Current jobs related to AVP of Compliance - Chicago - Waterton
-
AVP, Underwriting
2 months ago
Chicago, United States Chubb Full timeJob DescriptionChubb Global Casualty (CGC) Domestic is looking for an applicant to fill the position of AVP, Underwritingin our Chicago Office. Chubb Global Casualty is the largest operating division in Chubb Major Accounts; our focus is Fortune 1,000 companies with risk taking appetites. We offer customized & complex primary loss sensitive programs tailored...
-
AVP, Underwriting
3 weeks ago
Chicago, United States Chubb Full timeJob DescriptionChubb Global Casualty (CGC) Domestic is looking for an applicant to fill the position of AVP, Underwritingin our Chicago Office. Chubb Global Casualty is the largest operating division in Chubb Major Accounts; our focus is Fortune 1,000 companies with risk taking appetites. We offer customized & complex primary loss sensitive programs tailored...
-
AVP, Underwriting
2 months ago
Chicago, United States Chubb Full timeJob Description Chubb Global Casualty (CGC) Domestic is looking for an applicant to fill the position of AVP, Underwritingin our Chicago Office. Chubb Global Casualty is the largest operating division in Chubb Major Accounts; our focus is Fortune 1,000 companies with risk taking appetites. We offer customized & complex primary loss sensitive programs...
-
AVP, Underwriting
2 months ago
Chicago, United States Chubb Full timeJob Description Chubb Global Casualty (CGC) Domestic is looking for an applicant to fill the position of AVP, Underwritingin our Chicago Office. Chubb Global Casualty is the largest operating division in Chubb Major Accounts; our focus is Fortune 1,000 companies with risk taking appetites. We offer customized & complex primary loss sensitive programs...
-
AVP, Underwriting
6 days ago
Chicago, United States Chubb Full timeJob Description Chubb Global Casualty (CGC) Domestic is looking for an applicant to fill the position of AVP, Underwritingin our Chicago Office. Chubb Global Casualty is the largest operating division in Chubb Major Accounts; our focus is Fortune 1,000 companies with risk taking appetites. We offer customized & complex primary loss sensitive programs...
-
AVP, Controller
2 months ago
Chicago, United States SAFER FOUNDATION Full timeJob DescriptionJob DescriptionThe Safer Foundation is a social service provider to individuals with arrest and conviction records. Through a full range of services, including case management, educational instruction and advocacy, we focus on preparing individuals for the world of work by helping them find and keep productive and meaningful employment.General...
-
CFO/AVP - Quatrro
3 weeks ago
Chicago, United States Quatrro HR Services Full timeQuatrro Business Support Services is seeking an experienced Chief Financial Officer (CFO)/ Assistant Vice President (AVP) for our not-for-profit division. This role will provide strategic financial oversight and guidance to multiple nonprofit clients, ensuring their long-term success and compliance with relevant regulations. This role is primarily remote but...
-
AVP, Corporate Counsel
3 weeks ago
Chicago, United States Vantage Risk Full timeWednesday, August 14, 2024 About the Company Vantage Group Holdings Ltd. (Vantage) was established in late 2020 as a re/insurance partner designed for the future. Driven by relentless curiosity, our team of trusted experts provides a fresh perspective on our clients’ risks. We add creativity to tech-enabled efficiency and robust analytics to address risks...
-
AVP, Corporate Counsel
2 weeks ago
Chicago, United States Vantage Risk Ltd. Full timeWednesday, August 14, 2024About the CompanyVantage Group Holdings Ltd. (Vantage) was established in late 2020 as a re/insurance partner designed for the future. Driven by relentless curiosity, our team of trusted experts provides a fresh perspective on our clients’ risks. We add creativity to tech-enabled efficiency and robust analytics to address risks...
-
AVP, Accounting
3 weeks ago
Chicago, United States 1872 Consulting Full timeAVP, Accounting – Hospitality Industry Chicago, IL (WFH 3-4 days/week, in the office in the loop 1-2 days/week) Summary This position oversees all activities related to supervising and managing the hospitality investments for a Private Equity firm. The role is responsible for overseeing a team for preparing, analyzing and reporting on the financial and...
-
AVP of Asset-Based Lending Portfolio Management
3 weeks ago
Chicago, Illinois, United States Western Alliance Bank Full timePosition Title: AVP of Asset-Based Lending Portfolio Management Location: Chicago, IL Role Overview: The Asset-Based Lending (ABL) division is in search of a skilled Portfolio Manager responsible for the comprehensive analysis, structuring, underwriting, and negotiation of new ABL credit facilities. This role entails managing a diverse portfolio within the...
