Current jobs related to Audit Manager, Capital Markets and Financial Risk Management - Chicago - Northern Trust

  • Capital Markets Executive

    2 days ago

    Chicago, Illinois, United States Cabrera Capital Markets Full time

    {"Job Summary We are seeking a highly skilled Vice President of Capital Raising to join our team at Cabrera Capital Markets. The successful candidate will be responsible for leading and managing the execution of capital raising transactions, working closely with senior bankers to develop financing strategies for clients, and analyzing industry and market...

  • Operational Risk Consultant, Capital Markets

    2 months ago

    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Market Trading Risk Management Professional

    2 weeks ago

    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Global Capital Markets Relationship Manager

    1 week ago

    Chicago, Illinois, United States Wilmington Trust Full time

    Job SummaryWe are seeking a highly skilled Global Capital Markets Relationship Manager II to join our team at Wilmington Trust. As a key member of our Loan Agency team, you will be responsible for managing client relationships and daily administration of assigned Global Capital Markets (GCM) syndicated loan accounts.Key ResponsibilitiesMonitor and manage...

  • Senior Vice President

    4 weeks ago

    Chicago, Illinois, United States Cabrera Capital Markets Full time

    Position: Senior Vice President - Capital MarketsLocation: Onsite in Chicago, ILCabrera Capital Markets LLC, established in 2001, is a dynamic investment banking and institutional brokerage firm. With its headquarters in Chicago, IL, the firm focuses on delivering investment banking services to municipal, corporate, and advisory clients, alongside...

  • Global Capital Markets Relationship Manager

    3 days ago

    Chicago, Illinois, United States Wilmington Trust Full time

    Job Title: Global Capital Markets Relationship Manager IIWilmington Trust's Loan Agency team is seeking a skilled Global Capital Markets Relationship Manager II to join our team. As a key member of our team, you will be responsible for managing client relationships and daily administration of assigned Global Capital Markets (GCM) syndicated loan accounts of...

  • Capital Markets Executive

    1 week ago

    Chicago, Illinois, United States Cabrera Capital Markets, LLC Full time

    Capital Markets ExecutiveCabrera Capital Markets, LLC is seeking a highly skilled Capital Markets Executive to lead and manage the execution of capital raising transactions. As a key member of our team, you will work closely with senior bankers to develop financing strategies for clients and analyze industry and market trends to identify potential...

  • Debt Capital Markets Leader

    2 days ago

    Chicago, Illinois, United States Mesirow Financial Full time

    Job Title: Managing Director - Debt Capital MarketsMesirow Financial is seeking a highly skilled and dynamic Managing Director to lead our Debt Capital Markets (DCM) team.About the Role:The ideal candidate will possess a comprehensive understanding of the market, extensive experience in DCM, and a demonstrated history of successful deal origination and...

  • Senior Portfolio Manager, Middle Market

    4 weeks ago

    Chicago, United States Wintrust Financial Full time

    Additionally, Wintrust operates various non-bank business units including commercial and life insurance premium financing, short-term accounts receivable financing, out-sourced administrative services, mortgage origination and purchase, wealth management services and qualified intermediary services for tax-deferred exchanges.The Sr. Portfolio Manager...

  • Vice President Capital Markets

    3 months ago

    Chicago, United States Cabrera Capital Markets, LLC Full time

    Job DescriptionJob DescriptionPosition: Vice President Capital Markets Location: Onsite in Chicago, ILDuties & Responsibilities:Lead and manage the execution of capital raising transactionsWork closely with senior bankers to develop financing strategies for clientsAnalyze industry and market trends to identify potential opportunities for clientsPrepare pitch...

  • Global Capital Markets Relationship Manager

    1 week ago

    Chicago, Illinois, United States Wilmington Trust Full time

    Job SummaryWe are seeking a skilled Global Capital Markets Relationship Manager to join our team. As a key member of our Global Capital Markets group, you will be responsible for managing client relationships and daily administration of assigned Global Capital Markets accounts.Key ResponsibilitiesMonitor and manage administrative and operational systems,...

  • Global Capital Markets Relationship Manager II

    2 weeks ago

    Chicago, Illinois, United States Wilmington Trust Full time

    Job SummaryWe are seeking a highly skilled and experienced Global Capital Markets Relationship Manager II to join our team at Wilmington Trust. As a key member of our Loan Agency team, you will be responsible for managing client relationships and daily administration of assigned Global Capital Markets (GCM) syndicated loan accounts of varying complexity and...

  • Global Capital Markets Relationship Manager

    2 weeks ago

    Chicago, Illinois, United States M&T Bank Full time

    Job SummaryWe are seeking a skilled Global Capital Markets Relationship Manager to join our team at M&T Bank. As a key member of our team, you will be responsible for managing client relationships and daily administration of assigned Global Capital Markets (GCM) accounts.Key ResponsibilitiesMonitor and manage administrative and operational systems,...

  • Debt Capital Markets Leader

    1 week ago

    Chicago, Illinois, United States Mesirow Financial Administrative Corp Full time

    {"title": "Debt Capital Markets Leader", "content": "Job SummaryMesirow Financial Administrative Corp is seeking a seasoned Debt Capital Markets Leader to join our team. As a key member of our Investment Banking group, you will be responsible for driving business growth and achieving revenue goals for our Debt Capital Markets team.Key ResponsibilitiesDevelop...

