Specialist, Regulatory Services

1 week ago

Oaks, United States SEI Investments Full time

Reference #: SEI1GLOBALR0030896EXTERNALENGLOBAL SEI is seeking a Specialist for our Regulatory Services (RS) team. Our primary goal is to ensure the successful and accurate completion of certain compliance and administrative servicing requirements for investment manager products for assigned funds. As a Specialist, you will review data being provided by SEI to complete regulatory filings and post-trade compliance notices. What you'll do: Serve as the main point of contact and subject matter expert for internal and external clients, regarding regulatory reporting requirements and Investment Advisor compliance. Research regulatory requirements and interpret regulations for various funds and monitor U.S. government laws and industry updates; keeping abreast of any changes. Act as a project manager for various filing schedules, in support of the regulatory process: Create and communicate timelines to the appropriate internal and external clients, for each filing production cycle. Facilitate kick-off meetings for each scheduled filing period, so that internal and external clients are aware of expectations. Liaise among SEI's internal support teams to ensure efficient and timely reporting. Respond promptly to client questions and inquiries regarding the various requirements and data points for regulatory filings. Identify and resolve issues and errors on a timely basis, with appropriate documentation and escalation. Work to create efficiencies and improvements to existing processes and work to develop and/or enhance and document team procedures for various client-specific tasks and other functions, as dictated by the services offered by the RS team. Test the regulatory reporting module enhancements, as part of the on-going release process. Your due diligence and attention to detail during the testing process will be key to your team's success, while striving for error-free reporting. What we need from you: BA / BS in Business, Accounting, Finance, Economics, Mathematics or equivalent work experience. Strong knowledge of financial, investment industry, especially derivatives. Intermediate skills in Microsoft Excel. Strong written and verbal communication skills. What we would like from you: Minimum of 2 years' experience in mutual fund or hedge fund industry. Experience with Sungard InvestOne, InvestTier, Investran and SS&C Advent Geneva systems. The self-motivation and drive to monitor multiple client deliverables without sacrificing excellence or quality. Strong customer service skills as you will be communicating daily with internal and external clients. Unit Overview SEI Regulatory Solutions helps investment managers and institutions meet reporting and compliance requirements for pooled vehicles, alternative vehicles, separate accounts, sovereign wealth funds, family offices, and more-benefiting from a unique data warehouse approach, team of industry experts, and a single comprehensive platform. SEI's competitive advantage: To help you stay energized, engaged and inspired, we offer a wide range of benefits including a comprehensive care for your physical and mental well-being, strong retirement plan, tuition reimbursement, hybrid working environment, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about. We are a technology and asset management company delivering on our promise of building brave futuresSM-for our clients, our communities, and ourselves. Come build your brave future at SEI. SEI's competitive advantage: To help you stay energized, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, a strong retirement plan, tuition reimbursement, a hybrid working environment for most roles, support for working parents and flexible Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about. Benefits include health are (medical, dental, vision, prescription, wellness, EAP, FSA), life and disability insurance (premiums paid for base coverage), 401(k) match, education assistance, commuter benefits, up to 11 paid holidays/year, 21 days PTO/year pro-rated for new hires which increases over time, paid parental leave, back-up childcare arrangements, paid volunteer days, a discounted stock purchase plan, investment options, access to thriving employee networks and more. We are a technology and asset management company delivering on our promise of building brave futures (SM)-for our clients, our communities, and ourselves. Come build your brave future at SEI. SEI is an Equal Opportunity Employer and so much more... After over 50 years in business, SEI remains a leading global provider of investment processing, investment management, and investment operations solutions. Reflecting our experience within financial services and financial technology our offices encompass an open floor plan and numerous art installations designed to encourage innovation and creativity in our workforce. We recognize that our people are our most valuable asset and that a healthy, happy, and motivated workforce is key to our continued growth. At SEI, we're (literally) invested in your success. We offer our employees paid parental leave, back-up childcare arrangements, paid volunteer days, education assistance and access to thriving employee networks. and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. SEI is an Equal Opportunity / Affirmative Action Employer.

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