-
AVP PRS Regional Product Manager
2 months ago
Chicago, United States Chubb Full timeJob DescriptionThe AVP Regional Product Manager is accountable for managing region specific profitable growth strategies, coordinating rate review processes for specific jurisdictions, overseeing implementation of rate changes/pricing strategies to ensure deadlines are met, changes are accurate and appropriate regulatory approval is obtained, managing the...
-
Constituent Engagement Support Specialist
2 weeks ago
Chicago, Illinois, United States Illinois Institute of Technology Full timeAbout the RoleThe Illinois Institute of Technology seeks an Administrative Assistant to support the Constituent Engagement Office. This role will be responsible for ensuring the smooth functioning of the office, reporting to the AVP of Constituent Engagement.Key ResponsibilitiesProvide administrative support to the Constituent Engagement teamCoordinate...
-
Compliance Examiner/Bank Compliance Specialist
3 weeks ago
Chicago, Illinois, United States Office of the Comptroller of the Currency Full timeJob SummaryAs a Compliance Examiner/Bank Compliance Specialist with the Office of the Comptroller of the Currency, you will serve as a compliance examiner-in-charge (EIC) responsible for applying examination techniques to determine a financial institution's overall compliance with appropriate laws and regulations.Key ResponsibilitiesDevelop supervisory...
-
Chicago, United States Illinois Institute of Technology Full timeThe Administrative Assistant will help ensure the smooth functioning of the Constituent Engagement Office. H/she will report to the AVP of Constituent Engagement. This position requires an energetic, organized and proactive self-starter with excellen Administrative Assistant, Engagement, Administrative, Assistant, Alumni Relations
-
Operational Compliance Risk Strategist
3 weeks ago
Chicago, Illinois, United States Bank of America Full timePosition Overview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We are committed to Responsible Growth, which is the foundation of our operations and how we serve our clients, colleagues, communities, and shareholders daily.We strive to create an inclusive and diverse workplace, recognizing that a variety...
-
Compliance and Operational Risk Specialist
6 days ago
Chicago, Illinois, United States Bank of America Full timeJob Description:At Bank of America, we are committed to helping our clients achieve their financial goals through responsible growth. As a Compliance and Operational Risk Specialist, you will play a critical role in ensuring that our business operations align with regulatory requirements and industry standards.Key Responsibilities:Assist in assessing risks...
-
Compliance and Operational Risk Specialist
1 week ago
Chicago, United States Bank of America Full timeJob Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for...
-
Tax Compliance Specialist
5 days ago
Chicago, Illinois, United States The University of Chicago Full timeAbout the RoleThe University of Chicago is seeking a highly skilled Lead Tax Accountant to join our team. As a key member of our Accounting Services group, you will be responsible for overseeing tax compliance and preparation of various tax returns, including the 990, 990T, and excise tax returns.Key ResponsibilitiesOversee tax compliance for the University,...
-
Compliance and Operational Risk Specialist
4 weeks ago
Chicago, United States Bank of America Full timeJob Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for...
AVP of Compliance
4 months ago
The AVP, Compliance will be responsible for and partner with the General Counsel and Chief Compliance Officer to ensure compliance with all regulatory, legal and fiduciary responsibilities of Waterton as a registered investment adviser with the Securities and Exchange Commission ("SEC"), including the accurate and timely preparation of regulatory filings, review of marketing material, and maintenance of Waterton's Compliance Manual.This role will also assist overseeing Waterton's fund and side letter compliance and provide consultative services to internal staff.
- Monitor adherence to Waterton's Compliance Manual, including but not limited to, oversight of all personal trading, political contributions, outside business activities, business continuity planning, data breach and conflicts of interest mitigation and marketing material review.
- Prepare internal reporting and regulatory filings.
- Create and conduct compliance training for associates, including onboarding and periodic training.
- Conduct compliance testing and monitoring, troubleshoot compliance issues, recommended corrective action and document the same.
- Respond to SEC examinations and other requests from the SEC and other regulatory or government entities.
- Respond to due diligence and other inquiries from clients and associates regarding compliance-related issues.
- Review marketing materials
- Draft and revise Waterton's Compliance Manual and compliance policies.
- Oversee Waterton's fund and side letter compliance and documentation of the same
- Establish and maintain good relations with residents, guests, all investors, vendors and colleagues.
- Help to manage the execution of the department's performance management goals and objectives.
- Maintain corporate and property-level standard operating procedures.
Education-Bachelor's Degree required
Certifications/Licenses-Regulatory experience preferred
Experience- 5+ years of relevant regulatory compliance experience; real estate experience desired; private equity experience desired.Strong knowledge of the various laws, rules, and regulations applicable to SEC-registered real estate investment advisers
Travel-Some travel may be required.
