Regulatory Counsel

Title: Legal CounselJob Overview: Our client, a dedicated emerging investment manager with $6B in AUM, is seeking an experienced private funds attorney to cover a wide spectrum of responsibilities. Highlights:This hire will report directly to the Chief Legal Officer and work along with other members of the Legal team.Opportunity to join a team of seasoned...

Role DescriptionCavalry Portfolio Services is a leading provider of non-performing consumer loan portfolio management services. We are seeking a highly skilled Regulatory Counsel to join our team in Greenwich, CT.The successful candidate will be responsible for providing legal advice on regulatory compliance, legal issues, regulatory affairs, and regulations...

Company. Burnham Sterling & Company LLC (or registered affiliates thereof) (“Burnham”, the “Firm” or the “Company”) is a financial services firm focused capital raising for aviation and other asset intensive industries and is located in Greenwich, CT. The firm enters into engagement agreements with US and non-US ultra-large corporates and places...

About the RoleWe are seeking a highly motivated and experienced litigation attorney to join our General Counsel office in Greenwich, CT, Chicago, IL, or Washington, DC.ResponsibilitiesRepresent the firm in arbitration and other adversarial proceedingsCoordinate with outside counsel on court actions involving the firmRepresent firm employees in third-party...

About Interactive BrokersThis is a hybrid role that requires a highly organized professional to work on immigration, regulatory, litigation, and corporate matters for IBKR. The ideal candidate will be able to multitask and quickly adapt to a fast-paced environment.Responsibilities:Preparation of visa and permanent residency petitions for current or...

About Interactive BrokersThis is a hybrid role that combines office and remote work. Interactive Brokers Group has been a leader in trading innovation since 1983. We pride ourselves on being a technology company that challenges the status quo. Our goal is to offer clients the best trading platform with the most sophisticated features at the lowest cost....

Job DescriptionAbout Interactive BrokersThis is a hybrid role with three days in the office and two days remote.Interactive Brokers Group has been at the forefront of trading innovation since 1983. We pride ourselves on being a technology company that challenges the status quo. Our goal is to offer clients the best trading platform with the most...

A Credit Investment Fund in Greenwich, CT is seeking an Attorney to support transactional matters handled by their Investment Team. This position involves working with senior leadership across the business, focused primarily on supporting Structured Finance/Securitization Transactions from inception to conclusion. This role is largely business-facing, and...

A Credit Investment Fund in Greenwich, CT is seeking an Attorney to support transactional matters handled by their Investment Team. This position involves working with senior leadership across the business, focused primarily on supporting Structured Finance/Securitization Transactions from start to conclusion. This role is largely business-facing, and...

The Chief Legal Officer will play a pivotal role in guiding Burnham Sterling & Company LLC in all legal matters. This full-time position will act as the general counsel to the Firm and transaction counsel on deals.Key Responsibilities:• Serve as the primary legal advisor to the Firm• Provide legal counsel on transaction documentation, company...

Compliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...

Corporate Compliance Paralegal OpportunityWe are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This role would be ideal for someone with experience in corporate formations and Mergers & Acquisitions. The successful candidate will be responsible for managing and tracking regulatory filings, including those under the Corporate...

About Interactive BrokersThis is a hybrid role that combines in-office and remote work. Interactive Brokers Group has been a pioneer in trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being a technology-driven company that challenges the status quo. Our goal is to offer clients the...

Job OverviewInteractive Brokers is seeking a seasoned professional to lead our technology compliance efforts. As a key member of our team, you will be responsible for ensuring our technology and data enterprise meets regulatory requirements.Key ResponsibilitiesDesign and implement supervisory reports and reviews to ensure compliance with regulatory...

iCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. With approximately $191 billion in...

Job Summary:We are seeking a Corporate Compliance Paralegal to join our team at Beacon Hill. This is a hybrid role with a competitive compensation package.Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track regulatory filings, including those under the Corporate Transparency Act.Oversee customer due...

Compliance Testing DirectorInteractive Brokers LLC is seeking a seasoned Compliance Testing Director to lead our compliance testing program. The ideal candidate will have a deep understanding of U.S. securities and/or commodities regulations and experience in designing, maintaining, and managing a compliance testing program.The primary responsibilities of...

Corporate Compliance Paralegal - HybridOur client, a private equity firm, is seeking a Corporate Compliance Paralegal for its Greenwich, CT office. This is a hybrid role with all-in compensation ranging up to $100,000.This person should have at least 2 years of Corporate Paralegal experience. This person would ideally have experience with corporate...

Overview: To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Diagnoses, evaluates, treats, counsels patients with a...

Job Title: Analyst - Communications ComplianceAt Interactive Brokers, we are seeking a highly motivated and detail-oriented individual to join our Compliance team as an Analyst - Communications Compliance. This role will play a critical part in ensuring the Firm's communications database is up-to-date and compliant with regulatory requirements.Key...