Current jobs related to Trade Surveillance Analyst - New York - Northbound Search

  • Trade Surveillance

    5 days ago

    New York, United States The Judge Group Full time

    Required Qualifications: 7+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationAn SME with strong background to CIB Markets, excellent technical skills and good...

  • Market Surveillance Analyst

    2 months ago

    New York, United States North Bridge Staffing Group Full time

    Seeking a skilled Market Surveillance Analyst to join a top-tier Securities Trading Firm!The Role: The Market Surveillance team is responsible for monitoring trading in equity, derivative, and fixed income products to detect trading activity that could adversely affect the firm and its reputation. Analysts are provided with tools that display potential...

  • Market Surveillance Analyst

    2 months ago

    New York, United States North Bridge Staffing Group Full time

    Seeking a skilled Market Surveillance Analyst to join a top-tier Securities Trading Firm!The Role: The Market Surveillance team is responsible for monitoring trading in equity, derivative, and fixed income products to detect trading activity that could adversely affect the firm and its reputation. Analysts are provided with tools that display potential...

  • Market Surveillance Analyst

    3 weeks ago

    new york city, United States North Bridge Staffing Group Full time

    Seeking a skilled Market Surveillance Analyst to join a top-tier Securities Trading Firm!The Role: The Market Surveillance team is responsible for monitoring trading in equity, derivative, and fixed income products to detect trading activity that could adversely affect the firm and its reputation. Analysts are provided with tools that display potential...

  • Market Surveillance Analyst

    3 weeks ago

    new york city, United States North Bridge Staffing Group Full time

    Seeking a skilled Market Surveillance Analyst to join a top-tier Securities Trading Firm!The Role: The Market Surveillance team is responsible for monitoring trading in equity, derivative, and fixed income products to detect trading activity that could adversely affect the firm and its reputation. Analysts are provided with tools that display potential...

  • Quantitative Developer

    18 hours ago

    New York, United States Next Ventures Full time

    I'm working with a leading consulting firm specializing in financial markets and technology, working closely with hedge funds and financial institutions to deliver innovative, high-performance solutions. Their focus is on providing cutting-edge quantitative and technical expertise to help clients navigate complex trading environments, particularly around...

  • Project Manager

    24 hours ago

    New York, New York, United States Innova Solutions Full time

    Job Title: Project Manager - Trade SurveillanceWe are seeking an experienced Project Manager to lead our Trade Surveillance project. The successful candidate will be responsible for delivering a strategic FLOD surveillance monitoring platform and tools, establishing a robust surveillance framework, and managing relationships with front office implementation...

  • Project Manager

    1 week ago

    New York, New York, United States Innova Solutions Full time

    Job Title: Project Manager - Trade SurveillanceWe are seeking a highly skilled Project Manager to lead our Trade Surveillance project. As a Project Manager, you will be responsible for delivering a strategic FLOD surveillance monitoring platform and tools.Key Responsibilities:Establish a robust surveillance framework through implementation of a trade...

  • Quantitative Developer

    7 hours ago

    New York, United States Next Ventures Full time

    I'm working with a leading consulting firm specializing in financial markets and technology, working closely with hedge funds and financial institutions to deliver innovative, high-performance solutions.They are currently seeking a highly skilled Quantitative Developer with a strong background in trade surveillance, quantitative modeling, and algorithm...

  • Financial Crimes Surveillance Analyst

    1 week ago

    New York, United States Motion Recruitment Full time

    As an Analyst specializing in eCommunications surveillance, you will play a pivotal role in supporting the migration and transformation of the enterprise eCommunications surveillance platform which ensures the integrity and regulatory compliance of our communication channels. This position requires a keen eye for detail, a strong understanding of financial...

  • Python Developer

    1 week ago

    New York, New York, United States Umanist Staffing LLC Full time

    Job DescriptionWe are seeking a highly skilled Python Developer to join our Trade Surveillance team at Umanist Staffing LLC. The ideal candidate will have a strong background in Python development, experience with Quartz, and a solid understanding of financial markets and asset classes.Key Responsibilities:Backend Development: Develop and maintain robust...

  • Python Developer

    1 week ago

    New York, New York, United States Innova Solutions Full time

    Job Title: Python Developer - Trade SurveillanceWe are seeking a skilled Python developer to join our Trade Surveillance team. As a Python developer, you will be responsible for developing and maintaining software applications to detect and prevent fraudulent activities in the financial markets.Key Responsibilities:Design and implement software solutions...

