Wealth Risk Oversight Manager

1 month ago

Milwaukee, United States Disability Solutions Full time
At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you.

Oversee all aspect of the independent compliance and operational risk management program ( 2nd line of defense ) specific to the Bank's Wealth, Trust, and Investment business lines. Areas of direct oversight will include, but will not be limited to regulatory compliance advisory and complaint management, compliance and operational control monitoring and testing, compliance risk assessment, mergers and acquisitions, regulatory change management, and regulatory exam management.

This position will work closely with business line operational and risk management to establish and maintain a comprehensive risk management program in alignment with regulatory standards and industry best practices. This position is also required to stay abreast of legislative and regulatory initiatives, monitoring regulatory changes, understanding industry best practice, and assessing enterprise applicability, providing timely technical content for the continued development and maintenance of the corporate wide Compliance Management Program.
This position is not eligible for Visa sponsorship.

Due to work requirements, candidates must be located within commuting distance of Milwaukee or Green Bay, WI.

We invite you to view the opportunity below.

As a Wealth Risk Oversight Manager, you will:
  • Evaluate the soundness of risk methodology and stress testing assumptions, accuracy of risk measurement, and appropriateness of risk limits.
  • Assist in the design, implementation and evaluation of an independent assessment of all aspects of trust and investment services risks.
  • Source internal data and conduct statistical analysis in support of monitoring activities including risk limit levels.
  • Develop, execute and maintain a risk-based compliance and operational risk oversight and monitoring program, used to measure performance against requirements for compliance with applicable corporate, regulatory, banking, and related financial services laws ,regulations, guidance, and best practices, within areas of assigned responsibility.
  • Develop and maintain in-depth knowledge of business, industry and related risk management requirements / best practices / trends and legislative/ regulatory directives and guidance.
  • Partner with Wealth, Trust, Associated Investment Services (AIS), Finance, Credit, and Enterprise Risk Management to promote an effective risk management framework and provides advice and guidance to assigned on implementation of the risk framework, including effective challenge.
  • Review risk metrics and processes to identify potential emerging risks or areas of the governance framework requiring enhancement as well as opportunities for strengthening practices.
  • Identify where corrective actions are required and escalates per guidelines; ensure corrective action is taken as necessary.
  • Lead and integrate the monitoring, measurement & reporting on the status of the market risk governance program to internal & external stakeholders.
  • Aid in the preparation of presentation materials for the Board and senior management risk committees.
  • Represent the risk program / governance structure during internal/external regulatory audits and/or examinations.
  • Consult with management in the development of corporate policies and procedures to ensure compliance with relevant laws and regulations.


Education
  • Bachelor's Degree or equivalent combination of education and experience in Risk Management, Business, or Finance or related field. Required
  • Master's Degree in Business or Finance. Preferred


Experience
  • 8+ years of experience in Wealth, Trust, Regulatory Operations or Wealth Risk Management. Required
  • 12+ years of experience in Wealth, Trust Regulatory Operations or Wealth Risk Management. Preferred


Certifications
  • Certification in Risk Management (CRMA). Preferred
  • CFIRS Certified Fiduciary & Investment Risk Specialist. Preferred
  • Certified Trust Operations Professional (CTOP). Preferred
  • Certified Trust and Financial Advisor (CTFA). Preferred
  • Wealth Management Certified Professional (WMCP). Preferred


In addition to core traditional benefits, we take pride in offering benefits for every stage of life.
  • Retirement savings including both 401(k) and Pension plans.
  • Paid time off to volunteer in your community.
  • Opportunities to connect with others through our diversity-focused Colleague Resource Groups.
  • Competitive salaries with professional development and advancement opportunities.
  • Bonus benefits including well-being programs and incentives, parental leave, an employee stock purchase plan, military benefits and much more.
  • Personal banking, loan, investment and insurance benefits.


Associated Bank serves more than 120 communities throughout Wisconsin, Illinois and Minnesota and we consider our colleagues critical to our continued success. See why our colleagues continually vote us a best place to work in the Midwest. Join our community on Facebook, LinkedIn and X.

