Director, Regulatory Risk

2 days ago

Suitland MD United States MD|DC Credit Union Association Full time

The Director, Regulatory Risk oversees Andrews regulatory practices and ensures all government and company regulations are being met. Ensure all BSA requirements are met by the Credit Union on an ongoing basis. Keeps apprised of all emerging compliance issues, their effect on Andrews Federal, and assists business units in establishing appropriate policies, procedures, and controls as they relate to operational practices and new products and services.

Supervisory Responsibilities

BSA Security Risk Manager

BSA Analyst

Compliance Specialist

Education & Experience

Required Knowledge, Skills and Abilities (KSAs)

  • Bachelor’s degree in business, Audit, or Risk Management or related field with a minimum of 7 years of relevant work experience required.
  • Minimum 2 years of management or supervisory experience required, preferably in a financial institution environment.
  • Minimum 5 years of experience in Regulatory Compliance, Audit, or Risk Management in a financial services industry is preferred.
  • Must possess or can complete Financial Institution compliance certifications from trade associations such as American Standard for Industrial Security (ASIS), the American Bankers Association or the Americas Credit Unions’ (fka NAFCU’s) Compliance Officer Certification.
  • Demonstrates a good understanding of federal and state laws, rules and regulations for financial institutions and experience with Bank Secrecy Act compliance management and training.
  • Must work independently on broad assignments and be capable of making decisions both involving projects as well as ongoing troubleshooting.
  • Exceptional attention to detail and strong organizational skills.
  • Strong customer focus with the ability to interface with all levels of staff.
  • Strong negotiating, influencing and problem resolution skills.
  • Strong presentation skills which may be used to document analysis and deliver technical presentations to staff and Management in an articulate and effective manner using a variety of media (visual, written, and verbal).
  • Must possess strong skills in Word, Excel, latest version of Windows Operating Systems and Microsoft PowerPoint, and other software as needed.
  • Experience with the Jack Henry suite of banking products, including Symitar, Synergy, Synapsys, Image Center and Yellow Hammer is preferred.
Requirements

The position’s essential duties include the following:

  • Oversee the accurate and timely submission of Currency Transactions Reports (CTR), Suspicious Activities Reports (SAR), 314(A) Information requests, and Office of Foreign Asset Controls (OFAC) compliance. Refer investigations as necessary and/or required to federal, state, and local law enforcement agencies for prosecution.
  • Responsible for the development and implementation oversight of the Compliance Program. Plans for regulatory changes, assisting affected business units in interpreting new rules and their impact on operational practices. Helps to coordinate training in the new rules and any related procedural changes with the affected business units.
  • Revise and maintain account disclosures and coordinates updates with Marketing and IT to ensure proper distribution throughout all the Credit Union systems. Provide support in creating new disclosures and agreements when needed.
  • Provide guidance to Retail and Support Services staff related to trust documentation, decedent account laws, guardianship appointments, and other member-related legal issues.
  • Participate in preparing training guidelines and materials for required employee compliance training, including online courses, new hire training, and periodic classroom presentations of compliance topics.
  • Perform periodic testing using system reports to ensure staff compliance with regulations and Andrews Federal policies. Performs regular employee account reviews to ensure staff compliance with Andrews Federal employee account policy and to identify red flags to possible internal fraud.
  • Review Marketing materials and advertisements and branch materials to ensure compliance with consumer deposit and lending regulations.
  • Refer any discoveries related to internal fraud to the Vice President of Risk Management, Internal Audit, and/or executive management as needed. Assists in internal fraud investigations whenever required.
  • Develop, update, review and implement existing and new policies and procedures as necessary.
  • Access Member or Associate personal and financial information only as required by the job. Maintains the confidentiality and security of all Member or Associate personal and financial data.
  • Complete Andrews Federal’s Business Secrecy Act (BSA) training program which includes receipt of a satisfactory testing score annually.
  • Perform other related work as assigned and demonstrate initiative using available resources to achieve established goals.
#J-18808-Ljbffr

  • Director of Regulatory Affairs

    4 weeks ago

    Gaithersburg, MD, United States Invenia Group Full time

    Invenia is working with a growing manufacturer of scientific instrumentation to hire a Director of Regulatory Affairs.The company manufactures cell biology tools to advance workflows in the cell & gene therapy and bioproduction markets. They have an has an excellent culture and truly value their employees.The role:The Director of Regulatory Affairs will be...

