Principal Intelligence Specialist, FIU

2 days ago

Rockville MD United States Finra Full time

The Financial Intelligence Unit (FIU) within FINRA’s National Cause and Financial Crimes Detection Program (NCFC) is charged with collecting and analyzing internal and external intelligence to proactively identify emerging risks and potential threats to investors and the market. The FIU creates intelligence assessments and other products, resulting in more robust investigations; the identification of new targets; and the ability to collaboratively inform our partners, member firms, government agencies, and other external parties, of vital information to help strengthen controls in order to mitigate risk.

The Principal Intelligence Specialist executes functions in support of the specialized unit’s missions including, but not limited to, the analysis, processing, and distribution of strategic and tactical intelligence.

Essential Job Functions:
  • Leads projects to resolve problem statements to address strategic and tactical targets.
  • Leads projects to analyze data and information of all levels of risk and complexity with minimal supervision.
  • Identifies and collects appropriate internal and open source information to resolve problem statements of all levels of risk and complexity.
  • Processes data and information of all levels of risk and complexity.
  • Prepares written material to distribute intelligence findings to appropriate stakeholders.
  • Conducts consultation tasks of high complexity under general supervision of specialist unit management.
  • Works with stakeholders to incorporate intelligence analysis into action.
  • Conducts tasks related to member firm/investor education that may include but is not limited to (1) serving on conference panels (2) providing training as part of seminars, boot camps, and other compliance events.
  • Conducts tasks related to staff training that may include, but is not limited to staff training events, podcasts, LMS specific training.
  • Assists with examination tasks.
Education/Experience Requirements:
  • Bachelor’s degree or equivalent relevant experience required; advanced degree or law degree preferred.
  • Advanced knowledge of relevant FINRA rules and the federal securities laws and demonstrated investigative experience.
  • Advanced knowledge of the securities markets and member firm operations and its books and records.
  • Advanced written and verbal communications skills.
  • Advanced ability to initiate and complete high quality reviews and investigations, including an ability to work quickly on multiple time-sensitive matters.
  • Advanced organizational skills with exceptional attention to detail.
  • Advanced proficiency using computer programs with the full suite of Office software applications.
  • Effective at building and managing relationships.

To be considered for this position, please submit an application. Applications are accepted on an ongoing basis.

The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.

#J-18808-Ljbffr

  • Intelligence Analysis Specialist for Financial Regulatory Compliance

    6 days ago

    Rockville, Maryland, United States FINRA Full time

    About FINRAFINRA is a leading organization in the financial industry, dedicated to protecting investors and maintaining fair markets.Job Title: Principal Intelligence SpecialistSalary:$120,000 - $180,000 per yearAbout the RoleCompany OverviewAs a Principal Intelligence Specialist at FINRA, you will be part of a specialized unit responsible for collecting and...

  • FIU Cyber Fraud Investigations Sr. Manager

    2 weeks ago

    Roanoke, TX, United States Fidelity Investments Full time

    Job Description: Sr. Manager, Cybersecurity Fraud Fusion FIU Cyber Fraud Investigations Sr. Manager The Team and Role The Financial Intelligence Unit's (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud. As Senior Manager, you will work closely with all FIU teams,...

  • FIU Cyber Fraud Investigations Sr. Manager

    5 days ago

    Roanoke, TX, United States Fidelity Investments Full time

    Job Description: Sr. Manager, Cybersecurity Fraud Fusion FIU Cyber Fraud Investigations Sr. Manager The Team and Role The Financial Intelligence Unit's (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud. As Senior Manager, you will work closely with all FIU teams,...

  • FIU Cyber Fraud Investigations Sr. Manager

    14 hours ago

    Roanoke, TX, United States Fidelity Investments Full time

    Job Description: Sr. Manager, Cybersecurity Fraud Fusion FIU Cyber Fraud Investigations Sr. Manager The Team and Role The Financial Intelligence Unit's (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud. As Senior Manager, you will work closely with all FIU teams,...

  • FIU Cyber Fraud Investigations Sr. Manager

    3 weeks ago

    Westlake, TX, United States Fidelity Investments Full time

    Job Description:Sr. Manager, Cybersecurity Fraud FusionFIU Cyber Fraud Investigations Sr. ManagerThe Team and RoleThe Financial Intelligence Unit’s (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud.  As Senior Manager, you will work closely with all FIU teams,...

  • FIU Cyber Fraud Investigations Sr. Manager

    6 days ago

    Westlake, TX, United States Fidelity Investments Full time

    Job Description:Sr. Manager, Cybersecurity Fraud FusionFIU Cyber Fraud Investigations Sr. ManagerThe Team and RoleThe Financial Intelligence Units (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud. As Senior Manager, you will work closely with all FIU teams, AML...

  • FIU Cyber Fraud Investigations Sr. Manager

    3 weeks ago

    Westlake, TX, United States Fidelity Investments Full time

    Job Description:Sr. Manager, Cybersecurity Fraud FusionFIU Cyber Fraud Investigations Sr. ManagerThe Team and RoleThe Financial Intelligence Unit’s (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud.  As Senior Manager, you will work closely with all FIU teams,...