Compliance Statement

Associated Bank is an equal opportunity employer committed to creating a diverse workforce. We support a work environment where colleagues are respected and given the opportunity to perform to their fullest potential. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

Fully complies with all applicable enterprise policies and procedures. Acts in compliance with all applicable laws and regulations as outlined in training materials, including but not limited to Bank Secrecy Act. Responsible for reporting suspicious activity to Financial Intelligence. Responsible to report all customer complaints as prescribed and procedure violations to management or HR.

Responsible to report ethical concerns as needed to Associated Bank's anonymous Ethics Hotline.

Associated Bank provides additional assistance to individuals with disabilities throughout the application & interview process. Please contact leavesandaccommodations@associatedbank.com if you need an accommodation at any time during the interview process.

Associated Banc-Corp is an Affirmative Action and Equal Opportunity Employer. Associated Banc-Corp participates in the E-Verify Program. E-Verify Notice English or Spanish. Know Your Right to Work English or Spanish.

Associated Bank is Pay Transparency compliant.

  • Wealth Risk Oversight Manager

    3 weeks ago

    Milwaukee, United States Associated Banc-Corp Full time

    At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you. Oversee all aspect of the independent compliance and...

  • Wealth Portfolio Manager

    4 weeks ago

    Milwaukee, Wisconsin, United States Johnson Financial Group LLC Full time

    The Wealth Portfolio Manager Family Office at Johnson Financial Group LLC is responsible for the construction, oversight, management, and execution of the investment portfolios for complex ultra-high net worth multi-family relationships.This role requires collaboration with the family team, including the Chief Investment Officer, Director of Wealth Strategy,...

  • Wealth Sr. Portfolio Manager

    1 week ago

    Milwaukee, United States Johnson Financial Group LLC Full time

    Overview: JOB PURPOSE The Wealth Portfolio Manager Family Office is responsible for the construction, oversight, management and execution of the investment portfolios for complex ultra-high net worth multi-family relationships as assigned. This person is also responsible for clearly communicating portfolio performance and achievement of stated objectives...

  • Manager

    2 weeks ago

    Milwaukee, United States Associated Bank - Corp Full time

    At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you.Oversee all aspect of the independent compliance and...

  • Wealth Manager

    4 weeks ago

    Milwaukee, Wisconsin, United States Claire Myers Consulting Full time

    About Our Client: Claire Myers Consulting is a dynamic, boutique wealth management firm located in Milwaukee, WI.Our Mission: To educate the community on all things financial and empower others to live their best lives.Job Summary: We are seeking a Senior Wealth Manager to join our team in downtown Milwaukee or Brookfield office.Manage established client...

  • Senior Financial Planning Manager

    4 weeks ago

    Milwaukee, Wisconsin, United States Wealth Enhancement Group Full time

    Wealth Enhancement Group: A Leader in Financial PlanningWealth Enhancement Group is a renowned independent wealth management firm dedicated to enriching the lives of our clients through personalized financial planning. Our team-based approach, combining the Roundtable and UniFi processes, sets us apart from the standard approach. With over 100 offices...

  • Senior Financial Planning Manager

    4 weeks ago

    Milwaukee, Wisconsin, United States Wealth Enhancement Group Full time

    About Wealth Enhancement GroupWealth Enhancement Group is a leading independent wealth management firm dedicated to delivering exceptional financial planning and investment management services to our clients.Our team-based approach, combined with our proprietary Roundtable and UniFi processes, enables us to provide personalized financial plans and investment...

  • Private Wealth Advisor II

    4 weeks ago

    Milwaukee, Wisconsin, United States Old National Bank Full time

    At Old National Bank, we are seeking a Private Wealth Advisor to join our team of specialists within the Wealth Group. As a trusted partner, we thrive on helping our clients achieve their goals and dreams, and we are committed to social responsibility and investing in our communities through volunteering and charitable giving.We offer a variety of Impact...

  • Wealth Management Specialist

    4 weeks ago

    Milwaukee, Wisconsin, United States Equitable Advisors LLC Full time

    Empowering Financial FuturesWe are a respected wealth management firm dedicated to helping our clients secure their financial well-being. Our mission is to provide guidance and support to individuals and businesses, empowering them to pursue long and fulfilling lives.We offer a range of financial services and products tailored to address the evolving needs...

