Director, AML

3 days ago

Dallas TX United States K2 Integrity Holdings, Inc. Full time

K2 Integrity is looking for an experienced anti-money laundering (AML) director to support engagements in our Financial Crimes Risk Management practice.

Responsibilities
  • Manage and lead engagements related to transaction monitoring remediations, lookbacks, transaction monitoring policy and procedure development and process improvement, as well as support transaction monitoring system implementation and rule tuning (e.g., user acceptance testing, above-the-line/below-the-line testing support).
  • Manage transaction monitoring team responsibilities in a team lead capacity including:
    • Provide guidance to transaction monitoring analyst/associate level reviewers.
    • Provide periodic reporting and escalations to management, including maintaining trackers of team productivity, quality results, and necessary escalations.
    • Oversee alert and case investigation production quality, including performing sample-based quality control (QC) and quality assurance (QA) reviews.
    • Master production quality on alert and case reviews in high-volume scenarios (e.g., remediation of backlogs, lookback reviews, process optimization).
    • Develop and coach on strong transaction monitoring narratives for alert dispositions and case investigations.
    • Prepare and review regulatory reporting including Suspicious Activity/Transaction Reports (SARs/STRs), Currency Transaction Reports (CTRs), Monetary Instrument Logs (MILs), and Continuing Activity Reports (CARs) as required to support client needs.
    • Master Know-Your-Customer (KYC) program principles for complex customer segments (e.g., institutional customers, non-bank financial institutions, trusts, funds, fintechs) and understand how customer information fits in with continuous activity monitoring (including spotting red flags in customer profiles).
  • Ability to support other alert reviews and investigations as needed to comply with AML, KYC, and sanctions regulation, including engagements related to Office of Foreign Assets Control (OFAC) and all other laws, regulations, and requirements designed to establish processes to detect and prevent money laundering, terrorism, sanctions evasion, and fraud.
  • Ensure completion of tasks/casework assigned to engagement team.
  • Complete client-assigned training in a timely manner, including working with different client systems where necessary (e.g., new production environments, case management and KYC systems, customer databases, transaction databases, and different operating systems, including both Mac and PC environments).
  • Provide guidance and training to team members on skills related to client matters/engagements.
  • Manage engagements to meet deadlines and commit to delivering quality work product on time and on budget.
  • Maintain education and knowledge for BSA, AML/KYC/OFAC, and PATRIOT Act regulations.
  • Ensure team meets clearly defined productivity and quality assurance standards.
  • Other duties as assigned.
Requirements
  • Four-year college degree or international equivalent.
  • Strong analytical and decision-making/critical-thinking skills.
  • Seven to ten years of experience in AML role; two to five years of team lead/managerial experience required.
  • Prior experience overseeing teams of up to 10 resources.
  • Recent (within last six months) experience on a transaction monitoring project/engagement.
  • Strong research and writing skills; must be able to write clear and concise reports and communicate with management.
  • Proficient at investigations, performing due diligence, and transaction analysis.
  • Strong grasp of Microsoft Office and equivalent applications such as Google Suite (ability to use pivot tables, charts, PowerPoint, etc.).
  • Demonstrated ability to show initiative and provide proactive updates.
  • Ability to foster a diverse environment of leadership development, learning, and respect for others.
  • Prior experience in fintechs and cryptocurrency companies strongly preferred.
  • Prior experience with specialized investigations, including cryptocurrency (on-chain/blockchain analytics investigations) strongly preferred.
#J-18808-Ljbffr

  • Director, BSA/AML

    3 days ago

    , KS, United States Kansas Action for Children, Inc Full time

    at Crossfirst Bank in Leawood, Kansas, United States Job Description Overview The Director, Bank Secrecy Act/Anti-Money Laundering (BSA/AML) leads CrossFirst Bank's corporate BSA/AML team, including anti-money laundering/countering the financing of terrorism (AML/CFT), client on-boarding, and sanction compliance. The Director is responsible for...

  • AML Director

    3 days ago

    Washington, DC, United States K2 Integrity Holdings, Inc. Full time

    K2 Integrity is looking for an experienced anti-money laundering (AML) director to support engagements in our Financial Crimes Risk Management practice. This is a hybrid role. Responsibilities Manage and lead engagements related to transaction monitoring, including policy and procedure development; process improvement; support transaction monitoring system...

  • AML Director

    3 days ago

    New York, NY, United States K2 Integrity Holdings, Inc. Full time

    K2 Integrity is looking for an experienced anti-money laundering (AML) director to support engagements in our Financial Crimes Risk Management practice. This is a hybrid role. Responsibilities Manage and lead engagements related to transaction monitoring, including policy and procedure development; process improvement; support transaction monitoring system...

  • AML Director

    2 days ago

    City of Daşşak, NY, United States K2 Integrity Holdings, Inc. Full time

    K2 Integrity is looking for an experienced anti-money laundering (“AML”) director to support engagements in our Financial Crimes Risk Management practice. This is a hybrid role based in NYC. Responsibilities: Manage and lead engagements related to transaction monitoring remediations, lookbacks, transaction monitoring policy and procedure development and...

  • Director: GM Client Experience

    2 days ago

    New York, NY, United States Bank of America Full time

    Director: GM Client Experience - AML KYC Escalation Coordinator New York, New York Job Description: Candidate will be a part of the Client Experience team within the Global Markets (GM) line of business. The Function The Client Experience team is the front line unit who works with clients and internal partners to enhance the client experience, including...

  • Executive Director

    2 days ago

    Hurst, TX, United States Tennessee Society of Association Executives Full time

    The Opportunity American Mensa, Ltd and the Mensa Education and Research Foundation (AML ) seeks a visionary and strategic Executive Director (ED) who can build upon the organization’s legacy of excellence and support the achievement of AML’s mission, vision, strategy, and annual goals and objectives. The ideal ED candidate will have a proven track...

