Compliance Expert
4 days ago
Company Overview: At Atlantic Group, we strive to maintain the highest standards of integrity and ethics in our operations. As a key member of our team, you will play a vital role in ensuring compliance with regulatory requirements.
Estimated Salary: $145,000 - $165,000 + Bonus
Job Description:
We are seeking an experienced Compliance Senior Analyst to join our team. The ideal candidate will have 4+ years of experience in in-house legal and/or compliance departments. Strong knowledge of the Investment Advisers Act of 1940 and its related rules and regulations is essential.
The successful candidate will be responsible for assisting with a wide range of regulatory, corporate, fund, and investment compliance matters across various strategies. This includes drafting, implementing, maintaining, and testing compliance policies and procedures, as well as supporting the team in implementing these policies to address new business practices or regulatory changes.
In addition, the successful candidate will assist with preparation and completion of annual compliance risk assessment and the annual compliance review. They will also assist with administration of the firm's Code of Ethics, including trade approvals, trade review, affirmation approvals, quarterly transaction reporting, and annual attestations.
The ideal candidate will possess strong time management, planning, and organizational skills, as well as the ability to work independently but also collaborate in a team-oriented environment. Strong communication skills are essential for this role.
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