Municipal Bond Underwriter

4 weeks ago


Dallas, Texas, United States Stephens Full time
Job Summary

We are seeking a highly skilled Municipal Bond Underwriter to join our team at Stephens. The successful candidate will be responsible for leading the underwriting process for municipal bond issuances, from initial analysis to final pricing and distribution.

Key Responsibilities
  • Underwriting: Lead the underwriting process for municipal bond issuances, ensuring compliance with regulatory requirements and meeting client needs.
  • Municipal Trading: Execute buy and sell orders for municipal bonds, monitoring market conditions and economic trends to make informed trading decisions.
  • Client Relationship Management: Develop and maintain strong relationships with institutional clients, providing market insights and trade ideas to support their investment decisions.
  • Compliance and Risk Management: Ensure all trading and underwriting activities comply with SEC regulations, FINRA rules, and internal policies.
Requirements
  • Bachelor's degree in Finance, Economics, Business Administration, or a related field.
  • Minimum of 3 years of experience in municipal bond trading and underwriting.
  • Proven track record of successful trading and underwriting within the municipal bond market.
  • Experience working with institutional clients of municipal securities.
Certifications and Licenses
  • Series 7 - General Securities Representative
  • Series 52 - Municipal Securities Representative
  • Series 63 - State Law Exam


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