  • Financial Crimes Risk Director

    3 days ago

    Golden Valley, MN, United States MidWestOne Bank Full time

    Overview At MidWestOne, our people are number one in everything we do. We are a community bank with a culture based on integrity and customer care. The people on our team are the foundation of our success. If you're ready to work for an organization that values you, develops your talents and helps you grow personally and professionally, then look no further....

  • Accounting Director TX

    2 weeks ago

    Houston, TX, United States Creative Financial Staffing Full time

    Perks of the Accounting Director role? Competitive Compensation AMAZING Benefits package including 401k Match! Free Onsite Parking! Minimal overtime!!!! Position is open due to growth. Manage a team of two! Incredible tenure throughout the company. Once the become an employee….they will not want to leave. Overview of the Accounting Director...

  • Director, Sanctions and Screening Advisory

    3 days ago

    Wilmington, DE, United States Capital One National Association Full time

    West Creek 4 (12074), United States of America, Richmond, Virginia Director, Sanctions and Screening Advisory Capital One is a leading financial services and technology company seeking to reimagine banking. One of our key risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and...

  • Director, Fraud

    4 weeks ago

    Peoria, AZ, United States C&S Wholesale Grocers Full time

    Director, Fraud & Compliance - Anti-Money LaunderingPosition OverviewThe Director of Fraud & Compliance - AML will oversee the development, implementation, and management of the company’s fraud prevention and AML programs. This includes ensuring compliance with federal and state regulations, detecting and mitigating fraudulent activity (with a focus on...

  • Director, Fraud

    4 weeks ago

    Chandler, AZ, United States C&S Wholesale Grocers Full time

    Director, Fraud & Compliance - Anti-Money LaunderingPosition Overview:The Director of Fraud & Compliance - AML will oversee the development, implementation, and management of the company’s fraud prevention and AML programs. This includes ensuring compliance with federal and state regulations, detecting and mitigating fraudulent activity (with a focus on...

  • Executive Director

    2 days ago

    Milwaukee, WI, United States Association TRENDS Full time

    The Opportunity American Mensa, Ltd and the Mensa Education and Research Foundation ( AML ) seeks a visionary and strategic Executive Director (ED) who can build upon the organization’s legacy of excellence and support the achievement of AML’s mission, vision, strategy, and annual goals, and objectives. The ideal ED candidate will have a proven track...

  • Director of Broker Dealer Compliance

    1 month ago

    New York, NY, United States Social Capital Resources Full time

    Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!Responsibilities:Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment productsProvide technical guidance and expertise, promote examination...

  • Associate Director

    3 days ago

    , CO, United States JTC Group Full time

    Role Overview To ensure that the JTC Guernsey's Licensees and Clients Licensees (collectively, the ‘Licensees’) businesses have robust arrangements to assist in the identification, assessment, monitoring and management of risks. To enhance the risk management infrastructure in which to advise and support the Licensees with customised, proportionate...

  • Director, Investment Accounting and Operations

    3 days ago

    Palm Beach Gardens, FL, United States Recooty Full time

    Director, Investment Accounting and Operations (REMOTE)17 Mar 2023 Job Description We have an exciting opportunity to join a growing, boutique alternative investment management firm as a Director, Investment Accounting and Operations. This is an upper-middle management role that will lead the investment accounting for the firm's funds (shadow NAVs and...

  • Director of Accounting

    2 days ago

    Houston, TX, United States Stellar Full time

    8807 W Sam Houston Pkwy N, Houston, TX 77040, USA Req #83 Monday, September 16, 2024 Research shows that individuals from historically underrepresented groups may hesitate to apply for roles unless they meet every listed requirement. If you believe your skills, knowledge, and experience align with the role, even if they don’t exactly match the...

  • Private Banker

    2 days ago

    Los Angeles, CA, United States Deutsche Bank Full time

    Job Title: Private BankerCorporate Title: Director - Managing DirectorLocation: San Francisco, CA & Los Angeles, CA Overview Private Bankers develop, manage, and retain client relationships. They are responsible for the acquisition of assets through expanding existing client relationships and cultivating new relationships for the Bank. Their primary focus...

  • Director of Third-Party Risk Management

    3 days ago

    Houston, TX, United States Stellar Full time

    Director of Third-Party Risk Management - Greenway Plaza 9 Greenway Plz, Houston, TX 77046, USA Req #84 Friday, September 20, 2024 Research shows that individuals from historically underrepresented groups may hesitate to apply for roles unless they meet every listed requirement. If you believe your skills, knowledge, and experience align with the...

  • Director/Head of Client Service/IR-Hedge Fund

    1 month ago

    New York, NY, United States Hudson Gate Partners Full time

    Director/Head of Client Services/Investor Relations -Hedge Fund/VC Fund - 10billion-NYC 500k++Our client is a collegiate growing fund with a mission to give back to society. The firm has under 10billion aum and under 100 employees. They are looking for a Head/Director of Client Services/ Investor Relations . This person would own the Due Diligence, Rfp, Fund...

  • Senior Compliance Manager

    4 weeks ago

    Miami, FL, United States Velox Clearing Full time

    Senior Compliance Manager/DirectorLocation: Miami, FLCompany: Velox Clearing LLCDepartment: CompliancePosition Type: Full-Time, Onsite/HybridReports To: Chief Compliance Officer (CCO)Job Overview:Velox Clearing LLC is seeking a highly experienced Senior Compliance Manager/Director with 5-7 years of broker-dealer compliance experience, particularly in...