Current jobs related to Capital Markets Compliance Senior - Bloomington, Illinois - Freddie Mac


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly motivated and experienced Senior Associate to join our Capital Markets and Risk team at Capital One. As a key member of our team, you will play a critical role in shaping our long-term business strategy by developing analysis and reports to evaluate our interest rate risk and Foreign exchange risk positions.Key...


  • Bloomington, Illinois, United States Capital One Full time

    Job Title: Senior Marketing AssociateCapital One is seeking a Senior Marketing Associate to join the social marketing team in U.S. Card Performance Marketing.Key Responsibilities:Partner with channel team and agency for planning and implementation of Meta campaigns on Facebook and Instagram, following outlined process and flagging areas for potential process...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleCapital One is seeking a highly skilled and experienced Senior Financial Crimes Compliance Auditor to join our Financial Crimes Compliance (FCC) Audit team. As a member of this team, you will be responsible for leading and participating in audits related to Bank Secrecy Act/Anti-Money Laundering (BSA/AML), Sanctions, and Fraud Compliance.Key...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleCapital One is seeking a highly skilled and experienced Senior Financial Crimes Compliance Auditor to join our Financial Crimes Compliance (FCC) Audit team. As a member of this team, you will be responsible for leading and participating in audits related to Bank Secrecy Act/Anti-Money Laundering (BSA/AML), Sanctions, and Fraud Compliance.Key...


  • Bloomington, Illinois, United States Capital One Full time

    Capital One Financial Crimes Compliance Audit TeamWe are seeking a highly skilled and experienced Principal Auditor to join our Financial Crimes Compliance (FCC) Audit team. As a member of this team, you will be responsible for leading and participating in audits of business units, performing risk assessments, and communicating issues and recommendations to...

  • Senior Recruiter

    3 weeks ago


    Bloomington, Illinois, United States Capital One Full time

    **About the Role**Capital One is seeking a Senior Associate to join our Capital One Velocity Black Recruiting Team. Velocity Black, a Capital One company, harnesses the power of artificial intelligence, the warmth of human experts, and the convenience of the latest interfaces to help high-performance individuals actualize the full potential of their...


  • Bloomington, Illinois, United States Freddie Mac Full time

    Capital Markets Internship at Freddie MacAt Freddie Mac, you will have the opportunity to contribute to the development of a better housing finance system. As a Capital Markets Intern, you will work alongside experienced professionals to gain a deeper understanding of the mortgage capital markets life cycle.Key Responsibilities:Support portfolio manager...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly skilled Senior Product Manager to lead our API Security product team at Capital One. As a key member of our Developer Experiences organization, you will be responsible for defining and delivering a comprehensive API security strategy that aligns with our business objectives.Key ResponsibilitiesDevelop and execute a...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly motivated Senior Manager, Card Risk to join our team at Capital One. As a key member of our Upmarket business, you will play a critical role in identifying and mitigating potential risks.Key ResponsibilitiesCollaborate with business teams to develop well-designed products, processes, and marketing strategies that...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly skilled Senior Commercial Credit Analyst to join our Multifamily Loan Servicing team at Capital One. As a key member of our team, you will be responsible for monitoring and processing reserve disbursements, providing information to internal and external stakeholders, and identifying opportunities to improve and integrate...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly skilled Product Management Professional to join our team at Capital One. As a key member of our organization, you will be responsible for driving the development and launch of innovative products and services that meet the needs of our customers.Key ResponsibilitiesProduct Vision and Strategy: Develop and execute a...


  • Bloomington, Illinois, United States Capital One Full time

    Capital One is Seeking a Senior Distinguished EngineerCapital One is looking for a highly skilled and experienced Senior Distinguished Engineer to join our team. As a key member of our Card Core Architecture team, you will have the opportunity to design and build a platform that leverages event-sourced, real-time data operations and analytics to power our...


  • Bloomington, Illinois, United States Capital One Full time

    **About Capital One Software**Capital One Software is a pioneering business that leverages technology and data to enable innovative and personalized experiences for businesses operating in the cloud. As a leader in cloud and data management, we are committed to building tools that address the needs of businesses at scale.**The Role**We are seeking an...


  • Bloomington, Illinois, United States Capital One Full time

    Job Title: Senior Director, HRBP- TechAbout the Role:We are seeking a highly experienced Senior Director, HRBP- Tech to join our team at Capital One. As a key member of our HR leadership team, you will be responsible for providing strategic HR business partnership to one or more business groups, serving as an integral, data-driven thought partner...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleThis is an exciting opportunity to join Capital One as a Senior Data Scientist, where you will play a key role in driving business growth through data-driven decision-making. As a member of our team, you will be responsible for developing and implementing advanced data analytics solutions to drive business outcomes.Key ResponsibilitiesPartner...


  • Bloomington, Illinois, United States Capital One Full time

    Job Summary:Capital One is seeking a highly skilled and experienced Senior Distinguished Engineer to join our team. As a key member of our Card Core Architecture team, you will have the opportunity to design and build a platform that unleashes innovation through event-sourced, real-time data operations and analytics.About the Role:As a Senior Distinguished...