  • Global Capital Markets Relationship Manager

    21 hours ago

    Chicago, Illinois, United States Wilmington Trust Full time

    Job SummaryWe are seeking a highly skilled Global Capital Markets Relationship Manager to join our team. As a key member of our GCM team, you will be responsible for managing client relationships and daily administration of assigned Global Capital Markets accounts.Key ResponsibilitiesMonitor and manage administrative and operational systems, databases, and...

  • Financial Risk Management Specialist

    4 weeks ago

    Chicago, Illinois, United States IMC Inc Full time

    IMC Inc is actively looking for a proficient Risk Analyst to be part of the US Risk Management Division. This division works in close collaboration with trading and technology sectors to manage risks associated with IMC's trading methodologies through various technological solutions. We seek an individual with a critical, analytical, and proactive approach...

  • Financial Risk Management Specialist

    4 weeks ago

    Chicago, Illinois, United States IMC Inc Full time

    IMC Inc is actively looking for a proficient Risk Analyst to become a vital part of the US Risk Management Team. This team works in close partnership with trading and technology divisions to address risks associated with IMC's trading methodologies through the utilization of diverse technologies. We seek an individual with a critical, analytical, and...

  • Senior Manager Enterprise Risk Management

    7 days ago

    Chicago, United States Discover Financial Services, Inc. Full time

    With us, you’ll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together. And we mean it — we want you to grow and make a difference at one of the world's leading digital banking and payments companies. We value what makes you unique so that you have an...

  • Capital Markets Portfolio Manager

    3 weeks ago

    Chicago, United States Selby Jennings Full time

    A regional bank, managing over $100 billion in assets under management (AUM), is experiencing significant growth across its Treasury, Liquidity, and Asset Liability Management (ALM) teams. These teams are integral in projecting balance sheet performance under various interest rate environments, identifying potential risks, and recommending strategies to...

  • Executive Director of Capital Markets

    2 weeks ago

    Chicago, Illinois, United States Cabrera Capital Markets, LLC Full time

    Job OverviewCabrera Capital Markets, LLC is seeking a seasoned professional to lead our capital markets efforts as an Executive Director of Capital Markets. This is a unique opportunity to join a dynamic team and contribute to the growth and success of our organization.Key ResponsibilitiesCapital Markets LeadershipDevelop and execute strategic plans to drive...

Audit Manager, Capital Markets and Financial Risk Management

4 months ago

Chicago, United States Northern Trust Full time

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role/Department: Audit Manager (Capital Markets and Financial Risk Management)/ Internal Audit

Audit Services is seeking an eager partner to help advance and grow our audit coverage across Northern Trust’s Capital Markets and Financial Risk Management processes. This is an exceptional opportunity for you to showcase and further expand your audit skills, and knowledge. You will have the opportunity to work with audit partners in Ireland, London, Chicago, and Manila, gain deep insights to Northern Trust’s global business, as well as exposure to senior management.

The Audit Manager is a key position within the Capital Markets and Financial Risk Management Audit Services Team responsible for project management and delivery of audit engagements across risk management processes (specifically credit risk) and key capital markets businesses including Global Foreign Exchange Trading, Securities Lending, Brokerage and Transitions Management. Success is measured by the comprehensiveness of the workpapers, quality of the audit reports, timeliness of the deliveries, mentoring of junior staff, contributing to team process enhancements, and your ability to foster relationships both internally in the audit department and with key stakeholders. In addition, the Audit Manager may also execute a broader role across the team in terms of executing enhanced continuous monitoring for their allocated areas. This position will report locally to the Senior Audit Manager in Chicago.

The key responsibilities of the role include: 

  • Leads audit project teams, including taking ownership and being accountable in meeting stated audit project objectives and timeframes, adhering to Audit Department Policies and Standards
  • Gain an understanding of the business risks, controls, and processes, relevant laws, regulatory rules, and knowledge of systems dependencies within areas under review
  • Accurately designs and executes the testing approach and ensures work paper documentation is clear, concise, supports the reviews performed, and adequately supports decisions and conclusions made during the project
  • Continuously identifies efficiency opportunities to ‘work smart’ through the audit project, and work collaboratively with team members across multiple jurisdictions and cultures
  • Adopts a proactive manner in communication of the audit status, including leading discussions with stakeholders and Audit Services management where issues/risks have been identified
  • Compiles findings and recommendations and ensures they adequately support status updates, memos, and audit reports
  • Build relationships across the Audit Department and stakeholders alike through provision of in-depth insight and leadership

Skills/Experience:

The successful candidate will benefit from having:

  • 5+ years of experience in internal audit, monitoring or testing functions in a financial institution, regulator, or risk consulting firm. While not required, experience in credit risk is highly desired
  • Effectively communicate with senior stakeholders and Audit Services management in a clear and timely manner
  • Project management and data analytics skills will also be an advantage
  • An ability to work in a fast-paced environment across multiple time zones and jurisdictions, strong organizational skills, prioritize effectively, and multi-task
  • Knowledge of auditing principles and methodology in the financial services industry would be an advantage
  • Professional certifications preferred, but not required (e.g., CFA, FRM, CIA)

Working Model: Hybrid (#LI-Hybrid)

We have a balanced hybrid working model to ensure you get the flexibility you need, and the successful candidate will spend their time between working in the office and working from home.

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies Build your career with us and apply today. #MadeForGreater

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.

We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

For further information, and to apply, please visit our website via the “Apply” button below.