Brokerage Settlement Support Representative III

2 weeks ago

Roanoke, United States Fidelity Investments Full time
Job Description: The Role You will deliver exemplary service to internal and external clients by the timely and accurate settlement of transactions in accordance with policies, procedures, and regulatory guidelines. Assist with reducing the risk associated with failed trades, resolving out of balances with our custodian, and completing the transfer of Government (FED) asset transactions via the FED on behalf of our clients through our clearing agent Bank of NY. The Expertise and Skills You Bring
  • 3 to 6 years of Federal / Government Settlements experience required.
  • Bank of NY experience with BDC (Broker dealer clearance) preferred.
  • Monitor high-risk/dollar transactions to ensure instructions are in place at contra parties to avoid settlement interruption and partner directly with various business units to expedite the resolution of aging items.
  • Provide regular status updates to management.
  • Continuously identify opportunities for process improvement with a focus on existing workflow, quality, efficiency, innovation, and policy and procedures.
The Team We are a team with expertise in transaction clearing and margin. We perform trade clearance (reconcile trading activity), and coordinate settlements at our depositories (DTC, BNY, Citi) by communicating with other broker-dealers. Transactions settled, both domestic & international, include trades, transfers, stock loans/borrows, repos & DVP/RVP. We resolve settlement fails and mark obligations to current market values. We also ensure that accounts comply with the margin regulations of the SEC, FINRA, & the FRB; calculating required margin, and ensuring timely payment of purchases and margin calls. We also perform supervision of customer withdrawals of securities and cash Certifications:

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.

Join Us

At Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don't need a finance background to succeed at Fidelity-we offer a range of opportunities for learning so you can build the career you've always imagined.

Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Having the majority of our associates work onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at fidelitycareers.com.

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations@fmr.com.

PDN-9d8d9863-c84c-4bf5-b515-96f43defedd8

  • Brokerage Settlement Support Representative III

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Job Description: The Role You will deliver exemplary service to internal and external clients by the timely and accurate settlement of transactions in accordance with policies, procedures, and regulatory guidelines. Assist with reducing the risk associated with failed trades, resolving out of balances with our custodian, and completing the transfer of...

  • Brokerage Settlement Support Representative III

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Job Description: The Role You will deliver exemplary service to internal and external clients by the timely and accurate settlement of transactions in accordance with policies, procedures, and regulatory guidelines. Assist with reducing the risk associated with failed trades, resolving out of balances with our custodian, and completing the transfer of...

  • Brokerage Settlement Support Representative III

    1 week ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Job Description: The Role You will deliver exemplary service to internal and external clients by the timely and accurate settlement of transactions in accordance with policies, procedures, and regulatory guidelines. Assist with reducing the risk associated with failed trades, resolving out of balances with our custodian, and completing the transfer of...

  • Brokerage Settlement Support Representative III

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Please ensure you read the below overview and requirements for this employment opportunity completely. Job Description: The Role You will deliver exemplary service to internal and external clients by the timely and accurate settlement of transactions in accordance with policies, procedures, and regulatory guidelines. Assist with reducing the risk associated...

  • Brokerage Operations Representative TX

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Find out more about the daily tasks, overall responsibilities, and required experience for this opportunity by scrolling down now.Brokerage Operations RepresentativeFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Brokerage Operations Representative to work in...

  • Certification Engineer III

    1 day ago

    Roanoke, United States RECARO Aircraft Seating GmbH & Co Full time

    ::: section Certification Engineer III Job ID: 2015597 ::: ::: section Location: Fort Worth (USA) ::: ::: section As an international brand company with German roots, we at RECARO pursue the vision of improving the performance of people in motion like no other. In keeping with our tradition, Safety, Quality, and Ingenious Design are at the core of...

  • Civil Project Engineer II/III

    5 months ago

    Roanoke, United States Timmons Group Full time

    Job Description Timmons Group is currently seeking a  Civil Project Engineer II/III to join our Land Development Group  in Roanoke, VA.   Project Engineer II/IIIs are Civil Engineers with two or more years of experience. The qualified individual will perform site development engineering and project management tasks for residential, commercial...

  • Sales Support Representative

    1 week ago

    Roanoke, United States UnitedHealth Group Full time

    At UnitedHealthcare, we‘re simplifying the health care experience, creating healthier communities, and removing barriers to quality care. The work you do here impacts the lives of millions of people for the better. Come build the health care system of tomorrow, making it more responsive, affordable, and equitable. Ready to make a difference? Join us to...

