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Financial Institutions Manager

4 months ago

Los Angeles, United States Department of Financial Protection and Innovation Full time

**About the DFPI**

The Department of Financial Protection and Innovation (DFPI) is California’s financial regulator, working to protect consumers by examining and licensing financial activities and taking action against unfair, deceptive, or abusive practices. We oversee state-chartered banks, credit unions, student loan servicers, and more. The DFPI has office locations in Los Angeles, Sacramento, San Diego, and San Francisco. The DFPI offers benefit packages, competitive salary, a robust training program and opportunities for advancement.

**Position Details**

**Job Code #**:
JC-435319

**Position #(s)**:
410-121-4104-319

**Working Title**:
**Portfolio Manager**

**Classification**:
FINANCIAL INSTITUTIONS MANAGER

$10,106.00 - $12,051.00

**# of Positions**:
1

**Work Location**:
Los Angeles

**Telework**:
Hybrid

**Job Type**:
12 Month Limited Term - Full Time

**Job Description And Duties**

The Department of Financial Protection and Innovation is recruiting for one (1), Limited-Term, Full-time Financial Institutions Manager position within the Division of Broker-Dealer Investment Adviser Unit (BDIA). This position will be located in the Los Angeles West 4th Street office. This recruitment may be used to fill subsequent vacancies of these positions within the next 180 days.
- This position may be extended up to 24 months or may become permanent._

Under the general direction of the Deputy Commissioner of the BDIA Division, the Financial Institutions Manager (Portfolio Manager) is responsible for the supervision and regulation of assigned licensees and assigned program initiatives and projects, including plans, organizes, directs, and reviews the work of the the Broker-Dealer Investment Adviser division Los Angeles office.

The Financial Institutions Manager provides expert guidance of the BDIA licensing, examination, consumer complaints, and regulation of broker-dealers, investment advisers and their agents and representatives pursuant to the Corporate Securities Law of 1968.

**Final Filing Date**: 6/18/2024

**Examination Information**

**Minimum Qualifications**

Experience: One year of experience in California state service performing professional examination duties of a class at a level of responsibility equivalent to that of a Senior Financial Institutions Examiner or Financial Institutions Supervisor. **Or**

Experience: Two years of experience in California state service performing professional auditing or examination duties of a class at a level of responsibility equivalent to that of a Financial Institutions Examiner, Range C. **Or**

Experience: Five years of increasingly responsible professional auditing or examination experience, including three years supervising a staff of accountants, auditors, or examiners. (Experience in California state service applied toward this requirement must include two years performing the duties in a class at a level of responsibility equivalent to that of a Financial Institutions Examiner, Range C.) **and**

Education: Equivalent to graduation from college with a specialization in accounting, business administration, economics, finance, or a related business/management specialization.

Consider a rewarding and challenging career with the DFPI

Pay: $10,106.00 - $12,051.00 per month

**Benefits**:

- Dental insurance
- Health insurance
- Vision insurance

Schedule:

- Monday to Friday

Work Location: Hybrid remote in Los Angeles, CA 90013