Audit Supervisor

5 hours ago


Chicago IL United States Western Alliance Bancorporation Full time

Job Title: Audit Supervisor - Professional Practices Group

Location: CityScape

What you'll do:

The Professional Practices Group (PPG) within the IAS (Internal Audit Services) department provides the processes, methodology, training, tools, and reporting to support the audit teams' adherence to standards and expectations of quality and consistency. PPG is seeking an experienced Supervisor to assist with independently implementing periodic methodology updates, including incorporating department-wide initiatives into current methodology. Additionally, executing and reporting quarterly metrics, and assisting in regulatory examination requests. The Audit Supervisor role will report to QA Associate Audit Director.

What we are looking for:

Responsibilities:

  • Perform and implement periodic methodology updates. Incorporate updates into current methodology. Perform training and present updates in department meetings.
  • Coordinate and compile department performance metrics on a quarterly basis, and assist in developing metric reporting to department and audit committee.
  • Facilitate and schedule periodic lunch n' learn meetings to advance knowledge of department on methodology updates.
  • Provide guidance to audit teams and reinforce existing and recent changes to methodology standards through timely feedback, training, and coaching.
  • Drive continuous improvement of internal audit processes.
  • Assist with documentation and access requests in connection with external quality assurance review and regulatory agency reviews (i.e., Federal Reserve Board, Office of the Comptroller of the Currency, etc.).
  • Responsible for the timely completion of activities to maintain and advance the department's methodology and address methodology questions from teams.

Qualifications:

  • Bachelor's degree in accounting.
  • 5+ years of Internal Audit, Risk Management, Regulatory Compliance, or other related experience.
  • Knowledge of internal control analysis and risk assessment methodologies, COSO framework, Institute of Internal Auditor standards, FRB Supervisory Letter 13-1 standards, GAAP, and/or Sarbanes-Oxley requirements.
  • Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management, and/or other commercial banking products and services.
  • Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards, and practices.
  • Time management and organizational skills.
  • Strong speaking and writing skills for internal and external audiences.
  • Preferred leadership experience.
  • One of the following certifications is required: Certified Information System Auditor (CISA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or other audit or risk designation.

Benefits you'll love:
We offer competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you'll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, providing invaluable hands-on experience to help grow your career

About the company:

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona, Alliance Association Bank, Bank of Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.

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