  • Python Developer for Trade Surveillance

    6 days ago

    New York, New York, United States Innova Solutions Full time

    Job Title: Python Developer for Trade SurveillanceWe are seeking a skilled Python developer to join our Trade Surveillance team. As a Python developer, you will be responsible for developing and maintaining software applications that detect and prevent fraudulent activities in the financial markets.Key Responsibilities:Design and implement software...

  • Python Developer

    4 days ago

    New York, New York, United States Innova Solutions Full time

    Job Title: Python Developer - Trade SurveillanceWe are seeking a skilled Python developer to join our Trade Surveillance team. As a Python developer, you will be responsible for developing and maintaining software applications to detect and prevent fraudulent activities in the financial markets.Key Responsibilities:Design and implement software solutions...

  • Surveillance Analyst

    4 days ago

    New York, New York, United States Bally's Corporation Full time

    Job SummaryWe are seeking a highly skilled Surveillance Analyst to join our team at Bally's Corporation. As a key member of our Surveillance Department, you will be responsible for conducting detailed analysis and video review of table games, preparing reports, and providing analysis of casino department operations.Key ResponsibilitiesConduct detailed...

  • Equity Market Surveillance Research Analyst

    3 weeks ago

    New York, New York, United States Innisfree Full time

    Job OverviewSalary: $80,000 - $90,000Position Title: Equity Market Surveillance Research AnalystAbout the CompanyInnisfree M&A Incorporated stands as a leading firm in high-stakes shareholder engagement. We provide vital shareholder insights, strategic counsel, and proxy solicitation services to top-tier corporations and investors during critical moments....

  • Python Developer

    1 week ago

    New York, New York, United States Innova Solutions Full time

    About the RoleInnova Solutions is seeking a skilled Python Developer to join our Trade Surveillance team. As a key member of our team, you will play a critical role in detecting and preventing fraud and market abuse across various asset classes.Key ResponsibilitiesDevelop and maintain complex Python applications for trade surveillance and fraud...

  • Senior Business Analyst

    13 hours ago

    New York, New York, United States Macquarie Bank Full time

    About the RoleWe are seeking a highly skilled Senior Business Analyst to join our Risk Management Group. As a key member of our team, you will be responsible for delivering business analysis at all stages of the project lifecycle, working closely with stakeholders to assess and define requirements, undertake detailed analysis, and shape and deliver solutions...

  • Compliance Surveillance Specialist

    4 days ago

    New York, New York, United States Jefferies Financial Group Full time

    Job SummaryWe are seeking a highly skilled Compliance Surveillance Specialist to join our team at Jefferies Financial Group. As a key member of our Compliance department, you will play a critical role in ensuring the effectiveness of our trade surveillance systems and processes.Key ResponsibilitiesAct as a US point of contact for the firm's trade...

  • Gaming Surveillance Analyst

    3 weeks ago

    New York, New York, United States Bally's Corporation Full time

    Position Overview: Gaming Surveillance AnalystPerform in-depth evaluations and video assessments of gaming tables to detect any anomalies.Compile detailed reports that emphasize discrepancies from anticipated win/loss results for the finance division.Create player assessment documents that detail the potential for advantage play, methods of cheating, and...

Trade Surveillance Analyst

4 months ago

New York, United States Northbound Search Full time

Job Description:

Trade Surveillance Analyst will be responsible for actively following regulatory trends and responsible of taking appropriate action updating and designing surveillance patterns to ensure the firm has inclusive surveillance coverage. The Compliance personnel will also contribution in developing multi-data format alerts and advanced market risk metrics; all of which may be utilized to conduct monitoring and to respond to regulatory reports. The Trade Surveillance Analyst will work with the Compliance and Front Office officials to coordinate and establish the various surveillance needs.

Job Responsibilities:

• Responsible for the timely analysis of alerts leading to the detection and prevention of market or firm misconduct.
• Effectively review and analyze complex situations, identify high risk attributes and apply judgement to resolve issues in an efficient manner with minimal supervision.
• Compile analysis into meaningful summaries and make findings available to relevant stakeholders.
• Case Management Facility: Participate in establishing a facility for case management, data reporting and a holistic approach to risk mitigation.
• Develop a systematic program for the case management reviews, workflow, and reporting.
• Trade Surveillance Modeling
• Critical knowledge on handling KYC, AML, Compliance conflicts
• Market manipulation schemes, such as: collusion, front-running, pre-arranged trading, layering, spoofing, ramping, etc.

Job Requirements:

• Bachelor’s Degree or advanced degree in a related field such as Economics, Computer Science, or finance.
• Strong interpersonal and written ability.
• Demonstrated high level of initiative, analytical skills, and impeccable integrity.
• Ability] to multi-task multiple projects within specified time restraints
• At least 2-3 years of professional experience in the Financial Services industry.