Chief Compliance Officer
1 week ago
Plancorp is seeking a Chief Compliance Officer who will lead all components of the compliance program. The CCO will be responsible for designing, implementing, evolving, and monitoring the firm's compliance program. This role ensures that all activities of the firm meet regulatory requirements and acts as a liaison with legal and regulatory bodies on compliance-related issues. The CCO must be able to stay up to date with the evolving demands of regulatory compliance while aligning with company strategic initiatives. Who We Are: Nationally recognized fee-only RIA firm St. Louis based; in business for 40+ years AUM approx. $7.3 billion Position Overview: As with all positions at Plancorp, specific duties will be adapted to our clients’ needs. In general, in this role you will: Drive a culture of compliance across the Company. Adopt a solution-focused approach, emphasizing how to achieve business objectives within legal and regulatory requirements. Engage with and advise senior management and staff on all issues concerning U.S. compliance rules, regulations, and procedures. Maintain up-to-date knowledge of industry best practices to further develop effective compliance policies and procedures. Constantly assess firm risks and define priorities to mitigate these risks then report progress to the Leadership Team and periodically update the Board. Identify, mitigate, and disclose conflicts of interest within the firm to maintain Plancorp’s belief in transparency. Manage Securities and Exchange Commission (SEC) exams when they occur including responding to the SEC request, coordinating interviews, and replying to action items from the SEC. Timely approval of client and marketing (print, digital and social media) communications prior to releasing to the public to ensure the documents and information are not misleading and uphold Plancorp's fiduciary standards. Train new employees and provide information, updates, and ongoing firmwide compliance training. Oversee the preparation and ongoing maintenance of all applicable regulatory registrations and filings (e.g. filing of Form ADV, etc.). Review and update Plancorp's client agreements. Lead the annual custody audit. Manage communication and relationship with compliance vendors. Maintain a thorough understanding of state and federal securities rules and regulations governing the investment advisory industry through ongoing education and involvement with industry groups. What you bring: Bachelor's Degree, J.D. strongly preferred. Bonus points for Series 65 OR CFP designation. Five years+ serving in a compliance role for a Registered Investment Advisor (RIA). Strong working knowledge of the Investment Company Act of 1940. Knowledge and ability to compel others to adhere to a strong culture of compliance. Strong leadership and problem-solving skills. Excellent verbal and written communications skills sufficient to interact with all levels of the firm, clients, vendors, etc. An understanding of the fundamentals of investing, including the characteristics and use of various investment securities, and the different types of investment accounts. Respect for the confidentiality of client and corporate information. Integrating activities with other departments to accomplish common goals. Why work with us: You’ll have the opportunity to learn from our team of experts, do work that touches people’s lives, and be part of our unique culture. We take great care of the people who take care of our clients, offering 12 paid holidays, a comprehensive rewards package, daily catered lunch, and free access to a workout facility. People from underrepresented communities are encouraged to apply. #J-18808-Ljbffr
-
Chief Human Resources Officer
6 days ago
St Louis, Missouri, United States Tech Electronics Full timeEstimated Salary: $124,000 - $155,000 per yearAbout the RoleThe Chief Human Resources Officer at Tech Electronics is a strategic leader responsible for developing and implementing HR policies, programs, and practices that align with the company's business objectives.Key Responsibilities:Talent Acquisition and Retention: Oversee recruitment strategies to...
-
Chief Nursing Officer
2 months ago
St. Louis, United States Encompass Health Full timeChief Nursing Officer Career Opportunity Honored and esteemed for your Chief Nursing Officer expertiseAre you seeking a transformative nursing leadership opportunity that feels close to home and heart? Encompass Health invites you to step into the role of Chief Nursing Officer at one of our 150+ in-patient rehabilitation hospitals, where we redefine the...
-
Chief Human Resources Officer
3 weeks ago
St Louis, United States UB Greensfelder LLP Full timeUB Greensfelder LLP is seeking a full-time Chief Human Resources Officer (CHRO) to provide strategic leadership to all Human Resources functions firmwide. This role reports to the Chief Operating Officer and will be based in the Cleveland or St. Louis office. UB Greensfelder LLP is an AM Law 200, super-regional law firm focused on exceeding client...
-
Chief Financial Operations Officer
3 days ago
St. Louis, United States The Judge Group Full timeJob OverviewThe Judge Group is seeking a seasoned finance professional to fill the role of Chief Financial Operations Officer. This position plays a crucial part in driving business growth and financial success.
-
Chief Information Technology Officer
1 week ago
St Louis, Missouri, United States Crossroads Courier Full timeAbout the RoleWe are seeking a seasoned IT professional to fill the position of Chief Information Technology Officer at Crossroads Courier.This is a key leadership role that requires strategic vision, technical expertise, and exceptional communication skills. The successful candidate will lead our IT team in driving technology initiatives and ensuring the...
-
Chief Operating Officer
1 week ago
St Louis, United States Faith Church Full timeJob Details Job Location Sunset Hills Campus - St Louis, MO Position Type Full Time Summary: The focus and responsibility of the Chief Operating Officer (COO) is to serve on the Senior Executive Team as the church's COO with operational oversight. The COO is responsible for assisting the Lead Pastor, Chief of Staff (COS), and the Directional Leadership...
