Compliance Analyst

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...

About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

Job Description ADM Investor Services has been a financial services leader in the futures brokerage industry for more than 50 years. We are a registered Futures Commission Merchant providing comprehensive services to retail, commercial and institutional clients. Our work is supported through a network of Introducing Brokers, non-clearing FCMs, branch...

Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...

Job SummaryThe Senior Analyst, Compliance Analytics, plays a critical role in supporting the creation, organization, and execution of our Compliance Analytics Platform. This includes Office of Ethics and Compliance (OEC) Operations-specific dashboards, tools, and systems to manage compliance-related data and analytics.Key ResponsibilitiesDevelop and maintain...

About the RoleThe Compliance Analyst will support Wellington Management's global private investments compliance program as well as its global investment platform and trading compliance program, focusing on information controls. This role will be responsible for enhancing the firm's information controls and monitoring relating to the intake, retention, and...

We are seeking a skilled Compliance Analyst to support various functions within the Compliance Department at Saxon Global. The ideal candidate will have a strong background in financial services and experience in collecting, analyzing, and summarizing data.This role will assist with contract management, training support, abandoned property reviews, and other...

Job Title: Business Analyst – Data Compliance & SQLLocation: Toronto, Canada or San Ramon, CA USA or Chicago, IL, USAMust Local to Toronto, Canada or San Ramon, CA USA or Chicago, IL, USAQualifications:• Bachelor’s degree in Business Analysis, Computer Science, Information Systems, or a related field.• 6+ years of experience working with SQL and data...

Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm, we are dedicated to serving the homeowner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry.Position SummaryThe...

```Job DescriptionWe are looking to hire a GRC Analyst with an analytical mind and a detailed understanding of compliance and audit methodologies. As a Risk & Compliance Analyst, you will be responsible for:Conducting risk assessments.Developing risk management plans.Monitoring compliance with internal policies and external regulations.Analyzing data and...

About the RoleCNO Financial Group is seeking a Senior Legal Compliance Analyst to join our Corporate team. As a key member of our compliance team, you will be responsible for executing and operating CNO's Anti-Money Laundering (AML) and watchlist transaction monitoring in a timely manner.Key ResponsibilitiesInvestigate potentially suspicious activity and...

Job Title:1099 Tax Compliance Analyst ConsultantJob Summary:We are seeking a skilled 1099 Tax Compliance Analyst consultant to join our team. The ideal candidate will have experience in tax reporting, vendor data management, and regulatory compliance.Key Responsibilities:Manage the preparation, review, and submission of 1099 tax forms, ensuring accuracy and...

Job Title: 1099 Tax Compliance Analyst ConsultantJob Summary:We are seeking a skilled 1099 Tax Compliance Analyst consultant to join our team at Experis. The ideal candidate will have experience in tax reporting, vendor data management, and regulatory compliance.Key Responsibilities:Manage the preparation, review, and submission of 1099 tax forms, ensuring...

About Interactive BrokersThis is a hybrid role (three days in the office/two days remote) at Interactive Brokers, a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client...

Job OverviewInteractive Brokers is seeking a highly skilled KYC Analyst to join our team in Chicago, IL. As a KYC Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining the integrity of our client relationships.The ideal candidate will have a strong understanding of Bank Secrecy Act (BSA), USA...

One of our Financial Clients is looking to hire a Tech Analyst for Workday. The candidate will need to be in office 2-3 days a weekThe HR Technology Analyst is responsible for analysis, design, development and implementation of Workday HCM system, policies, and related processes. The Analyst collaborates with and advises enterprise users, technical staff, HR...

One of our Financial Clients is looking to hire a Tech Analyst for Workday. The candidate will need to be in office 2-3 days a weekThe HR Technology Analyst is responsible for analysis, design, development and implementation of Workday HCM system, policies, and related processes. The Analyst collaborates with and advises enterprise users, technical staff, HR...

One of our Financial Clients is looking to hire a Tech Analyst for Workday. The candidate will need to be in office 2-3 days a weekThe HR Technology Analyst is responsible for analysis, design, development and implementation of Workday HCM system, policies, and related processes. The Analyst collaborates with and advises enterprise users, technical staff, HR...