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Settlements Vice President

4 months ago

New York, United States Social Capital Resources Full time

Top-Tier Financial Services firm is seeking a Vice President for their Settlements team


Responsibilities:


  • Settlement of securities resolving issues, pair offs, payments and DK’s
  • Tri party clean up and allocation
  • Cross training throughout the group to provide full coverage
  • Balance of accounts and journal entries
  • TMPG claims
  • Manage the team to ensure all settlements are expedited and exposure is limited
  • Assist with audits, as needed


Qualifications:

  • 5+ years of experience in Fixed Income settlements
  • Strong analytical skills and ability to suggest new ideas to further automate processes
  • Experience managing a group and/or leading a team
  • Experience using Bank of NYC, Access Edge, OCC, DTCC reporting system, CFM, ADP, Phase 3, Fail Monitor, Stream Report Writer, a plus
  • Series 99