Main Responsibilities:
- Review and evaluate financial crime investigations, including anti-money laundering (AML), fraud, and other suspicious activities.
- Ensure compliance with internal policies, procedures, and regulatory requirements.
- Develop and implement QC procedures and protocols for financial crime detection and investigation processes.
- Prepare detailed reports on QC findings, including trends, gaps, and areas for improvement.
- Analyze and interpret data to identify systemic issues and recommend corrective actions.
- Track and report on key performance indicators (KPIs) related to financial crime investigations.
- Collaborate with compliance and risk management teams to enhance financial crime detection and investigation processes.
- Identify opportunities for automation and efficiency improvements in QC procedures.
- Assist in developing and delivering training programs on quality assurance and compliance standards.
- Stay current with regulatory changes and industry best practices related to financial crimes and compliance.
- Ensure QC practices align with evolving legal and regulatory requirements.
- Act as a liaison between the QC team and other departments, including investigations, legal, and audit teams.
- Provide insights and recommendations to senior management on compliance program effectiveness and risk management.
Requirements:
- Bachelor's degree in Finance, Accounting, Business Administration, Criminal Justice, or a related field.
- Advanced certifications (e.g., Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) preferred.
- Minimum of 3-5 years of experience in financial crimes, compliance, or risk management, with at least 2 years in a quality assurance or audit role.
Key Competencies:
- Strong understanding of financial crimes regulations, including AML, fraud detection, and regulatory requirements.
- Proficiency in data analysis, report generation, and QC methodologies.
- Excellent attention to detail, analytical skills, and problem-solving abilities.
- Effective communication and interpersonal skills, with the ability to work collaboratively across teams.
- Familiarity with financial crime detection software and tools is a plus.
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