  • Senior Data Scientist

    24 minutes ago


    Bloomington, Illinois, United States Capital One Full time

    Unlock the Power of Data with Capital OneAt Capital One, we're on a mission to revolutionize the way we use data to drive business decisions. As a Senior Data Scientist, you'll be part of a team that's pushing the boundaries of what's possible with machine learning and data analytics.Key Responsibilities:Collaborate with cross-functional teams to develop and...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly skilled Senior Product Manager to join our DevX, Delivery Experience team at Capital One. As a key member of our team, you will be responsible for defining and executing a strategy to optimize the developer workspace, ensuring the highest quality and security standards.Key ResponsibilitiesEngage with stakeholders to...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly skilled Senior Manager, Product Management to join our Card Financial Transactions Platform team at Capital One. This is a critical role that will play a key part in driving our business forward and delivering innovative customer experiences.Key ResponsibilitiesCustomer-Centric Product DevelopmentLead customer discovery...


  • Bloomington, Illinois, United States Capital One Full time

    About the RoleWe are seeking a highly skilled Senior Manager, Incentive Design to join our Total Rewards team at Capital One. As a key member of our compensation team, you will play a critical role in designing and governing sales incentive plans that drive business results.Key ResponsibilitiesManage and consult on sales incentive plan design and governance...

Capital Markets Compliance Senior

4 months ago


Bloomington, Illinois, United States Freddie Mac Full time

At Freddie Mac, you will do important work to build a better housing finance system and you'll be part of a team helping to make homeownership and rental housing more accessible and affordable across the nation.

Employees, contingent workers and visitors are no longer required to show proof of vaccination to be on-site. Effective January 2023, Freddie Mac's hybrid work arrangement is 3 days in the office (specifically Tuesday, Wednesday & Thursday).

Position Overview:

Do you have a strong passion for compliance risk management in a mission-driven organization? As a key member of the Capital Markets Compliance team, the Compliance Senior will assist in implementing, maintaining and evolving our second line of defense (2LOD) Compliance risk management program over MTA obligation and Freddie Mac's capital markets compliance Apply now and learn why there's #MoreAtFreddieMac

Our Impact:

This team is responsible for holistic 2LOD oversight of the capital markets compliance risks, including Master Trust Agreement (MTA) compliance risk, across Freddie Mac's major operating divisions. The team operationalizes the six Compliance Program pillars: Risk Identification and Classification; Risk Assessment and Measurement; Risk Oversight: Monitoring and Testing; Risk Remediation and Issue Management; Risk Reporting; and Risk Appetite.

Your Impact:

The Compliance Senior supports the Capital Markets Compliance team's execution of set goals and partnership with the first-line of defense business teams (1LOD) and third-line of defense audit team (3LOD), to provide independent oversight of Freddie Mac's MTA programs, independent trustee functions, and capital markets activities. Duties include:

  • Supporting the testing of 1LOD's compliance with MTA obligations and applicable securities and derivatives laws and regulations
  • Assessing compliance risk through reviews of new business initiatives, 1LOD's risk and controls assessments, and quarterly risk review processes
  • Participating in monitoring the firm's compliance with capital markets-related obligations
  • Assisting the team in managing the documentation and timely remediation of capital markets-related issues that have been identified by the 1LOD and 2LOD
  • Participating in meetings with partners in the business divisions and internal audit
  • Collaborating with 2LOD teammates in Enterprise Risk Management (ERM), as well as 1LOD and 3LOD partners, to mitigate and manage compliance risks related to securitization and capital markets activities across the enterprise
  • Understanding the ERM Framework
Qualifications:


• Bachelor's Degree and 5-7 years of work experience in Compliance, enterprise risk management or audit functions, preferably in a bank, broker-dealer or other financial markets organization

• Degree in Finance or related field is preferred

• Domain experience in securities and derivatives-related laws and regulations, securitization and structured finance transactions and/or capital markets activities

• Project management skills preferred

Keys to Success in this Role:


• Clear communication skills and ability to convey complex concepts in simple and easily understood terms

• Strong analytical skills and keen attention to detail

• Ability to work effectively in dynamic environment

• Excellent interpersonal skills, including the ability to collaborate with partners across the enterprise

[

Current Freddie Mac employees please apply through the internal career site.

Today, Freddie Mac makes home possible for one in four home borrowers and is one of the largest sources of financing for multifamily housing. Join our smart, creative and dedicated team and you'll do important work for the housing finance system and make a difference in the lives of others.

We are an equal opportunity employer and value diversity and inclusion at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, disability status or any other characteristic protected by applicable law. We will ensure that individuals with differing abilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

Notice to External Search Firms: Freddie Mac partners with BountyJobs for contingency search business through outside firms. Resumes received outside the BountyJobs system will be considered unsolicited and Freddie Mac will not be obligated to pay a placement fee. If interested in learning more, please visit and register with our referral code: MAC.

Time-type:Full timeJob Category:ComplianceFLSA Status:Exempt

The anticipated annualized base salary range for this position is $88,000 to $132,000 and is eligible to participate in the annual incentive program.