Audit Supervisor

5 hours ago

Stamford CT United States Bank of America Full time

Audit Supervisor - Consumer and Wealth Management Operations

Locations: Charlotte, North Carolina; Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, Delaware

Job Description:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day.

This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

Responsibilities:

  1. Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high-quality manner.
  2. Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.
  3. Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings.
  4. Provides input on draft audit reports and shares audit results with business leaders.
  5. Supports the development of peers and teams through on-the-job training and fosters an inclusive work environment.
  6. Establishes business partner relationships, primarily with line management, to develop business knowledge.
  7. Uses innovative tools to complete audit activities more efficiently (e.g., testing).

Skills:

  1. Analytical Thinking
  2. Audit Planning
  3. Internal Audit Review
  4. Issue Management
  5. Risk Management
  6. Attention to Detail
  7. Automation
  8. Business Acumen
  9. Project Management
  10. Technical Documentation
  11. Coaching
  12. Critical Thinking
  13. Relationship Building
  14. Written Communications

Required Qualifications:

  1. Minimum 5 years Audit or risk control risk/controls background preferably in financial services.
  2. Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
  3. Strong project management skills, proven organizational, coordination, and action tracking skills.
  4. Experience in performing end-to-end substantive testing. Understanding of statistical sampling testing approach is a plus.
  5. Ability to plan, execute, and evaluate audit test plans within a risk-based audit methodology.
  6. Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.
  7. Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
  8. Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility.
  9. Bachelor’s degree and/or Advanced degree OR equivalent work experience.

Desired Qualifications:

  1. 3+ years of experience in mortgage or vehicle servicing.
  2. 1 – 3 years in a lead auditor / Auditor-in-Charge (AIC) role.
  3. Certified Internal Audit (CIA) certification.
  4. Audit or risk control risk/controls background in financial services.
  5. Prior Analytical / Automation Skills (SQL, SAS, Python, Alteryx, Advanced Excel).
  6. Advanced degree or certifications (CIA, CISA etc – CPA Preferred).

Shift: 1st shift (United States of America)

Hours Per Week: 40

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