  • Registered Customer Experience Representative

    4 weeks ago

    Roanoke, United States 247Hire Full time

    Job DescriptionJob DescriptionJob Locations are1.Chicago, IL2.Denver, CO3.Westlake, TX / Dallas, TX4.Lake Mary, FL / Orlando, FLJob Type: Hybrid - 3 days in office 2 days remoteFull remote for mid/overnight.Opportunity to shift bid every 6 months Available ShiftsSunday - Wednesday 10am-9pm ETMonday - Friday 3:30pm-12am ETMonday - Friday 11AM-7:30PM...

  • Java Cloud Engineer TX

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

     Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Cloud Software Engineer to work in Fidelity’s Brokerage Technology Group in Covington KY or Westlake TX.Are you the right candidate for this opportunity Make sure to read the full description below.TeamFidelity's...

  • Mail Clerk Messenger

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Mail Clerk MessengerFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently looking to hire a Mail Clerk Messenger and Data Entry Associate at Fidelity Investments, located in Westlake, TX. The Mail Representative will provide online data entry support, timely pick-ups and delivery of...

  • Mail Clerk Messenger

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Mail Clerk MessengerFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently looking to hire a Mail Clerk Messenger and Data Entry Associate at Fidelity Investments, located in Westlake, TX. The Mail Representative will provide online data entry support, timely pick-ups and delivery of...

  • Mail Clerk Messenger TX

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    The following information aims to provide potential candidates with a better understanding of the requirements for this role.Mail Clerk MessengerFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently looking to hire a Mail Clerk Messenger and Data Entry Associate at Fidelity Investments,...

  • Mail Clerk Messenger

    1 week ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Mail Clerk MessengerFidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently looking to hire a Mail Clerk Messenger and Data Entry Associate at Fidelity Investments, located in Westlake, TX. The Mail Representative will provide online data entry support, timely pick-ups and delivery of...

  • Bodily Injury Pro Se Claims Adjuster

    4 months ago

    Roanoke, United States ICM Claims Full time

    At ICM Claims, we look for the best and brightest talent to join our team of professionals. We're united by a common purpose of delivering exceptional claim handling.Reasons you should consider a career with ICM Claims:Culture: Our Core Values are embedded into our culture of how we treat our employees as a valued partner-with integrity, passion and...

  • Route Rider

    4 weeks ago

    Roanoke, United States Bimbo Bakeries USA Full time

    Route Riderreq41679 Employment Type: Regular Location: ROANOKE,VA Have you ever enjoyed Arnold, Brownberry or Oroweatbread? A Thomas English muffin or bagel? Or perhaps snacked on a Sara Lee,Entenmann s or Marinela cake or donut? If the answer is yes, then you knowBimbo Bakeries USA!More than 20,000 associates in bakeries, sales centers,offices and on sales...

  • Retail Sales Representative

    6 days ago

    Roanoke, Virginia, United States Sears Holdings Corp. Full time

    Job OverviewSears Holdings Corp. is seeking a highly motivated and customer-focused Retail Sales Representative to join our team. As a Retail Sales Representative, you will be responsible for selling and servicing customers within one or more departments, maintaining knowledge of products, and delivering a positive customer shopping experience.Key...

  • Applications Representative

    5 days ago

    Roanoke, United States Samsung HVAC America, LLC Full time

    Job DescriptionJob DescriptionApplications Representative Reports to: HVAC Applications Manager Location: Roanoke, Texas (onsite Monday through Thursday weekly)Travel Required: up to 10%Headquartered in Roanoke, TX, Samsung Lennox HVAC North America is a leader in innovative heating and cooling solutions. From our humble beginnings to our position today as a...

  • Restricted Stock Services Analyst

    1 month ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Job Description: The Role The Brokerage Operations Associate is a member of the Restricted Stock Services team. You will be primarily responsible for assisting our clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to Securities and Exchange Commission guidelines and insider trading...

  • Restricted Stock Services Analyst TX

    2 weeks ago

    Roanoke, United States Fidelity TalentSource LLC Full time

    Increase your chances of reaching the interview stage by reading the complete job description and applying promptly.Job Description:The RoleThe Brokerage Operations Associate is a member of the Restricted Stock Services team. You will be primarily responsible for assisting our clients (brokerage firms and investment advisors) in selling restricted / control...