Current jobs related to Technical Regulatory Specialist - Chicago - Northern Trust


  • Chicago, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • Chicago, United States Sol-Millennium Medical Group Full time

    About Sol-Millennium: Sol-Millennium is a global healthcare company dedicated to improving the safety and well-being of patients and healthcare providers. With innovative solutions and a commitment to excellence, we strive to deliver products that enhance the quality of care. Our team is passionate, driven, and committed to making a difference in the...


  • Chicago, United States Sol-Millennium Medical Group Full time

    About Sol-Millennium: Sol-Millennium is a global healthcare company dedicated to improving the safety and well-being of patients and healthcare providers. With innovative solutions and a commitment to excellence, we strive to deliver products that enhance the quality of care. Our team is passionate, driven, and committed to making a difference in the...


  • Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...


  • North Chicago, Illinois, United States Collabera Full time

    Home Search Jobs Job Description Regulatory Affairs Associate Contract: North Chicago, Illinois, US Salary: $30.00 Per Hour Job Code: End Date: Job Description: Key Responsibilities:Assist in the preparation of regulatory submissions for various product categories including Food, FSMP, Enteral Nutrition, and Pharmaceuticals. Demonstrate proficiency in...


  • Chicago, United States Daubert Chemical Co. Inc. Full time

    Job DescriptionJob DescriptionDaubert Chemical Company is a profitable, family-owned specialty chemical manufacturer located near Midway airport and a market leader in the products we sell to our end users and distributors. We are seeking a Regulatory Compliance Specialist who ensures raw material and product compliance rules and regulations globally are...


  • Chicago, Illinois, United States Daubert Chemical Co. Inc. Full time

    Job DescriptionDaubert Chemical Co. Inc. is a leading specialty chemical manufacturer seeking a highly skilled Regulatory Compliance Specialist to ensure global compliance with regulations and standards. The ideal candidate will have a strong background in regulatory affairs and a proven track record of ensuring compliance with international, national, and...


  • Chicago, Illinois, United States Jobot Full time

    Exciting Opportunity in a Thriving IndustryAbout the Company:Jobot is a leading player in the Gaming and Cannabis sectors, seeking a talented Regulatory Compliance Specialist to enhance our dedicated team.Position: Regulatory Compliance SpecialistLocation: Chicago, ILRole Overview:We are on the lookout for a proactive Regulatory Compliance Specialist with a...


  • Chicago, Illinois, United States Sol-Millennium Medical Group Full time

    About Sol-Millennium Medical Group: Sol-Millennium Medical Group is a worldwide healthcare organization committed to enhancing the safety and welfare of patients and healthcare professionals. With pioneering solutions and a dedication to excellence, we aim to provide products that improve the quality of care. Our workforce is enthusiastic, motivated, and...


  • Chicago, Illinois, United States Sol-Millennium Medical Group Full time

    About Sol-Millennium Medical Group: Sol-Millennium Medical Group is a worldwide healthcare organization committed to enhancing the safety and welfare of patients and healthcare professionals. Through innovative solutions and a dedication to excellence, we aim to provide products that improve the quality of care. Our team is enthusiastic, driven, and focused...


  • chicago, United States Sol-Millennium Medical Group Full time

    About Sol-Millennium: Sol-Millennium is a global healthcare company dedicated to improving the safety and well-being of patients and healthcare providers. With innovative solutions and a commitment to excellence, we strive to deliver products that enhance the quality of care. Our team is passionate, driven, and committed to making a difference in the...


  • Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...


  • Chicago, Illinois, United States Top Tier Reps LLC Full time

    Job OverviewTop Tier Reps LLC is seeking a highly motivated and detail-oriented Healthcare Regulatory Specialist to join our team. As a key member of our multidisciplinary practice, you will have the opportunity to work on a wide range of healthcare-related projects, including Medicaid policy initiatives and regulatory matters.Key Responsibilities:Assist in...


  • Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we pride ourselves on providing innovative financial services and guidance to the world's most successful individuals, families, and institutions. Our commitment to service, expertise, and integrity has earned us a...


