Compliance Officer

2 weeks ago

charlotte, United States Apex Systems Full time

Compliance Officer

Large Banking Client

Hybrid 3x/week onsite in Charlotte NC (Uptown)

12-24 month+ contract, with potential to convert to FTE

On a W2 basis ONLY (no corp to corp or 1099)


Top Must Have Requirements:

· 7+ years of experience in one of the following areas, Compliance, RCSA, Risk Assessments, Risk & Controls

· RCSA Experience

· Knowledge of Consumer Lending Compliance - Auto Lending (plus), Home Lending, Credit Card, Commercial Lending, etc.

· Banking & Financial Services

About this role:

Leads will be aligned to specific processes/Risk Assessable Units (RAUs) and be expected to provide review, guidance, challenge and decisions on the day-to-day activities occurring within the processes. As such, experienced resources will be needed to ensure they are able to provide thorough documentation while interacting with senior business leaders to get the information they need to fully understand potential downstream compliance impacts/risks.

Leads will need to have a financial services experience and familiarity with associated regulations so they can identify and utilize internal resources (e.g. policies, procedures) and external resources (e.g. regulatory citations, CFPB circulars) to ground compliance opinions and decisions.

Leads will also need to have risk and control experience so they are able to tie compliance requirements to industry standard mitigation mechanisms and understand how the components of the Risk Control Self-Assessment (RCSA) interlock with each other.

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