Executive Director of Corporate and Securities Law
1 week ago
The ideal candidate for this role will have a strong background in corporate securities law, with experience in public company reporting, corporate governance, and securities transactions. As a key member of the legal team, you will be responsible for overseeing and managing public company reporting and securities law compliance, including advising on corporate governance practices and leading legal aspects of capital markets transactions.
This position requires strong relationship-building skills, negotiation, drafting, and problem-solving abilities. The successful candidate must be able to manage complex matters with executive management and board-level stakeholders. A Juris Doctor degree and at least five years of relevant experience in corporate and securities law are required, ideally within a public company or large law firm setting.
Key Responsibilities:- Securities Law Compliance and Reporting:
- Oversee and manage all public company reporting and disclosure obligations, including Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
- Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
- Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
- Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
- Corporate Governance:
- Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
- Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
- Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
- Transactional and Strategic Support:
- Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
- Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
- Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
- A minimum of 5 years of experience in corporate securities law, complex commercial transactions, and at least 3 years in an in-house public company or large law firm environment.
- Exemplary relationship-building, negotiation, drafting, and problem-solving skills; ability to manage complex matters with executive management and board-level stakeholders.
- Demonstrated success in managing public company reporting, corporate governance, and securities transactions.
- A Juris Doctor degree from a highly regarded institution.
The estimated base salary for this role is between $110,000 and $180,000, depending on relevant experience and education. Additionally, this role will receive an Annual Incentive Plan bonus and a Long-Term Incentive. Benefits may include health insurance, pre-tax spending accounts, retirement benefits, paid time off, short-term and long-term disability, employee stock purchase plan, and life insurance.
Keywords:corporate counsel, securities law, public company reporting, corporate governance, capital markets, legal compliance, transactional law, in-house counsel, M&A attorney, law firm
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