Regulatory Attorney for Capital Markets
20 hours ago
We are seeking an experienced attorney to join our Legal Department in New York, specializing in regulatory advice and analysis for capital markets activities.
Key Responsibilities- Provide regulatory advice and analysis to management and business lines on the permissibility and appropriateness under U.S. capital markets regulations of proposed activities, transactions, and investments.
- Collaborate with internal teams, including Compliance, Risk, and Front Office, to ensure application of relevant laws and regulations.
- Support Regulatory Unit and Regional Coordination attorneys as needed, under senior department supervision.
- Participate in transversal projects and working groups on relevant topics.
- Monitor and report on capital markets regulatory developments.
- Juris Doctor (JD) degree from an accredited U.S. law school or equivalent qualification.
- New York bar admission required.
- Qualification to practice law in Quebec and/or Ontario, Canada is a plus.
- Minimum 6-8 years of experience in a related field.
- Strong oral and written communication skills.
- Excellent analytical skills.
- A team player who leads by example.
- Ability to function autonomously within a team environment.
- Creative and adaptable mindset.
The estimated salary range for this position is $175,000 - $225,000 per year, commensurate with experience.
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Capital Markets Attorney
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