  • Customer Service Representative

    4 weeks ago

    Milwaukee, Wisconsin, United States Wealth Enhancement Group Full time

    Wealth Enhancement Group is seeking a highly skilled Receptionist to join our team. As a key member of our Client Service Associates, you will be the first point of contact for clients, providing exceptional customer service and ensuring a positive experience for all visitors to our office. Key Responsibilities: Reception Duties: Provide top-notch customer...

  • Wealth Planning Internship Opportunity

    4 weeks ago

    Milwaukee, Wisconsin, United States Robert W. Baird & Co. Full time

    At Robert W. Baird & Co., we're seeking a talented and ambitious individual to join our Wealth Planning Team as an Intern. This exciting opportunity will provide you with hands-on experience in the financial services industry, working closely with experienced professionals to develop your skills and knowledge.About the RoleAs a Wealth Planning Intern, you'll...

  • Risk Manager

    1 week ago

    Milwaukee, United States Wisconsin Collaborative for Healthcare Quality Full time

    The Opportunity Are you passionate about risk management and client safety? Do you excel in building strong relationships and creating strategies to support business leaders in mitigating risk? If so, we want you on our team! As a Risk Manager, you will play a critical role in developing and delivering high-quality risk management services, collaborating...

  • Senior Credit Risk Review Manager

    4 weeks ago

    Milwaukee, Wisconsin, United States BMO Full time

    Job SummaryBMO is seeking a highly experienced and skilled Senior Credit Risk Review Manager to join our team. As a key member of our risk management department, you will be responsible for conducting independent examinations of credits and portfolios to ensure risk rating accuracy and asset quality.Key ResponsibilitiesConduct thorough credit risk...

  • Financial Risk Manager

    3 weeks ago

    Milwaukee, United States Molson Coors Beverage Company Full time

    A Career in Beer:     Our purpose at Molson Coors Beverage Company is to unite people to celebrate all of life’s moments. We want you to join our team of passionate self-starters who believe the world is full of untapped opportunities. So, if you get fired up about making a real difference as part of a winning team like we do, we want to hear...

  • Auditor II Trust

    3 weeks ago

    Milwaukee, United States ASSOCIATED BANK NA Full time

    JOB REQUIREMENTS: At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you. We invite you to view the opportunity...

  • Cybersecurity Third-Party Risk Management Specialist

    4 weeks ago

    Milwaukee, Wisconsin, United States Bayforce Full time

    Role Title: Cybersecurity Third-Party Risk AnalystEmployment Type: ContractDuration: 6 MonthsPreferred Location: Milwaukee, WI (preferred); remote candidates within the Central Time zone will also be considered.Work Authorization: Must be a U.S. Citizen or Green Card holder.Job Summary:We are seeking an experienced Cybersecurity Third-Party Risk Analyst to...

  • Cybersecurity Third-Party Risk Management Specialist

    3 weeks ago

    Milwaukee, Wisconsin, United States Bayforce Full time

    Role Title: Cybersecurity Third-Party Risk AnalystEmployment Type: ContractDuration: 6 MonthsPreferred Location: Remote candidates within the Central Time zone will be considered.Work Authorization: Must be a U.S. Citizen or Green Card holder.We are seeking an experienced Cybersecurity Third-Party Risk Analyst to support Bayforce's security posture by...

  • Financial Services Specialist

    4 weeks ago

    Milwaukee, Wisconsin, United States Cetera Financial Group Full time

    About the Role:Cetera Financial Group is seeking a skilled Financial Services Specialist to join our team. As a Financial Services Specialist, you will be responsible for meeting with current and potential bank customers to determine the best way to serve their investment planning goals.The ideal candidate will have a strong focus on sales and customer...

  • Cyber Security Risk Analyst

    4 weeks ago

    Milwaukee, Wisconsin, United States Bayforce Full time

    Job DescriptionWe are seeking a Cybersecurity 3rd Party Risk Analyst at Bayforce. This person will play a crucial role in maintaining the company's security posture by evaluating and managing risks linked to third-party vendors and partners. They will collaborate closely with internal stakeholders to develop and maintain an inventory of vendors and partners...

  • Model Risk Governance Specialist

    3 weeks ago

    Milwaukee, United States Associated Banc-Corp Full time

    At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you. Responsible for ongoing support and enhancements of the...