  • FIU Cyber Fraud Investigations Sr. Manager

    1 week ago

    Westlake, TX, United States Fidelity Investments Full time

    Job Description:Sr. Manager, Cybersecurity Fraud FusionFIU Cyber Fraud Investigations Sr. ManagerThe Team and RoleThe Financial Intelligence Unit’s (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud.  As Senior Manager, you will work closely with all FIU teams,...

  • FIU Cyber Fraud Investigations Sr. Manager

    2 weeks ago

    Westlake, TX, United States Fidelity Investments Full time

    Job Description:Sr. Manager, Cybersecurity Fraud FusionFIU Cyber Fraud Investigations Sr. ManagerThe Team and RoleThe Financial Intelligence Unit’s (FIU) Cybersecurity Fraud Fusion team is responsible for monitoring customer interactions, across all lines of business, for indications of fraud.  As Senior Manager, you will work closely with all FIU teams,...

  • R&D Sr. Principal

    18 hours ago

    Linthicum, MD, United States Associates Systems LLC Full time

    Our company pushes the boundaries of innovation, redefines the leading edge of exotic new technologies, and drives advances in the sciences. One of our most challenging new fields is Transformational Computing, which combines the unique properties of superconductivity and quantum mechanics to develop radical new energy-efficient computing systems. Our team...

  • Business Intelligence Specialist

    1 week ago

    Rockville, Maryland, United States ASCENDING Full time

    Job Title: Business Intelligence Specialist - Predictive Modeling ExpertAbout the JobWe are seeking a highly skilled Business Intelligence Specialist to join our team at ASCENDING. As a key member of our analytics department, you will be responsible for developing and implementing predictive models that drive business growth.Responsibilities:Design and...

  • Chief Business Intelligence Analyst, CRED Applications

    7 days ago

    Rockville, Maryland, United States FINRA Full time

    We are seeking a skilled and experienced Chief Business Intelligence Analyst to join our team at FINRA. This is a key role that requires expertise in data analysis, reporting, and technical support. The successful candidate will be responsible for providing continuous operational and technical support by conducting hands-on data analysis and reporting.The...

  • Education and Training Specialist

    18 hours ago

    Washington, DC, United States Central Intelligence Agency Full time

    Education and Training Specialists develop and deliver curricula in online, face-to-face, and blended learning environments. U.S. citizens (dual U.S. citizens also eligible) At least 18 years of age Willing to move to the Washington, DC area Able to complete security and medical evaluations As an Education and Training Specialist, you will develop and...

  • Intelligence Specialist VI

    2 days ago

    McLean, VA, United States QinetiQ Full time

    We are a world-class team of professionals who deliver next generation technology and products in robotic and autonomous platforms, ground, soldier, and maritime systems in 50+ locations world-wide. Much of our work contributes to innovative research in the fields of sensor science, signal processing, data fusion, artificial intelligence (AI), machine...

  • Principal Compliance Specialist

    2 days ago

    , IL, United States Discover Financial Services, Inc. Full time

    With us, you’ll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together. And we mean it — we want you to grow and make a difference at one of the world's leading digital banking and payments companies. We value what makes you unique so that you have an...

  • Military Intelligence Officer

    4 weeks ago

    Memphis, TN, United States US Navy Full time

    If you're an Intelligence Specialist, you make sure that we're always one step ahead of our adversaries. Collect intel on everything from data on foreign cultures to enemy movements to current weather forecasts. Then, use it to create cohesive intelligence briefings for high-ranking Navy officials. Your deep understanding of global culture and battlespaces...

  • Principal Compliance Specialist

    19 hours ago

    , IL, United States Discover Financial Services, Inc. Full time

    With us, you’ll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together. And we mean it — we want you to grow and make a difference at one of the world's leading digital banking and payments companies. We value what makes you unique so that you have an...

  • Senior Principal Cyber Engineer

    18 hours ago

    Baltimore, MD, United States Nightwing Full time

    Date Posted: 2023-08-21Country: United States of AmericaLocation: MD233: 420 National Business Parkway 420 National Business Parkway Suite 400, Annapolis Junction, MD, 20701 USAPosition Role Type: OnsiteSenior Principal Cyber Engineer You have been redirected to RTX’s career page as we have recently transitioned from RTX to become a standalone company,...

  • High Performance Computing Specialist in Engagement, Research, and Innovation

    2 days ago

    Washington, DC, United States Central Intelligence Agency Full time

    High Performance Computing Specialist in Engagement, Research, and Innovation HPC Specialists apply their expertise to research, design HPC solutions, and work with AI, Autonomous Systems, Biotech, and Data Science Specialists to understand processing, bandwidth, and capacity. Full time *Higher starting salary possible depending on experience level...

  • Mission Specialist

    2 days ago

    McLean, VA, United States Orbis Operations Full time

    ORBIS is seeking experienced Mission Specialist Deep Dive Analysts to join our growing company as part of a large, customer-run program in specialized mission-focused offices. The Mission Specialist will collaborate with a diverse group of individuals across the intelligence community and directly contribute to the process that shapes government policy and...