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Trading Operations Specialist

4 months ago

Clearwater, United States TradePMR Full time

TradePMR (Member FINRA/SIPC)


Trading Operations Specialist


The Trading Operations Specialist assists advisors with navigating the portfolio management software and provides trade support during order entry.


Responsibilities:

  • Accepts orders from advisors and account holders.
  • Assist advisors and their staff with navigating the trading platform and provide trade support when needed.
  • Assists in Trade Error corrections when requested by advisors.
  • Processes trading related service requests at the account level.
  • Provide accurate and complete information to advisor and client inquiries while following compliance policies and procedures.
  • Serve as a liaison between advisors and the clearing firm, fixed income desks, and vendors.
  • Keep records of advisor and client interactions.
  • Participate in various company initiatives, such as testing and software roll outs.


Skills:

  • Excellent organizational skills with the ability to handle multiple demands and competing priorities while meeting deadlines.
  • Professional demeanor in verbal and written communication.
  • Ability to maintain confidentiality.
  • Back-office operational experience, preferably in the financial/banking industry.
  • Comprehensive knowledge of Microsoft Office Products.
  • Ability to collaborate in high-paced, team environment.


Requirements:

  • Bachelor’s degree, preferably with a solid foundation in finance or economics or related field with 2+ years’ experience. (Preferred)
  • Series 7 License (Required)


In compliance with the Americans with Disabilities Act, TradePMR will provide reasonable accommodations to qualified individuals with disabilities and encourages both prospective and current employees to discuss potential accommodations with Human Resources.


TradePMR is an Equal Opportunity Employer. EEO/ADA