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Associate Regulatory Compliance Analyst

3 months ago

Denver, Colorado, United States SS&C Technologies Full time

SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

Job Description

Associate Regulatory Compliance Analyst

Location: Denver, CO | Hybrid

Get To Know The Team:

ALPS Transfer Agency is seeking an individual to join the Regulatory & Quality Control team who will support and be responsible for ongoing regulatory and quality control functions.

Why You Will Love It Here

  • Flexibility: Hybrid Work Model & a Business Casual Dress Code, including jeans
  • Your Future: 401k Matching Program, Professional Development Reimbursement
  • Work/Life Balance: Flexible Personal/Vacation Time Off, Sick Leave, Paid Holidays
  • Your Wellbeing: Medical, Dental, Vision, Employee Assistance Program, Parental Leave
  • Diversity & Inclusion: Committed to Welcoming, Celebrating and Thriving on Diversity
  • Training: Hands-On, Team-Customized, including SS&C University
  • Extra Perks: Discounts on fitness clubs, travel and more
What You Will Get To Do:
  • Provide ongoing quality review for accuracy. This includes understanding and identifying when items are not in good order or otherwise need additional research/correspondence to resolve
  • Generate and review of various control reports, and identify/propose process improvements
  • Learn, support, and lead various regulatory tasks including tax reporting, Blue Sky, fraud monitoring, and unclaimed property.
  • Support management with ongoing projects or other initiatives
  • Assist with and performs other duties when necessary
What You Will Bring:
  • At least 1 year of experience in financial services, working with financial institutions or similar
  • General understanding of processing accounts
  • Must be detail oriented, analytical, and organized
  • Ability to work independently, prioritize, and multitask
  • Ability to communicate professionally, both verbally and in writing
  • Willingness to learn and grow both personally and within the organization
  • Willing to work on site at least 6 days/month
  • Hours will be 9 AM MT - 6 PM MT
Thank you for your interest in SS&C To further explore this opportunity, please apply through our careers page on the corporate website at

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Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services. SS&C offers excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan. SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.

Salary is determined by various factors including, but not limited to, relevant work experience, job related knowledge, skills, abilities, business needs, and geographic regions.

Colorado: Salary range for the position: $22.00 USD/hour to $27.00 USD/hour.