-
Chief Philanthropy Officer, Annual Fund
4 weeks ago
St Louis, Missouri, United States Annual Giving Network Full timeAbout the RoleThe Chief Philanthropy Officer, Annual Fund, will lead Eliot Society efforts for the School of Medicine. This involves directing strategies to acquire, retain, and reacquire School of Medicine alumni prospects ($1,000 – $24,999) with a focus on unrestricted giving.
-
Chief Financial Officer
2 days ago
St. Louis, MO, United States UB Greensfelder LLP Full timeUB Greensfelder LLP is an AM Law 200, super-regional firm law firm focused on exceeding client expectations and delivering superior, customized legal solutions. Created in 2024 through the merger of Ulmer & Berne LLP and Greensfelder, Hemker & Gale, P.C., the firm's 275 lawyers advise regional, national, and global businesses on a wide range of legal matters...
-
Chief Operations Officer
2 weeks ago
St Louis, United States SCN - Search Consulting Network Full timeChief Operations OfficerSupport day-to-day operations management and continual improvement ensuring that business is well-coordinated and productive.CompanyFinancially stable companyOpportunities to advancePositionFull Time Direct Hire QualificationsExtensive manufacturing experience required.Ability to read and write English and interpret documents such as...
-
Chief Development Officer
1 week ago
St Louis, United States EPIP Full timeCity Garden Montessori School (City Garden) is the only Montessori charter school in Missouri, and we are one of the highest-performing charter schools in the state. Our team possesses passion and determination to implement the Montessori approach to educating children in a diverse, public school environment. City Garden is committed to being an anti-biased,...
-
Chief Development Officer
1 week ago
St Louis, United States EPIP Full timeCity Garden Montessori School (City Garden) is the only Montessori charter school in Missouri, and we are one of the highest-performing charter schools in the state. Our team possesses passion and determination to implement the Montessori approach to educating children in a diverse, public school environment. City Garden is committed to being an anti-biased,...
-
Chief Executive Officer(CEO)
2 months ago
St Louis, United States Kimmel & Associates Full timeAbout the Company:This company is a dynamic and rapidly growing industry leader in the glazing and building envelope sector. With a proven track record of delivering high-quality glazing solutions for a diverse range of projects, we have established ourselves as a $50 million-dollar powerhouse in the construction industry. Our commitment to innovation,...
-
Chief Executive Officer(CEO)
2 months ago
St. Louis, United States Kimmel & Associates Full timeAbout the Company:This company is a dynamic and rapidly growing industry leader in the glazing and building envelope sector. With a proven track record of delivering high-quality glazing solutions for a diverse range of projects, we have established ourselves as a $50 million-dollar powerhouse in the construction industry. Our commitment to innovation,...
-
Physician (Chief of Psychiatry)
3 weeks ago
St. Louis, United States FCS - Psychiatric Recruitment Full timeNOW HIRING a Chief Medical Officer! Healthcare facility located in St. Louis is hiring a Psychiatrist for their Chief Medical Officer position. Must be Missouri licensed, Board Certified, and have at least 5 years of post-residency experience in direct patient care.
-
Chief Artistic Programming Officer
7 days ago
St Louis, Missouri, United States St. Louis Symphony Orchestra Full timeJob OverviewThe St. Louis Symphony Orchestra is seeking a skilled and innovative Chief Artistic Programming Officer to join its team.Key ResponsibilitiesCollaborate with the Music Director to develop and execute artistic programs that showcase the orchestra's musical excellence and diversity.Plan and coordinate concerts, commissions, residencies, and tours,...
-
Chief Administrative Officer
7 days ago
St Louis, Missouri, United States Department Of The Treasury Full timeJoin the Department of the Treasury and contribute to the country's financial well-being as a Chief Administrative Officer. This role plays a crucial part in ensuring the smooth operation of administrative services and support functions within the organization.About the Job:This position is responsible for providing administrative support services and...
-
Chief Executive Officer
1 week ago
St Paul, United States gpac Full timeI am looking for a motivated CEO ( Chief Executive Officer) to join and lead a financial organization in their next generation of growth and service. Provide strategic direction, vision, and management in ALL functional areas. (Accounting, ALM, business development, compliance, facility management, finance, human resources, investments, lending, marketing,...
-
Chief Executive Officer
1 week ago
St Paul, United States gpac Full timeI am looking for a motivated CEO ( Chief Executive Officer) to join and lead a financial organization in their next generation of growth and service. Provide strategic direction, vision, and management in ALL functional areas. (Accounting, ALM, business development, compliance, facility management, finance, human resources, investments, lending, marketing,...
-
Chief Human Resource Officer
3 weeks ago
St Louis, United States Harris-Stowe State University Full timeHarris-Stowe State University is a historically Black institution (HBCU) located in the heart of vibrant mid-town St. Louis, Missouri. Harris-Stowe’s beautiful campus is minutes from the renowned Gateway Arch, St. Louis Zoo, St. Louis Art and History Museums, Forest Park, and other cultural and educational institutions. Harris-Stowe’s diverse faculty and...
-
Chief Human Resources Officer
4 weeks ago
ST Louis, MO, United States Sherry Hurst Legal Recruiting Full timeLarge law firm seeks candidates for their Chief Human Resources Officer position. Position could be located in St. Louis or Cleveland. Responsibilities IncludeDeveloping the overall human resources strategy in line with the firm’s strategic business plan and organizational goals.Provide strategic leadership to HR functions including design and...