AML Investigator Senior
4 days ago
An AML Senior Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. Bank Secrecy Act, USA PATRIOT Act, etc.), as well as adhering to the Bank’s policies and procedures to mitigate risk exposure to the Bank.
Assigned to a team that is responsible for scrutinizing alerts which have been elevated from the transaction monitoring system and other channels to identify and report suspicious behavior and transactional activity to help prevent, detect, and deter ML/TF and other illicit financial activity using a risk-based approach. This includes performing in depth research and detailed account analysis reviewing and investigating cases on the Bank’s Case Management System. This includes the review of normal and abnormal transactional activity that may range from routine to highly complex utilizing customer KYC, external research, and detailed account analysis. Case adjudications may result in SAR filings. Assists with mentoring and training team members.
Must possess excellent analytical skills and be able to handle multiple tasks concurrently.
JOB RESPONSIBILITIES
Perform analysis and complete dispositions on cases for potentially suspicious activity as it may relate to money laundering, terrorist financing, and other financial crimes. Compiles case files with the required supporting documentation for each investigation. Ensures that all investigations cases are completed on a timely basis. Completes Suspicious Activity Reports (SARs) in accordance with FinCEN’s guidance and regulations. Refers for account closure where appropriate.
Engage in additional assignments as directed by management. Attend and participate in team/department staff meetings and continuing education training. Acquire and maintain working knowledge of all compliance, regulatory, and business unit policy, standard and procedure requirements associated with the job. Ensure compliance with applicable federal, state and local laws and regulations. Complete all required compliance training. Maintain knowledge of and adhere to internal compliance policies and procedures. Take responsibility to keep up to date with changing regulations and policies. May assist management in the completion and tracking of various quality control functions in the FCC.
Communicates with branch personnel and management to verify accuracy of customer information & determine if activity in question is expected for the particular type of customer, and are responsible to ensure all discrepancies are documented and resolved.
Mentoring and coaching other team members.
Uses independent judgement and discretion to make decisions.
ADDITIONAL ACCOUNTABILITIES
Performs special projects, and additional duties and responsibilities as required.
Consistently adheres to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings. Accountable to maintain compliance with applicable federal, state and local laws and regulations.
JOB REQUIREMENTS
Required Qualifications:
Education level required: Undergraduate Degree (4 years or equivalent) in Finance, accounting, business management, or criminal justice or equivalent work experience.
Three to five years of experience in BSA/AML performing alert/case financial investigations.
Preferred Qualifications:
ACAMS Certification or CFCS.
Job Competencies:
Working knowledge and understanding of general BSA/AML, OFAC, and USA PATRIOT Act and risk management principles.
Working knowledge and understanding of Retail Banking and Lending products and services, and core banking systems.
Knowledge of BSA monitoring systems preferred.
Strong internet research skills.
Strong verbal and written communication skills.
Sound analytical and problem-solving skills.
Good organizational skills.
High degree of accuracy and attention to detail.
Advanced computer literacy skills with proficiency in Microsoft Office as well as Internet research techniques.
Ability to work and contribute in a team-oriented and collaborative environment to improve the analytical and reporting processes.
Ability to meet deadlines and manage multiple tasks in a fast-paced environment.
Ability to mentor and assist department staff.
No travel requirements
Physical demands (ADA): No unusual physical exertion is involved.
Flagstar is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identify, or national origin.
-
AML Investigator Senior
4 weeks ago
New York, NY, United States Flagstar Bank Full timeAn AML Senior Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. Bank Secrecy Act, USA PATRIOT Act,...
-
AML Senior Investigator
4 weeks ago
New York, United States Flagstar Bank Full timeAn AML Senior Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. Bank Secrecy Act, USA PATRIOT Act,...
-
AML Investigator Senior
12 hours ago
New York, United States Disability Solutions Full timeAn AML Senior Investigator is responsible for maintaining certain aspects of the Bank's ML/CFT program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. Bank Secrecy Act, USA PATRIOT Act,...
-
AML Investigations Manager
3 weeks ago
New York, United States Social Capital Resources Full timeBank in Midtown, Manhattan is seeking an AML Investigations Manager!Responsibilities: Conduct high risk customer EDD reviews and assess potential suspicious activityReview and clear alerts generated by OFAC watchlist screening and 314(a) information requests in the BSA/AML transaction monitoring system.Ensure that all transactions/customers deemed suspicious...
-
AML Investigations Manager
3 weeks ago
new york city, United States Social Capital Resources Full timeBank in Midtown, Manhattan is seeking an AML Investigations Manager!Responsibilities: Conduct high risk customer EDD reviews and assess potential suspicious activityReview and clear alerts generated by OFAC watchlist screening and 314(a) information requests in the BSA/AML transaction monitoring system.Ensure that all transactions/customers deemed suspicious...