  • Director of Regulatory Affairs

    20 hours ago

    , MD, United States Cedent Consulting Inc Full time

    The Director of Regulatory Affairs is responsible for overseeing regulatory compliance initiatives to support patient safety and quality, ensuring adherence to Federal, State, and local regulations. This role focuses on managing accreditation and certification processes, including standards from The Joint Commission (TJC), Centers for Medicare and Medicaid...

  • Director of Fiduciary Risk and Compliance--Associated Bank

    2 days ago

    , IL, United States FIDUCIARY & INVENSTMENT RISK MANAGEMENT ASSOCIATION INC Full time

    Advancing Education, Enhancing Connections Director of Fiduciary Risk and Compliance - Associated Bank Posted: October 10, 2024 Associated BankDirector of Fiduciary Risk and Compliance for the Trust CompanyRemote/Hybrid within footprint (Wisconsin, Illinois, Minnesota, Missouri). Would need to travel to Green Bay 4x a year for OCC Exams which last 4 days. ...

  • Director Operational Risk

    1 month ago

    Pittsburgh, PA, United States JCW Full time

    Our client is a dynamic, growing community bank committed to delivering top-tier financial services with a community-focused approach. They are expanding their wholesale banking division and seeking an experienced Director of Operational Risk to build and implement a robust first line of defense program.Role Overview:As Director of Operational Risk, you will...

  • Director Regulatory Affairs

    5 hours ago

    Germantown, MD, United States NSF International Full time

    The Director of Regulatory Strategy is responsible for shaping and executing regulatory strategies for clinical development programs and regulatory submissions across multiple therapeutic areas. This leadership role requires deep knowledge of global regulatory environments, strong cross-functional collaboration, and a focus on providing expert guidance to...

  • Director of Regulatory Affairs

    4 weeks ago

    Weston, FL, United States Transpire Bio Full time

    Job Title: Director Regulatory AffairsLocation: Weston, FL (near Miami and Fort Lauderdale, Florida (FL))Function: Regulatory AffairsReports to: Chief Regulatory Affairs Officer Job Summary:The Director of Regulatory Affairs will be responsible for the preparation and management of ANDA submission and oversee and manage all ANDA regulatory activities pre-...

  • Director, Regulatory Affairs CMC

    4 weeks ago

    Rockville, MD, United States Proclinical Staffing Full time

    Director, Regulatory Affairs CMC Permanent - Rockville, MDAre you passionate about driving impactful regulatory strategies in a rapidly evolving environment?Proclinical is working with a leading biotech company dedicated to advancing therapies for unmet medical needs. This role is a fantastic opportunity to make a difference across the entire product...

  • Director, Regulatory Affairs CMC

    1 month ago

    Rockville, MD, United States Proclinical Staffing Full time

    Director, Regulatory Affairs CMC - Permanent - Rockville, MDAre you passionate about driving impactful regulatory strategies in a rapidly evolving environment?Proclinical is working with a leading biotech company dedicated to advancing therapies for unmet medical needs. This role is a fantastic opportunity to make a difference across the entire product...

  • Director of Regulatory Affairs- Strategy

    21 hours ago

    Saint Paul, MN, United States Beacon Hill Staffing Group, LLC Full time

    Beacon Hill Staffing Group, LLC - Director of Regulatory Affairs - Strategy Summary of Position The Director of Regulatory Affairs is responsible for Nuclear Medicine Regulatory Affairs dossiers and associated regulatory affairs activities in the US. Responsibilities include defining and/or authoring compliant content for new and existing dossiers,...

  • Director, Risk Management Programs

    2 days ago

    Gulfport, MS, United States Google Full time

    The Director, Risk Management Programs will provide leadership and oversight for the Enterprise Risk Management (ERM) and Operational Risk Management (ORM) programs, ensuring that risk strategies are effectively executed in alignment with corporate objectives. This role also oversees Regulatory Affairs, including regulatory compliance and interaction with...

