Director of Internal Audit Quality and Improvement
2 days ago
Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients.
Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion.
Job Description:
Responsibilities- Work closely with client executives and management teams to understand their businesses and assist in identifying and managing financial, regulatory and operational risks within their business processes and systems.
- Assist with developing technical training program for financial institution risk advisory practice and responsibility of maintaining technical audit programs and guides.
- Perform reviews over internal audit and regulatory compliance engagements and assist with ensuring standards and quality of work are met.
- Assist new business development, including identifying, sourcing, pursuing, and winning risk advisory opportunities at financial institutions or fintech companies.
- Draft comprehensive executive summaries and final reports for delivery to the client, documenting and reviewing engagement work papers in accordance with industry-accepted internal audit methodologies.
- Provide strategic business advice to clients by assisting in the implementation of new processes and controls that address key risks.
- Support the growth and development of team members through the Baker Tilly Care and Teach philosophy.
- Bachelor’s degree in accounting, finance, or a related program.
- 8-10 years’ experience with regulatory compliance within banking industry.
- 8-10+ year(s) experience with risk advisory, internal/external audit, business process reengineering, and/or internal controls.
- CPA, CIA, CRCM, or CAMS designation(s) required.
- Excellent analytical, technical, and problem-solving skills, with strong attention to detail.
- Exceptional verbal and written communication, collaboration, and time management skills.
- Ability to travel as needed to client engagements.
The compensation range for this role is $215,950 to $467,880. Actual compensation is influenced by a variety of factors including but not limited to skills, experience, qualifications, and geographic location.
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