  • Chicago, Illinois, United States HCSC Full time

    Regulatory Compliance SpecialistAt HCSC, we empower our employees with curated development plans that foster growth and promote rewarding, fulfilling careers. This position is responsible for coordinating and administering various responsibilities within the HCSC regulatory office, working with high-risk issues and departments to ensure compliance with...


  • Chicago, Illinois, United States Sol-Millennium Medical Group Full time

    About Sol-Millennium Medical GroupWe are a global healthcare company dedicated to improving the safety and well-being of patients and healthcare providers. Our mission is to deliver innovative solutions that enhance the quality of care.Job OverviewWe are seeking a skilled Regulatory Specialist to join our team. This role is essential for assisting the...


  • Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust: Northern Trust is a distinguished financial institution, recognized globally and a Fortune 500 company, with a legacy of excellence since 1889. We are dedicated to delivering innovative financial solutions and guidance to the world's most successful individuals, families, and institutions, adhering to our core principles of service,...


  • Chicago, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...


  • North Chicago, Illinois, United States Collabera Full time

    Home Search Jobs Job Description Regulatory Affairs Associate Contract Type: Contract Location: North Chicago, Illinois, US Compensation: $30.00 Per Hour Job Overview: Responsibilities:Assist in the preparation and submission of regulatory documents for various product categories including Food, FSMP, Enteral Nutrition, and Pharmaceuticals. Demonstrate...

Technical Regulatory Specialist

4 months ago


Chicago, United States Northern Trust Full time
About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Technical Regulatory Specialist

SUMMARY
This is an exciting opportunity within the recently established Regulatory Risk & Oversight Office (RROO) in Asset Servicing. The Regulatory Risk & Oversight Office oversees the management of regulatory risk across Asset Servicing, which is a core business unit within Northern Trust providing Custody; Capital Markets, Banking & Treasury; and Fund Services across North America, EMEA and APAC.

The Regulatory Risk & Oversight Office design supports this mandate across four key pillars: i) Regulatory Framework & Governance, ii) Regulatory Change Oversight, iii) Regulatory Risk Management, and iv) Regulatory Strategy & Sustainability.

The Technical Regulatory Specialist supports both the Regulatory Change Oversight and Regulatory Risk Management pillars, connecting the dots across regulation applicability and compliance. The role reports to the Regulatory Framework & Governance Pillar Lead.

It provides governance and oversight of the frameworks that enable understanding of regulatory obligations, mitigation of regulatory risks and compliance with regulations applicable to Asset Servicing.

MAJOR DUTIES
Responsible for collaborating with regulatory subject matter peers across all Lines of Defense to strengthen understanding and rationale around regulatory interpretation and offer respectful review and challenge
Provides clear guidance and documentation to Asset Servicing stakeholders around initial applicability and regulatory interpretation, in alignment with corporate regulatory change management framework and process
Represents Asset Servicing stakeholders and the Regulatory Risk & Oversight Office at appropriate interpretation and scoping working groups, to determine Asset Servicing's actions to achieve necessary levels of compliance during regulatory implementations or remediation
Maintains clear documentation and audit trails around interpretation and traceability for future reference, particularly in the event of independent review by Audit, Compliance or Regulators
Is an individual contributor who takes ownership of activities but solicits support as needed to drive successful regulatory outcomes and fosters an environment of transparency and trust within their management hierarchy

KNOWLEDGE/SKILLS

Demonstrates solid domain expertise and maintains a deep understanding of new and existing regulations that may impact Asset Servicing's products and processes globally, such as FX and brokerage, AML, SEC-related, Singapore Securities and Futures Act
Strong attention to detail and analytical skills to collect data and find fact patterns that may drive interpretation needs
Clear communication to stakeholders at all levels and exhibits a clear understanding of regulatory risk management
Knowledge of the financial services industry, especially asset servicing, wealth management and banking, and the regulatory environment in which they operate
Knowledge of regulatory themes, both existing and emerging within industry

EXPERIENCE
10+ years' experience in Financial Services, with a solid understanding of regulatory obligations and regulatory risk management
Solid understanding of products and services underpinning asset servicing, especially global markets, securities, global custody, capital markets and fund services
Deep understanding of resiliency, risk and control across markets and regions
Demonstrated experience in providing interpretation guidance in regulatory implementations and remediation

e Program

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today. #MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.

We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.