Corporate Securities Attorney

4 weeks ago

Wheaton, Missouri, United States Talently Recruiting Full time

Job Title: Assistant General Counsel

Location: Remote

Compensation: $150K-240K+Bonus DOE

Skills: Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance.

We are a trusted Mutual Fund and Financial Services company that needs an exceptional Assistant General Counsel to join our elite legal team. If you have 5+ years of corporate experience and a passion for Securities Law, then this may be a perfect fit for you.

Key Responsibilities:

  • Ensure compliance with applicable securities laws and regulations governing mutual funds, such as the Investment Company Act of 1940.
  • Help manage a core group of mutual funds and assist in the creation and registration of mutual funds.
  • Review registration statements and annual shareholder reports.
  • Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirements.
  • Identify and manage risks associated with mutual fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirements.
  • Conduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives.
  • Perform tasks assigned by Senior Corporate Counsel.

Requirements:

  • 5+ years of Corporate Experience in either Securities, Financial Services or M&As.

What's In It for You:

  • $150K-240K+ Bonus
  • Health Benefits
  • 401K

  • Corporate Attorney

    4 weeks ago

    Wheaton, Illinois, United States Beacon Hill Staffing Group Full time

    Franchise Law OpportunityBeacon Hill Legal is partnering with a top mid-size firm seeking a seasoned Corporate Attorney to join their growing Franchise team in a sophisticated law firm setting. The ideal candidate will have 4+ years of broad corporate and regulatory experience. This position offers the opportunity to manage a base of franchise clients,...

  • Assistant General Counsel

    5 months ago

    Wheaton, United States Talently Recruiting Full time

    Job Title: Assistant General CounselLocation: Wheaton, IL (Onsite)Compensation: $150K-240K+Bonus DOE Skills: Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance.We are a trusted Mutual Fund and Financial Services company that...

  • Registered Nurse Occupational Health Marianjoy Rehabilitation Hospital Days

    6 months ago

    Wheaton, United States Northwestern Medicine Full time

    Description Monday-Friday 7:30am to 4:00pm On-call rotation required The  Registered Nurse  reflects the mission, vision, and values of NM, adheres to the organization’s Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, procedures, guidelines and all other regulatory and accreditation standards. This role...

  • Property Operations Specialist, Assistant Property Manager, Full Time, Days

    3 weeks ago

    Wheaton, United States Northwestern Memorial Healthcare Full time

    Company Description At Northwestern Medicine, every patient interaction makes a difference in cultivating a positive workplace. This patient-first approach is what sets us apart as a leader in the healthcare industry. As an integral part of our team, you'll have the opportunity to join our quest for better healthcare, no matter where you work within the...

  • VP, Credit Administration

    3 weeks ago

    Wheaton, United States Wintrust Financial Full time

    Wintrust is a financial holding company with approximately $62 billion in assets whose common stock is traded on the NASDAQ Global Select Market. Guided by its “Different Approach, Better Results” philosophy, Wintrust offers the sophisticated resources of a large bank while providing a community banking experience to each customer. Wintrust operates more...