-
Senior Consultant
2 days ago
New York, NY, United States Capco Full timeAbout the Team: As a member of the Finance, Risk, and Compliance (“FRC”) group at Capco you will play a lead role delivering projects, ranging from short-term strategic assessments to large scale change initiatives, for leading clients across financial services. Capco FRC is a global team that prides itself on our industry-leading expertise from...
-
VP AML Investigations Officer
3 weeks ago
New York, United States Crédit Agricole CIB Full timeSummaryThe position's responsibilities include the following: monitoring transactions utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws and regulations, and to review transactions to identify for potentially suspicious transactions. He/she is expected to be able to work in a team environment,...
-
VP AML Investigations Officer
4 weeks ago
new york city, United States Crédit Agricole CIB Full timeSummaryThe position's responsibilities include the following: monitoring transactions utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws and regulations, and to review transactions to identify for potentially suspicious transactions. He/she is expected to be able to work in a team environment,...
-
Senior Consultant
4 days ago
New York, United States Capco Full timeAbout the Team:As a member of the Finance, Risk, and Compliance (“FRC”) group at Capco you will play a lead role delivering projects, ranging from short-term strategic assessments to large scale change initiatives, for leading clients across financial services.Capco FRC is a global team that prides itself on our industry-leading expertise from strategy...
-
Senior Consultant
2 days ago
New York, United States Capco Full timeAbout the Team:As a member of the Finance, Risk, and Compliance (“FRC”) group at Capco you will play a lead role delivering projects, ranging from short-term strategic assessments to large scale change initiatives, for leading clients across financial services.Capco FRC is a global team that prides itself on our industry-leading expertise from strategy...
-
AML Director
3 days ago
New York, NY, United States K2 Integrity Holdings, Inc. Full timeK2 Integrity is looking for an experienced anti-money laundering (AML) director to support engagements in our Financial Crimes Risk Management practice. This is a hybrid role. Responsibilities Manage and lead engagements related to transaction monitoring, including policy and procedure development; process improvement; support transaction monitoring system...
-
BSA/AML Analyst
4 weeks ago
New York, United States Michael Page Full timeThe BSA/AML Compliance Analyst will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with regulatory...
-
BSA/AML Analyst
2 months ago
New York, United States Michael Page Full timeThe BSA/AML Compliance Analyst will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with regulatory...
-
AML Financial Crimes Consultant
23 hours ago
New York, New York, United States Capco Full timeAbout the OpportunityWe are seeking an experienced AML Financial Crimes Consultant to join our team in New York. As a Senior Consultant – AML Financial Crimes, you will play a key role in delivering projects for leading clients across financial services.The ideal candidate will have extensive knowledge of AML laws, regulations, and best practices, as well...
-
AML Compliance Analyst
2 weeks ago
New York, United States Jefferson Wells Full timeOur client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. The ideal candidate will have strong analytical and investigative skills, attention to detail, and expertise in Customer Due Diligence (CDD), Enhanced Due Diligence...
-
Senior AML Compliance Specialist
1 week ago
New Castle, Pennsylvania, United States Pyramid Consulting, Inc Full timeCompany OverviewWe are a leading consulting firm, Pyramid Consulting, Inc., offering expertise in the banking industry. Our mission is to deliver exceptional services and support our clients' growth.Estimated Salary: $32 - $35 per hourJob Description:The position of Senior AML Compliance Specialist requires a highly skilled professional to review customer...
-
Senior AML Business Intelligence Specialist
1 week ago
New York, New York, United States JCW Full timeA leading global bank in New York City seeks a skilled BSA Compliance Analyst to provide critical support for the bank's BSA/AML Program on a three-month contract. The analyst will play a key role in ensuring compliance with BSA/AML and OFAC regulations, adhering to internal processes, and supporting quality assurance measures.The ideal candidate will...
-
AML Compliance Analyst
2 weeks ago
New York, New York, 10036, Manhattan, NY, United States Jefferson Wells Full timeOur client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. The ideal candidate will have strong analytical and investigative skills, attention to detail, and expertise in Customer Due Diligence (CDD), Enhanced Due Diligence...
-
AML Training
4 weeks ago
New York, United States Flagstar Bank Full timebr />The EDD/AML Analyst Sr is responsible for maintaining certain aspects of the Bank's BSA/AML compliance program and assists in meeting and maintaining BSA/AML compliance requirements of the Bank. Complies with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. as well as adhering to...
-
AML Compliance Analyst
1 day ago
New York, United States AppleOne Full timeJob DescriptionJob DescriptionAppleOne is assisting a large financial services client in Brooklyn looking for add to their AML Compliance team! This is a temporary to hire position for the right candidate! Position Overview We are seeking a detail-oriented and highly analytical AML Compliance Analyst to join our team on a temporary-to-hire basis. This role...