Financial Crimes Compliance Specialist

1 week ago


Memphis, Tennessee, United States Evolve, LLC Full time
Job Title: Financial Crimes Quality Control Analyst

At Evolve, LLC, we are seeking a highly skilled Financial Crimes Quality Control Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the effectiveness of our financial crimes compliance program.

Main Responsibilities:

  • Review and evaluate financial crime investigations, including anti-money laundering (AML), fraud, and other suspicious activities.
  • Ensure compliance with internal policies, procedures, and regulatory requirements.
  • Develop and implement QC procedures and protocols for financial crime detection and investigation processes.
  • Prepare detailed reports on QC findings, including trends, gaps, and areas for improvement.
  • Analyze and interpret data to identify systemic issues and recommend corrective actions.
  • Track and report on key performance indicators (KPIs) related to financial crime investigations.
  • Collaborate with compliance and risk management teams to enhance financial crime detection and investigation processes.
  • Identify opportunities for automation and efficiency improvements in QC procedures.
  • Assist in developing and delivering training programs on quality assurance and compliance standards.
  • Stay current with regulatory changes and industry best practices related to financial crimes and compliance.
  • Ensure QC practices align with evolving legal and regulatory requirements.
  • Act as a liaison between the QC team and other departments, including investigations, legal, and audit teams.
  • Provide insights and recommendations to senior management on compliance program effectiveness and risk management.

Requirements:

  • Bachelor's degree in Finance, Accounting, Business Administration, Criminal Justice, or a related field.
  • Advanced certifications (e.g., Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) preferred.
  • Minimum of 3-5 years of experience in financial crimes, compliance, or risk management, with at least 2 years in a quality assurance or audit role.

Key Competencies:

  • Strong understanding of financial crimes regulations, including AML, fraud detection, and regulatory requirements.
  • Proficiency in data analysis, report generation, and QC methodologies.
  • Excellent attention to detail, analytical skills, and problem-solving abilities.
  • Effective communication and interpersonal skills, with the ability to work collaboratively across teams.
  • Familiarity with financial crime detection software and tools is a plus.


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