  • Risk Management

    2 months ago

    Inglewood, CA, United States Clinical Management Consultants Full time

    Are you an experienced Registered Nurse looking for the next step in your nurse leadership career? We have an exciting opportunity to join an outstanding medical center as a Risk Management & Patient Safety Director The Risk Management & Patient Safety Director will join a Magnet recognized medical center and work collaboratively with the Quality and...

  • Risk Management

    3 months ago

    Inglewood, CA, United States Clinical Management Consultants Full time

    Are you an experienced Registered Nurse looking for the next step in your nurse leadership career? We have an exciting opportunity to join an outstanding medical center as a Risk Management & Patient Safety Director The Risk Management & Patient Safety Director will join a Magnet recognized medical center and work collaboratively with the Quality and...

  • Director, IT

    2 weeks ago

    Troy, MI, United States Flagstar Bank Full time

    The Director of IT & Security Risk Management is responsible for developing and implementing the first line of defense for an end-to-end IT risk management program in alignment with Flagstar’s Enterprise Risk Management program driving the identification, assessment, and prioritization of existing and emerging IT risks across the organization. Lead and...

  • Director of Regulatory Affairs

    4 weeks ago

    Boston, MA, United States Meet Full time

    Position OverviewOur client, an innovative biopharma company, seeks a Director of Regulatory Affairs to drive regulatory strategy for their anti-infective portfolio through all development phases. This role involves co-leading a US NDA with a cross-functional project team and serving as the FDA liaison. Working remotely from the US with international teams,...

  • Director of Regulatory Affairs

    4 weeks ago

    Boston, MA, United States Meet Full time

    Position OverviewOur client, an innovative biopharma company, seeks a Director of Regulatory Affairs to drive regulatory strategy for their anti-infective portfolio through all development phases. This role involves co-leading a US NDA with a cross-functional project team and serving as the FDA liaison. Working remotely from the US with international teams,...

  • Associate Director

    2 days ago

    , CO, United States JTC Group Full time

    Role Overview To ensure that the JTC Guernsey's Licensees and Clients Licensees (collectively, the ‘Licensees’) businesses have robust arrangements to assist in the identification, assessment, monitoring and management of risks. To enhance the risk management infrastructure in which to advise and support the Licensees with customised, proportionate...

  • Director of Risk Management

    2 days ago

    Atlanta, GA, United States RaceTrac, Inc. Full time

    RaceTrac Company Overview Job Description: The Director of Risk Management plays a critical role in driving the company’s risk management efforts by contributing to the management of workers' compensation claims, general liability claims, and insurance procurement. Reporting to the Executive Director of Risk Management and Associate General Counsel, the...

  • Financial Crimes Risk Director

    2 days ago

    Golden Valley, MN, United States MidWestOne Bank Full time

    Overview At MidWestOne, our people are number one in everything we do. We are a community bank with a culture based on integrity and customer care. The people on our team are the foundation of our success. If you're ready to work for an organization that values you, develops your talents and helps you grow personally and professionally, then look no further....

  • Healthcare Quality and Risk Director

    2 weeks ago

    Oak Park, IL, United States Clinical Management Consultants Full time

    Are you ready to make a lasting impact on healthcare safety and quality? We are searching for a visionary Healthcare Quality and Risk Director to join a renowned hospital near Chicago, IL. This is a unique opportunity for a leader who s passionate about shaping the future of patient safety, driving risk management initiatives, and ensuring that the highest...

  • Director, Regulatory Strategy

    4 weeks ago

    Boston, MA, United States Inozyme Pharma Full time

    Director, Regulatory StrategyCompany Overview:Inozyme Pharma, Inc. (Nasdaq: INZY) is a clinical-stage rare disease biopharmaceutical company developing novel therapeutics for the treatment of diseases of abnormal mineralization impacting the vasculature, soft tissue, and skeleton. Through our in-depth understanding of the biological pathways involved in...